13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 1,240 holding rows worth $6,493,873,657.
- Accession
- 0001706766-23-000007
- Filer
- CIK 1706766
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,240 entries on the cover page, a total value of $6,493,873,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,493,873,657 with VALUE read as dollars as filed, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HUNTSMAN CORP | 447011107 | COM | 15,000 | $366,000 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 11,300 | $364,312 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 70,000 | $360,500 | dollars as filed | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 4,600 | $360,410 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 110,000 | $359,700 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 67,814 | $358,058 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 13,000 | $357,760 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 20,701 | $352,124 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 25,000 | $350,000 | dollars as filed | put |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 25,000 | $350,000 | dollars as filed | call |
| SHELL PLC SPON ADS | 780259305 | ADR | 5,400 | $347,652 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 55,000 | $345,950 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 26,000 | $344,760 | dollars as filed | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 13,500 | $342,630 | dollars as filed | call |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 5,000 | $340,200 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 50,000 | $340,000 | dollars as filed | call |
| Perion Network Ltd | M78673114 | COM | 11,082 | $339,442 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 56,200 | $338,324 | dollars as filed | put |
| PEABODY ENGR CORP | 704551100 | COM | 13,000 | $337,870 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 30,000 | $337,200 | dollars as filed | put |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 30,000 | $337,200 | dollars as filed | call |
| BRINKER INTL INC COM | 109641100 | Stock | 10,600 | $334,854 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 62,500 | $333,125 | dollars as filed | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 30,000 | $332,100 | dollars as filed | call |
| QUINSTREET INC | 74874Q100 | COM | 36,866 | $330,688 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 27,000 | $328,320 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 3,000 | $327,240 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 5,400 | $326,214 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 9,500 | $324,520 | dollars as filed | |
| AVANTOR INC COM | 05352A100 | Stock | 15,300 | $322,524 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 53,246 | $320,541 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,900 | $320,378 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 23,000 | $318,320 | dollars as filed | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 25,000 | $316,500 | dollars as filed | call |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 50,000 | $314,500 | dollars as filed | put |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 146,000 | $313,900 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 8,400 | $311,388 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 7,000 | $307,650 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 17,004 | $305,392 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 22,000 | $303,600 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 125,000 | $298,750 | dollars as filed | put |
| PVH CORPORATION COM | 693656100 | Stock | 3,900 | $298,389 | dollars as filed | |
| YETI HLDGS INC COM | 98585X104 | Stock | 6,000 | $289,320 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 35,000 | $287,700 | dollars as filed | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 78,580 | $286,817 | dollars as filed | |
| IRENLTDF | Q4982L109 | STOK | 76,483 | $283,752 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 27,800 | $283,560 | dollars as filed | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 60,000 | $282,600 | dollars as filed | call |
| KOHLS CORP | 500255104 | COM | 13,473 | $282,394 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 25,000 | $281,750 | dollars as filed | call |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 50,000 | $280,500 | dollars as filed | put |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 10,000 | $279,500 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 33,300 | $278,388 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 23,000 | $277,840 | dollars as filed | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 9,475 | $277,144 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 86,500 | $273,340 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,000 | $272,300 | dollars as filed | put |
| VERICEL CORP | 92346J108 | COM | 8,000 | $268,160 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 44,500 | $260,770 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,350 | $260,684 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 33,200 | $257,964 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 8,200 | $257,316 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 8,000 | $256,320 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,500 | $255,420 | dollars as filed | put |
| ACELYRIN INC | 00445A100 | COM | 25,000 | $254,250 | dollars as filed | call |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 50,000 | $253,000 | dollars as filed | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 4,786 | $251,791 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 20,000 | $248,400 | dollars as filed | |
| CNX RES CORP COM | 12653C108 | Stock | 11,000 | $248,380 | dollars as filed | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 4,000 | $247,600 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,600 | $246,220 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,230 | $244,081 | dollars as filed | |
| SONOS INC | 83570H108 | COM | 18,856 | $243,431 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 49,600 | $243,040 | dollars as filed | call |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 40,000 | $240,800 | dollars as filed | call |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 94,000 | $240,640 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 26,000 | $236,600 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 50,000 | $236,000 | dollars as filed | put |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 75,000 | $234,750 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 2,000 | $232,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 44,207 | $227,224 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 10,000 | $226,800 | dollars as filed | put |
| MAGNITE INC COM | 55955D100 | Stock | 30,000 | $226,200 | dollars as filed | call |
| OMNICELL COM COM | 68213N109 | Stock | 5,000 | $225,200 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 4,500 | $220,815 | dollars as filed | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,500 | $219,345 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,800 | $219,006 | dollars as filed | put |
| DYNATRACE INC COM NEW | 268150109 | Stock | 4,600 | $214,958 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 20,000 | $214,400 | dollars as filed | call |
| DOXIMITY INC CL A | 26622P107 | Stock | 10,000 | $212,200 | dollars as filed | put |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 175,506 | $208,852 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 115,000 | $207,000 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 100,000 | $205,000 | dollars as filed | put |
| UNIQURE NV | N90064101 | SHS | 30,000 | $201,300 | dollars as filed | put |
| GARRETT MOTION INC | 366505105 | COM | 25,000 | $197,000 | dollars as filed | put |
| UNIQURE NV | N90064101 | SHS | 29,300 | $196,603 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 55,000 | $194,700 | dollars as filed | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,800 | $191,400 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 120,000 | $189,600 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 30,000 | $187,500 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,000 | $185,900 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 43,693 | $185,695 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 5,000 | $181,250 | dollars as filed | call |
| DEXCOM INC COM | 252131107 | Stock | 1,936 | $180,629 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,600 | $176,124 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 10,875 | $175,414 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 10,000 | $173,400 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 4,307 | $170,729 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 17,100 | $169,119 | dollars as filed | put |
| HANESBRANDS INC | 410345102 | COM | 42,500 | $168,300 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 40,000 | $166,000 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 40,000 | $166,000 | dollars as filed | put |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 40,000 | $166,000 | dollars as filed | call |
| IMMUNOVANT INC | 45258J102 | COM | 4,282 | $164,386 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 11,500 | $161,000 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 50,000 | $152,000 | dollars as filed | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 50,000 | $152,000 | dollars as filed | call |
| BLOOM ENERGY CORP | 093712107 | COM | 11,400 | $151,164 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 12,200 | $150,426 | dollars as filed | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 5,000 | $148,500 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 15,000 | $147,900 | dollars as filed | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 80,000 | $144,000 | dollars as filed | call |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 8,000 | $143,600 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 10,000 | $143,000 | dollars as filed | call |
| FTAI AVIATION LTD SHS | G3730V105 | Stock | 3,992 | $141,916 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 7,459 | $140,304 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 40,000 | $137,600 | dollars as filed | call |
| ACCOLADE INC | 00437E102 | COM | 13,000 | $137,540 | dollars as filed | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 9,302 | $135,065 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 2,318 | $134,606 | dollars as filed | |
| ANGLOGOLD ASHANTI PLC | G0378L100 | COM SHS | 8,400 | $132,720 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 22,551 | $132,149 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,920 | $131,954 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 16,200 | $130,410 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 4,601 | $127,356 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 45,000 | $122,400 | dollars as filed | call |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 13,041 | $122,194 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 100,000 | $122,000 | dollars as filed | call |
| FOOT LOCKER INC | 344849104 | COM | 7,000 | $121,450 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 17,500 | $119,000 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 50,000 | $119,000 | dollars as filed | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 50,000 | $119,000 | dollars as filed | call |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 75,913 | $118,424 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 2,500 | $114,250 | dollars as filed | call |
| RITE AID CORP | 767754872 | COM | 250,000 | $112,000 | dollars as filed | put |
| FIBROGEN INC | 31572Q808 | COM | 126,200 | $108,898 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 7,412 | $108,363 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 43,400 | $108,066 | dollars as filed | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 12,000 | $106,920 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 5,200 | $106,548 | dollars as filed | call |
| CANTALOUPE INC | 138103106 | COM | 16,800 | $105,000 | dollars as filed | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 4,000 | $101,520 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 148,000 | $100,729 | dollars as filed | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,300 | $97,218 | dollars as filed | call |
| NETGEAR INC | 64111Q104 | COM | 7,700 | $96,943 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 6,766 | $96,551 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 7,900 | $95,274 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 39,810 | $95,146 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 37,700 | $93,873 | dollars as filed | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 45,572 | $93,423 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 11,760 | $93,022 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 12,800 | $85,376 | dollars as filed | call |
| DAUCH CORP | 024061103 | COM | 11,593 | $84,165 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 2,100 | $83,916 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 44,400 | $82,584 | dollars as filed | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,122 | $82,472 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 98,900 | $82,324 | dollars as filed | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 15,000 | $81,750 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 2,603 | $79,105 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 3,700 | $78,514 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,147 | $78,248 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 23,956 | $76,659 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 26,380 | $74,392 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 10,000 | $73,800 | dollars as filed | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,000 | $73,520 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 59,748 | $72,893 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 36,227 | $72,816 | dollars as filed | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 4,346 | $72,491 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 990 | $72,290 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 1,539 | $69,594 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 20,000 | $67,200 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 3,243 | $66,287 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 9,700 | $65,087 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 1,265 | $63,984 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,000 | $56,120 | dollars as filed | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 75,000 | $55,238 | dollars as filed | call |
| USA TODAY CO INC | 36472T109 | COM | 20,000 | $49,000 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,067 | $48,762 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 2,119 | $47,487 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1,400 | $45,766 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 59,987 | $45,164 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 4,000 | $44,960 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 2,201 | $44,922 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 13,900 | $44,480 | dollars as filed | call |
| DESKTOP METAL INC | 25058X105 | COM CL A | 30,000 | $43,800 | dollars as filed | put |
| CITY OFFICE REIT INC | 178587101 | COM | 10,000 | $42,500 | dollars as filed | put |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 2,435 | $41,468 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 5,000 | $39,400 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,500 | $37,995 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,888 | $35,759 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 45,000 | $34,421 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 5,800 | $33,988 | dollars as filed | call |
| LUCID GROUP INC | 549498103 | COM | 5,982 | $33,439 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 213 | $32,989 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 2,750 | $32,588 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 14,000 | $32,200 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 51,100 | $30,859 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 10,000 | $30,400 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,403 | $28,548 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 8,000 | $26,960 | dollars as filed | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 170,635 | $26,073 | dollars as filed | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 242,319 | $25,977 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 4,000 | $25,320 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 10,700 | $24,610 | dollars as filed | call |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 35,000 | $23,821 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 11,600 | $22,504 | dollars as filed | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 7,612 | $18,117 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 675 | $16,733 | dollars as filed | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 500 | $15,810 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,556 | $12,728 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,260 | $11,479 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $10,300 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 12,000 | $9,989 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,554 | $7,024 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 259 | $7,001 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 800 | $5,768 | dollars as filed | call |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 250,000 | $5,525 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,671 | $5,422 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 133,416 | $4,736 | dollars as filed | |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 197,049 | $4,256 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 293 | $3,068 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 283,253 | $1,983 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 62,144 | $1,864 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 700 | $1,848 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 700 | $1,848 | dollars as filed | put |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 66 | $962 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 23 | $782 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 15,476 | $712 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 77,086 | $632 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 22,600 | $185 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-23-000007 | this filing | 2023-11-14 | acceptance time not in the bulk data set |