13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-14, with 1,607 holding rows worth $12,821,231,879.
- Accession
- 0001706766-25-000009
- Filer
- CIK 1706766
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 1,607 entries on the cover page, a total value of $12,821,231,879 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,821,231,879 with VALUE read as dollars as filed, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AIRJOULE TECHNOLOGIES CORP | 612160119 | *W EXP 03/15/202 | 209,356 | $157,582 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 5,118 | $156,150 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 50,000 | $156,000 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 36,166 | $152,982 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 73,900 | $150,756 | dollars as filed | |
| RAPPORT THERAPEUTICS INC COM | 75383L102 | Stock | 5,000 | $148,500 | dollars as filed | |
| KARTOON STUDIOS INC. | 37229T509 | CMN | 200,000 | $147,580 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 30,000 | $146,400 | dollars as filed | put |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 2,800 | $145,768 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 60,872 | $141,832 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 9,900 | $140,580 | dollars as filed | call |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 11,100 | $140,415 | dollars as filed | put |
| READY CAPITAL CORP | 75574U101 | COM | 35,000 | $135,450 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 20,000 | $130,400 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 60,800 | $130,112 | dollars as filed | call |
| FLEX LNG LTD | G35947202 | SHS | 5,156 | $129,931 | dollars as filed | |
| ARRIVENT BIOPHARMA INC | 04272N102 | COM | 7,000 | $129,150 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,500 | $124,880 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 10,360 | $121,212 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 40,000 | $120,000 | dollars as filed | call |
| IMMUNITYBIO INC | 45256X103 | COM | 46,300 | $113,898 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 7,778 | $113,870 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 40,203 | $110,960 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 22,067 | $110,114 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,000 | $109,950 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 486 | $109,617 | dollars as filed | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 8,931 | $107,083 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 7,366 | $106,954 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424303 | COM NEW CL A | 55,000 | $105,050 | dollars as filed | call |
| MAZE THERAPEUTICS INC COM | 578784100 | Stock | 4,000 | $103,720 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 9,765 | $102,630 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 15,675 | $101,104 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 55,393 | $100,815 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 17,325 | $100,312 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,700 | $95,941 | dollars as filed | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 91,261 | $95,815 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 6,174 | $93,474 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 17,500 | $90,650 | dollars as filed | |
| BARRICK MNG CORP | 06849F108 | COM SHS | 2,709 | $88,774 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 10,000 | $88,500 | dollars as filed | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 12,000 | $87,840 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,100 | $87,468 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 2,900 | $87,319 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 4,500 | $82,395 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 25,000 | $80,250 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 25,000 | $78,500 | dollars as filed | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 25,000 | $78,500 | dollars as filed | call |
| TELADOC HEALTH INC | 87918A105 | COM | 10,000 | $77,300 | dollars as filed | put |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 50,000 | $75,500 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 1,003 | $73,189 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 5,000 | $71,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 920 | $70,288 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 2,500 | $68,650 | dollars as filed | put |
| TVARDI THERAPEUTICS INC | 140755307 | COM | 1,700 | $66,249 | dollars as filed | put |
| GIBRALTAR INDS INC | 374689107 | COM | 1,000 | $62,800 | dollars as filed | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 50,000 | $60,000 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 53,573 | $58,395 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 300 | $55,311 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 35,000 | $55,300 | dollars as filed | call |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 1,500 | $54,525 | dollars as filed | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 2,892 | $53,589 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 200 | $50,262 | dollars as filed | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 4,330 | $47,847 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 17,500 | $47,250 | dollars as filed | call |
| CONDUENT INC | 206787103 | COM | 16,632 | $46,570 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 900 | $45,018 | dollars as filed | call |
| Spectral Ai Inc W Exp 09/11/202 | 84757T113 | SPAC Combination | 63,537 | $44,349 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 50,000 | $44,080 | dollars as filed | call |
| Starbucks Corporation | 855244109 | COM | 500 | $42,300 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,000 | $41,320 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 515 | $41,174 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 63,872 | $40,239 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 4,123 | $39,787 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 68,535 | $39,750 | dollars as filed | |
| ORUKA THERAPEUTICS INC COM | 687604108 | Stock | 2,000 | $38,460 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 13,778 | $37,614 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,100 | $36,916 | dollars as filed | |
| HAFNIA LTD SHS | Y2990R101 | Stock | 6,015 | $36,030 | dollars as filed | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 178,604 | $35,810 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 900 | $31,374 | dollars as filed | put |
| USA TODAY CO INC | 36472T109 | COM | 7,464 | $30,826 | dollars as filed | |
| TVARDI THERAPEUTICS INC | 140755307 | COM | 700 | $27,279 | dollars as filed | call |
| PRIMO BRANDS CORPORATION CLASS A COM SHS | 741623102 | Stock | 1,200 | $26,520 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 2,113 | $24,870 | dollars as filed | |
| WEBULL CORP | G9572D111 | *W EXP 04/10/203 | 4,023 | $24,460 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 4,500 | $23,625 | dollars as filed | |
| EQV VENTURES ACQUISITION COR | G3106N117 | *W EXP 07/01/203 | 46,615 | $23,308 | dollars as filed | |
| JBS N.V. | N4732M103 | CL A SHS | 1,510 | $22,544 | dollars as filed | |
| Generation Essentials Group W Exp 02/15/202 | G38268119 | SPAC Combination | 140,127 | $18,357 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 5,413 | $11,854 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 81 | $11,665 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,000 | $11,650 | dollars as filed | call |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 15,520 | $11,640 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 100 | $8,202 | dollars as filed | call |
| REKOR SYSTEMS INC | 759419104 | COM | 3,600 | $5,652 | dollars as filed | call |
| ENGENE HOLDINGS INC | 29286M113 | W EXP 10/31/2028 | 7,144 | $5,072 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 361 | $4,711 | dollars as filed | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 170,635 | $3,959 | dollars as filed | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 7,500 | $3,375 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 124 | $2,652 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 118 | $2,286 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 128 | $2,211 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 3,911 | $1,838 | dollars as filed | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 120 | $1,625 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 100 | $641 | dollars as filed | call |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 3,475 | $533 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 66 | $185 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-25-000009 | this filing | 2025-11-14 | acceptance time not in the bulk data set |