13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 1,292 holding rows worth $7,421,078,485.
- Accession
- 0001706766-24-000002
- Filer
- CIK 1706766
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 1,292 entries on the cover page, a total value of $7,421,078,485 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,421,078,485 with VALUE read as dollars as filed, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERPUBLIC GROUP COS | 460690100 | COM | 13,000 | $424,320 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 21,900 | $424,203 | dollars as filed | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,000 | $423,600 | dollars as filed | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 25,000 | $422,750 | dollars as filed | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,100 | $421,135 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,000 | $413,640 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 6,148 | $412,654 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 469,500 | $412,127 | dollars as filed | call |
| RINGCENTRAL INC | 76680R206 | CL A | 12,000 | $407,400 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 50,000 | $405,500 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 50,000 | $405,500 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 70,000 | $403,900 | dollars as filed | put |
| FORTINET INC COM | 34959E109 | Stock | 6,900 | $403,857 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,000 | $402,300 | dollars as filed | call |
| BLOCK INC CL A | 852234103 | Stock | 5,171 | $399,977 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 45,000 | $398,250 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 68,400 | $394,668 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 32,100 | $389,373 | dollars as filed | call |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 152,216 | $385,106 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 26,000 | $384,800 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 26,000 | $384,800 | dollars as filed | put |
| Cisco Systems,Inc. | 17275R102 | COM | 7,600 | $383,952 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 55,900 | $381,797 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 19,900 | $380,090 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 4,000 | $378,760 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 11,200 | $378,448 | dollars as filed | put |
| ERO COPPER CORP COM | 296006109 | Stock | 23,914 | $377,602 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 52,500 | $376,425 | dollars as filed | call |
| VERTEX ENERGY INC | 92534K107 | COM | 110,000 | $372,900 | dollars as filed | call |
| ANAPTYSBIO INC | 032724106 | COM | 17,004 | $364,226 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 25,000 | $361,750 | dollars as filed | call |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 29,000 | $361,630 | dollars as filed | put |
| TRIMBLE INC COM | 896239100 | Stock | 6,750 | $359,100 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 23,694 | $355,884 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 25,000 | $352,500 | dollars as filed | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 7,440 | $350,870 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 25,000 | $350,750 | dollars as filed | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 50,000 | $350,000 | dollars as filed | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 7,000 | $342,930 | dollars as filed | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 38,000 | $337,820 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 23,800 | $335,342 | dollars as filed | put |
| BOX INC CL A | 10316T104 | Stock | 13,000 | $332,930 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,000 | $330,300 | dollars as filed | put |
| ARDELYX INC | 039697107 | COM | 52,500 | $325,500 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 301,200 | $322,284 | dollars as filed | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,750 | $321,813 | dollars as filed | |
| KLAVIYO INC COM SER A | 49845K101 | Stock | 11,500 | $319,470 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 14,000 | $317,520 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 50,000 | $313,500 | dollars as filed | call |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 35,200 | $313,280 | dollars as filed | call |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 50,000 | $307,000 | dollars as filed | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 13,500 | $306,180 | dollars as filed | call |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 11,200 | $306,096 | dollars as filed | put |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 11,200 | $306,096 | dollars as filed | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 30,000 | $305,700 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 20,000 | $305,200 | dollars as filed | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 4,000 | $304,240 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,600 | $302,232 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 50,000 | $299,500 | dollars as filed | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 50,000 | $299,500 | dollars as filed | call |
| INMODE LTD SHS | M5425M103 | Stock | 13,400 | $298,016 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 21,324 | $297,257 | dollars as filed | |
| ARAMARK COM | 03852U106 | Stock | 10,500 | $295,050 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 18,700 | $294,712 | dollars as filed | call |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 10,800 | $292,140 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 42,238 | $291,020 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 37,500 | $288,750 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 133,600 | $288,576 | dollars as filed | call |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 32,000 | $287,680 | dollars as filed | call |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 22,800 | $284,316 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,900 | $283,618 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 10,000 | $282,500 | dollars as filed | put |
| PG&E CORP COM | 69331C108 | Stock | 15,400 | $277,662 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,800 | $276,120 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 49,000 | $273,910 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 16,180 | $273,604 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 60,000 | $271,200 | dollars as filed | call |
| GMS INC | 36251C103 | COM | 3,266 | $269,216 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 43,693 | $266,964 | dollars as filed | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 5,600 | $262,528 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,138 | $261,270 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 12,000 | $255,360 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 2,000 | $254,800 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 5,834 | $252,729 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,000 | $252,420 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 28,818 | $251,293 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 50,000 | $248,500 | dollars as filed | put |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 25,000 | $246,500 | dollars as filed | put |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 25,000 | $246,500 | dollars as filed | call |
| ACCOLADE INC | 00437E102 | COM | 20,494 | $246,133 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,135 | $245,024 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 6,800 | $243,984 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 15,000 | $243,150 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,267 | $241,693 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 50,000 | $241,500 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,750 | $239,063 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 7,700 | $237,930 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 86,500 | $230,955 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,500 | $225,725 | dollars as filed | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 122,963 | $225,022 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 25,000 | $222,500 | dollars as filed | call |
| GEVO INC | 374396406 | COM PAR | 190,000 | $220,400 | dollars as filed | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,000 | $218,880 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 48,984 | $217,979 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 100,000 | $216,000 | dollars as filed | put |
| PEABODY ENGR CORP | 704551100 | COM | 8,800 | $214,016 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 60,000 | $212,400 | dollars as filed | call |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 4,243 | $211,429 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 10,037 | $210,677 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 11,000 | $209,110 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 14,600 | $205,860 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 10,459 | $202,591 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 265,000 | $199,015 | dollars as filed | put |
| NCR ATLEOS CORPORATION | 63001N106 | COM SHS | 8,089 | $196,482 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 80,000 | $196,000 | dollars as filed | call |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 450,000 | $193,500 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,412 | $193,255 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 75,000 | $190,500 | dollars as filed | call |
| NIKOLA CORP | 654110105 | COM | 217,100 | $189,919 | dollars as filed | put |
| HANESBRANDS INC | 410345102 | COM | 42,500 | $189,550 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 11,920 | $188,098 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 12,309 | $187,712 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 15,000 | $186,300 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 5,000 | $185,300 | dollars as filed | call |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 78,800 | $184,392 | dollars as filed | call |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 9,000 | $182,340 | dollars as filed | call |
| B & G FOODS INC | 05508R106 | COM | 17,100 | $179,550 | dollars as filed | put |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 73,292 | $175,901 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 55,500 | $172,050 | dollars as filed | call |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 1,834 | $169,168 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,000 | $166,110 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 7,421 | $163,930 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 12,200 | $163,602 | dollars as filed | put |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 49,600 | $163,184 | dollars as filed | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,500 | $162,850 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 4,369 | $161,303 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 14,100 | $160,458 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,000 | $158,900 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 9,000 | $157,770 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 7,862 | $157,554 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 90,000 | $157,500 | dollars as filed | put |
| FISKER INC | 33813J106 | CL A COM STK | 90,000 | $157,500 | dollars as filed | call |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 8,400 | $156,996 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 12,500 | $156,500 | dollars as filed | call |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 40,000 | $153,600 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 40,000 | $153,600 | dollars as filed | put |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 40,000 | $153,600 | dollars as filed | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 5,000 | $152,050 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 22,551 | $150,641 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,100 | $150,402 | dollars as filed | call |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 28,760 | $149,840 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 8,742 | $141,970 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 1,633 | $139,360 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 30,100 | $135,149 | dollars as filed | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3,500 | $132,685 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 3,000 | $132,540 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 114,000 | $132,240 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 12,300 | $129,519 | dollars as filed | put |
| VISTRA CORP COM | 92840M102 | Stock | 3,261 | $125,614 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 3,578 | $124,443 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 20,000 | $124,000 | dollars as filed | put |
| PEABODY ENGR CORP | 704551100 | COM | 5,000 | $121,600 | dollars as filed | call |
| ARDELYX INC | 039697107 | COM | 19,600 | $121,520 | dollars as filed | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 24,004 | $119,780 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,300 | $118,013 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 57,427 | $116,577 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 20,000 | $115,600 | dollars as filed | put |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 150,000 | $113,655 | dollars as filed | call |
| FIBROGEN INC | 31572Q808 | COM | 126,200 | $111,851 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 24,300 | $109,836 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 11,648 | $108,792 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 45,000 | $108,000 | dollars as filed | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 42,736 | $106,840 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229789 | COM LBTY SRM S | 3,699 | $106,457 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 44,400 | $104,340 | dollars as filed | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,500 | $101,025 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 19,940 | $100,896 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 34,684 | $97,115 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 4,157 | $95,611 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 26,700 | $95,586 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 31,600 | $94,484 | dollars as filed | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,200 | $91,068 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 9,700 | $89,822 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,500 | $89,800 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 50,000 | $88,500 | dollars as filed | call |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 10,000 | $88,200 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,200 | $87,600 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 4,600 | $87,538 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 26,100 | $87,174 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,122 | $85,721 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 4,818 | $85,568 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 25,000 | $84,250 | dollars as filed | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,500 | $82,575 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 7,728 | $82,535 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 31,331 | $82,087 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,000 | $79,770 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 11,120 | $79,174 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 148,000 | $78,070 | dollars as filed | call |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 17,500 | $77,875 | dollars as filed | call |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 5,700 | $77,520 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 4,000 | $72,440 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 9,800 | $68,110 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 5,199 | $67,795 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 114,500 | $67,555 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 15,000 | $67,350 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 75,913 | $66,636 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 3,070 | $66,527 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 997 | $66,460 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 75,000 | $66,000 | dollars as filed | call |
| TAPESTRY INC COM | 876030107 | Stock | 1,760 | $64,786 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 1,762 | $64,401 | dollars as filed | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 3,000 | $64,380 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 250,000 | $64,300 | dollars as filed | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 3,000 | $63,810 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 10,000 | $61,100 | dollars as filed | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,000 | $55,200 | dollars as filed | put |
| RITE AID CORP | 767754872 | COM | 250,000 | $54,725 | dollars as filed | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 22,295 | $54,623 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 2,000 | $48,120 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 7,667 | $48,072 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 44,200 | $47,294 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY SRM S A | 531229813 | Stock | 1,639 | $47,105 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 60,370 | $45,338 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 600 | $45,318 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,044 | $43,292 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 2,201 | $42,875 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 8,181 | $40,660 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,337 | $39,147 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 11,500 | $38,985 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 5,800 | $38,744 | dollars as filed | call |
| ALLAKOS INC | 01671P100 | COM | 14,000 | $38,220 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 14,000 | $36,960 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 13,900 | $36,418 | dollars as filed | call |
| EVOLUS INC | 30052C107 | COM | 3,400 | $35,802 | dollars as filed | call |
| EVGO INC | 30052F100 | CL A COM | 10,000 | $35,800 | dollars as filed | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,888 | $35,759 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 11,221 | $34,785 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,500 | $33,250 | dollars as filed | put |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 866 | $31,774 | dollars as filed | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 242,319 | $31,162 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 711 | $30,687 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 14,038 | $30,322 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 1,682 | $30,192 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 3,026 | $29,867 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 300 | $28,929 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 10,700 | $28,248 | dollars as filed | call |
| TEXTRON INC COM | 883203101 | Stock | 350 | $28,147 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 2,000 | $28,060 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,504 | $27,989 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 427 | $26,290 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 43,400 | $25,606 | dollars as filed | put |
| LUCID GROUP INC | 549498103 | COM | 5,982 | $25,184 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 3,759 | $24,208 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 8,600 | $23,478 | dollars as filed | put |
| DURECT CORP | 266605500 | COM | 37,700 | $22,243 | dollars as filed | call |
| ITRON INC COM | 465741106 | Stock | 263 | $19,859 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 9,425 | $19,133 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 35,000 | $18,463 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 7,761 | $17,850 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,033 | $16,931 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 275 | $16,547 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 165 | $14,733 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,200 | $14,436 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 5,000 | $13,300 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 531 | $12,399 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,326 | $11,510 | dollars as filed | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 170,635 | $10,767 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,900 | $10,393 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 133,416 | $6,150 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,000 | $6,110 | dollars as filed | call |
| MBIA INC | 55262C100 | COMMON STOCK | 800 | $4,896 | dollars as filed | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 108 | $4,825 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 74 | $4,047 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 60 | $2,929 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 203 | $1,991 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 2,216 | $1,939 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 15,476 | $1,549 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 15 | $1,169 | dollars as filed | |
| BRINKER INTL INC COM | 109641100 | Stock | 22 | $950 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 276 | $936 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 283,253 | $850 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 66 | $809 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 177 | $717 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 15 | $658 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 23 | $610 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 72 | $577 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 10 | $483 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 300 | $315 | dollars as filed | put |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 250,000 | $250 | dollars as filed | |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 197,049 | $217 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 62,144 | $155 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 100 | $105 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-24-000002 | this filing | 2024-02-14 | acceptance time not in the bulk data set |