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Disclosery

13F-HR filed by AUA CAPITAL MANAGEMENT, LLC

AUA CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2026-09-30, accepted by EDGAR 2026-10-15 17:14:11 UTC, with 80 holding rows worth $211,262,177.

Accession
0001706915-26-000009
Filer
CIK 1706915
Filed
2026-10-15
Accepted by EDGAR
Ingested
Source
EDGAR live feed

Original filing

13F report for Q3 2026

A holdings report, 80 entries on the cover page, a total value of $211,262,177 stated on the cover page (in dollars after the unit check, H1), rows summing to $211,262,177 with VALUE read as dollars as filed, 13F file number 028-18088. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SPY78462F103SHS81,480$62,139,092dollars as filed
Apple Inc037833100COM36,713$12,226,163dollars as filed
ISHARES TR464287465MSCI EAFE ETF111,761$11,610,850dollars as filed
Amazon.com, Inc023135106COM34,290$8,543,354dollars as filed
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF464288158ETF66,825$6,985,886dollars as filed
Altria Group Inc02209S103COM92,369$6,220,128dollars as filed
ISHARES TR464288414NATIONAL MUN ETF58,591$5,923,550dollars as filed
Technology Select Sector SPDR Fund81369Y803SHS29,770$5,827,478dollars as filed
iShares Russell 2000 ETF464287655SHS19,933$5,539,181dollars as filed
Vanguard Value ETF922908744SHS24,863$5,372,603dollars as filed
Alphabet Inc. Reg. Shares C02079K107COM14,592$4,972,078dollars as filed
SPDR SERIES TRUST78468R739ST NUVE TERM ETF100,099$4,669,618dollars as filed
META PLATFORMS INC CL A30303M102COM5,952$4,316,271dollars as filed
IJH464287507COM54,256$3,903,719dollars as filed
Microsoft Corp594918104COM7,553$3,873,934dollars as filed
iShares Core US Aggregate Bond ETF464287226SHS40,057$3,787,048dollars as filed
ISHARES TR464287457COM44,222$3,590,826dollars as filed
SPDR GOLD TR78463V107GOLD SHS7,631$2,906,190dollars as filed
Vanguard FTSE Developed Markets ETF921943858SHS36,069$2,546,894dollars as filed
iShares Core S&P Small-Cap ETF464287804SHS18,541$2,522,318dollars as filed
MasterCard, Inc57636Q104COM4,029$2,221,873dollars as filed
Vanguard Short-Term Bond ETF921937827SHS28,971$2,213,435dollars as filed
ISHARES TR4642886613 7 YR TREAS BD19,271$2,186,102dollars as filed
VANGUARD SCOTTSDALE FDS92206C409COM28,099$2,170,648dollars as filed
ISHARES TR464287762US HLTHCARE ETF28,648$2,050,051dollars as filed
Goldman Sachs Group,Inc.38141G104COM2,229$2,006,902dollars as filed
Vanguard Growth922908736COM21,314$1,920,678dollars as filed
Vanguard Extended Market ETF922908652SHS7,792$1,804,861dollars as filed
Alphabet Inc. Reg. Shares A02079K305COM4,880$1,679,110dollars as filed
JPMorgan Chase & Co46625H100COM4,898$1,620,405dollars as filed
Vanguard Dividend Appreciation ETF921908844SHS6,437$1,502,042dollars as filed
UNILEVER PLC SPON ADR NEW904767803ADR19,539$1,186,603dollars as filed
Eaton Corp. PlcG29183103COM2,250$966,848dollars as filed
Caterpillar Inc.149123101COM1,170$948,624dollars as filed
Chevron Corporation166764100COM3,915$799,482dollars as filed
VALERO ENERGY CORP COM91913Y100Stock2,053$795,763dollars as filed
Berkshire Hathaway Inc084670702COM1,565$779,292dollars as filed
American Express Company025816109COM2,400$729,840dollars as filed
AbbVie,Inc.00287Y109COM2,709$708,647dollars as filed
Vanguard Total Bond Market ETF921937835SHS10,051$705,078dollars as filed
Costco Wholesale Corporation22160K105COM750$682,755dollars as filed
Walmart Inc.931142103COM6,102$634,120dollars as filed
Johnson & Johnson478160104COM2,363$625,581dollars as filed
Home Depot, Inc437076102COM2,189$622,749dollars as filed
ISHARES TR464287234MSCI EMG MKT ETF9,321$622,550dollars as filed
Vanguard Intermediate-Term Corporate Bond ETF92206C870SHS7,713$604,005dollars as filed
Vanguard Total World Stock ETF922042742SHS3,343$527,693dollars as filed
Stryker Corporation863667101COM1,888$519,936dollars as filed
Cisco Systems,Inc.17275R102COM4,806$517,270dollars as filed
NXP SEMICONDUCTORS N V COMN6596X109Stock2,100$498,813dollars as filed
VWO922042858SHS8,299$492,238dollars as filed
Vanguard High Dividend Yield ETF921946406SHS3,016$468,198dollars as filed
WW GRAINGER INC COM384802104Stock353$439,753dollars as filed
ECOLAB INC COM278865100Stock1,500$411,870dollars as filed
ISHARES TR464288513IBOXX HI YD ETF4,616$356,401dollars as filed
TAIWAN SEMICONDUCTOR MFG874039100SPONSORED ADS775$353,547dollars as filed
DB COMMODITY INDEX TRACKING46138B103ETF10,822$349,767dollars as filed
Raytheon Technologies Corporation75513E101COM1,800$334,170dollars as filed
Boston Scientific Corporation101137107COM7,575$330,649dollars as filed
EOG RES INC COM26875P101Stock2,196$302,521dollars as filed
Merck & Co.,Inc.58933Y105COM2,030$294,979dollars as filed
Chubb LimitedH1467J104COM900$292,725dollars as filed
Lockheed Martin Corporation539830109COM567$288,745dollars as filed
AMERIPRISE FINL INC COM03076C106Stock577$284,086dollars as filed
PepsiCo,Inc.713448108COM2,220$281,318dollars as filed
CENCORA INC COM03073E105Stock920$276,230dollars as filed
Accenture Plc Class AG1151C101COM1,500$275,055dollars as filed
Procter & Gamble Co742718109COM1,800$261,504dollars as filed
Intel Corp458140100COM2,171$261,019dollars as filed
ARES CAPITAL CORP04010L103COM13,390$255,749dollars as filed
SELECT SECTOR SPDR TR81369Y308STATE STREET CON3,169$255,421dollars as filed
EXXON MOBIL CORP30233Q108COM1,509$245,590dollars as filed
Financial Select Sector SPDR Fund81369Y605SHS4,596$245,426dollars as filed
McDonalds Corporation580135101COM1,059$244,565dollars as filed
Coca-Cola Company191216100COM2,802$241,196dollars as filed
J P MORGAN EXCHANGE TRADED F46641Q837ULTRA SHRT ETF4,672$235,329dollars as filed
TJX Companies Inc872540109COM1,680$222,281dollars as filed
GENERAL DYNAMICS CORP COM369550108Stock660$219,008dollars as filed
Citigroup Inc.172967424COM1,642$212,606dollars as filed
USBANCORPDEL902973304COM NEW3,485$201,294dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001706915-26-000009this filing2026-10-15