13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 1,059 holding rows worth $5,646,901,793.
- Accession
- 0001706766-23-000005
- Filer
- CIK 1706766
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 1,059 entries on the cover page, a total value of $5,646,901,793 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,646,901,793 with VALUE read as dollars as filed, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 2,000 | $67,680 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 45,000 | $56,250 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 7,800 | $54,912 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 6,200 | $53,568 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 30,000 | $53,100 | dollars as filed | put |
| CANO HEALTH INC | 13781Y103 | COM | 37,400 | $51,986 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 20,935 | $51,291 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,000 | $50,800 | dollars as filed | put |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 4,000 | $49,720 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 6,000 | $48,840 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 26,380 | $46,956 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,713 | $46,635 | dollars as filed | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 242,319 | $46,016 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 20,000 | $45,000 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 100,000 | $38,790 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 5,000 | $38,450 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 11,700 | $37,206 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,888 | $35,759 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 125,000 | $34,325 | dollars as filed | put |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 9,523 | $34,283 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 801 | $33,242 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 10,000 | $32,900 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,552 | $32,297 | dollars as filed | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 23,772 | $29,953 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 2,400 | $24,840 | dollars as filed | put |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 2,400 | $24,840 | dollars as filed | call |
| LSB INDS INC | 502160104 | COM | 2,500 | $24,625 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 7,268 | $21,441 | dollars as filed | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 170,635 | $20,476 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 224 | $20,406 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 5,000 | $19,400 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 12,000 | $18,000 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 646 | $17,662 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 7,500 | $16,875 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 133,416 | $15,183 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 1,000 | $10,850 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 1,000 | $10,850 | dollars as filed | put |
| Comcast Corp | 20030N101 | COM | 254 | $10,554 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 100 | $9,155 | dollars as filed | put |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 100 | $9,155 | dollars as filed | call |
| Union Pacific Corporation | 907818108 | COM | 38 | $7,776 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 800 | $6,912 | dollars as filed | call |
| PETMED EXPRESS INC | 716382106 | COM | 500 | $6,895 | dollars as filed | put |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 197,049 | $6,581 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 500 | $5,635 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 62,144 | $5,282 | dollars as filed | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 250,000 | $4,725 | dollars as filed | |
| PETMED EXPRESS INC | 716382106 | COM | 300 | $4,137 | dollars as filed | call |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 100 | $3,564 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 283,253 | $2,861 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 700 | $2,814 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 700 | $2,814 | dollars as filed | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 21 | $1,503 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 8 | $1,324 | dollars as filed | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 80 | $928 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 66 | $696 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 15,476 | $585 | dollars as filed | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 207,222 | $249 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 583 | $160 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-23-000005 | this filing | 2023-08-14 | acceptance time not in the bulk data set |