13F-HR filed by HGC Investment Management Inc.
HGC Investment Management Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 122 holding rows worth $370,902,000.
- Accession
- 0001711200-18-000005
- Filer
- CIK 1711200
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 123 entries on the cover page, a total value of $370,902,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $370,422,000 with VALUE read as thousands by filing date, 13F file number 028-18120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRINITY MERGER CORP | 89653L106 | COM CL A | 2,480,785 | $24,387,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 2,067,594 | $20,573,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 1,695,045 | $16,968,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 1,668,994 | $16,957,000 | thousands by filing date | |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 1,652,700 | $16,742,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 1,522,000 | $14,566,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 1,423,036 | $14,131,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 1,348,200 | $13,038,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 1,268,000 | $12,046,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 1,159,966 | $11,229,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N103 | COM | 1,176,480 | $11,212,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 1,125,000 | $10,924,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 1,025,600 | $10,410,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 868,613 | $8,860,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 889,350 | $8,850,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 811,363 | $7,875,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 718,080 | $7,253,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 651,650 | $6,374,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 638,100 | $6,324,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 602,175 | $6,070,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 606,500 | $5,956,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 625,000 | $5,950,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 556,598 | $5,362,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 538,068 | $5,252,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 500,494 | $4,885,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 481,257 | $4,818,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 493,600 | $4,813,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 443,030 | $4,519,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 453,121 | $4,464,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 425,692 | $4,313,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 434,541 | $4,237,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 433,766 | $4,230,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 395,000 | $3,976,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 378,509 | $3,842,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 370,572 | $3,795,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 369,553 | $3,733,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 380,000 | $3,694,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 356,883 | $3,644,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 372,500 | $3,621,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 349,134 | $3,548,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 346,667 | $3,353,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 300,000 | $2,850,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 253,728 | $2,695,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 250,000 | $2,553,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 253,998 | $2,495,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 231,881 | $2,352,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 240,700 | $2,302,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 200,042 | $2,041,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 205,000 | $1,989,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 205,000 | $1,973,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 202,234 | $1,966,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 175,000 | $1,792,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 156,751 | $1,599,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 100,000 | $1,037,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 91,778 | $928,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 81,073 | $817,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 69,801 | $730,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 62,400 | $634,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 37,496 | $359,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 27,304 | $282,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 40,000 | $276,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 25,000 | $248,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 23,500 | $247,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 225,000 | $225,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 161,145 | $224,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 22,900 | $223,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 20,000 | $215,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 11,006 | $118,000 | thousands by filing date | |
| NEW FRONTIER HEA | G6485P124 | EQUITY WRT | 50,000 | $59,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 5,000 | $52,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 5,000 | $49,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 137,000 | $33,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 2,085 | $22,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 60,400 | $22,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 43,780 | $18,000 | thousands by filing date | |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 43,280 | $16,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 1,500 | $16,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 21,500 | $12,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 30,000 | $11,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 25,000 | $10,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 25,000 | $10,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 6,840 | $10,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 4,133 | $9,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 4,866 | $8,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 10,243 | $8,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 728 | $8,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 20,000 | $8,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 27,563 | $8,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 51,600 | $7,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 500 | $6,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 301 | $4,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 6,050 | $4,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 2,656 | $4,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 2,122 | $3,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 1,666 | $3,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 4,490 | $3,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 858 | $2,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 1,183 | $2,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 5,000 | $2,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 2,754 | $2,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 3,000 | $2,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 3,645 | $2,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 2,998 | $2,000 | thousands by filing date | |
| IMXIW US 19 Jan 22 C11.5 (International Money Expr | 46005L119 | W EXP 01/19/202 | 685 | $2,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D110 | *W EXP 11/02/202 | 866 | $2,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 374 | $1,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 1 | $1,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 2 | $1,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 2 | $1,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 1 | $1,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 2 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 2 | $1,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 2 | $1,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 200 | $1,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 350 | $1,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 675 | $1,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 621 | $1,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 800 | $1,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 900 | $1,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 400 | $1,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 1,300 | $1,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 600 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001711200-18-000005 | this filing | 2018-11-14 | acceptance time not in the bulk data set |