13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 1,231 holding rows worth $6,409,788,927.
- Accession
- 0001706766-23-000002
- Filer
- CIK 1706766
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 1,231 entries on the cover page, a total value of $6,409,788,927 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,409,788,927 with VALUE read as dollars as filed, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLINK CHARGING CO | 09354A100 | COM | 27,600 | $302,772 | dollars as filed | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,300 | $302,175 | dollars as filed | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 50,000 | $300,500 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 14,500 | $299,425 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 58,208 | $295,697 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 30,985 | $294,977 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 9,334 | $294,954 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 40,000 | $290,800 | dollars as filed | call |
| INVITAE CORP | 46185L103 | COM | 156,300 | $290,718 | dollars as filed | put |
| Up Fintech Holding Ltd | 91531W106 | COM | 85,200 | $290,532 | dollars as filed | call |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 2,200 | $283,096 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 50,000 | $281,000 | dollars as filed | call |
| C3 AI INC | 12468P104 | CL A | 25,100 | $280,869 | dollars as filed | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 65,000 | $280,800 | dollars as filed | call |
| PULMONX CORP | 745848101 | COM | 33,300 | $280,719 | dollars as filed | put |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 5,100 | $279,480 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 49,100 | $278,397 | dollars as filed | put |
| ATRICURE INC | 04963C209 | COM | 6,200 | $275,156 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 35,000 | $272,650 | dollars as filed | put |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 11,600 | $271,904 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 15,000 | $270,150 | dollars as filed | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,346 | $269,602 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 25,500 | $267,495 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 15,000 | $267,150 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 143,089 | $266,146 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 200,000 | $266,000 | dollars as filed | call |
| PROVENTION BIO INC | 74374N102 | COM | 25,000 | $264,250 | dollars as filed | call |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 6,275 | $261,040 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,820 | $257,114 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 25,000 | $256,500 | dollars as filed | call |
| MATTEL INC | 577081102 | COM | 14,375 | $256,450 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 5,500 | $254,815 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 30,200 | $252,472 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,403 | $249,037 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,697 | $247,109 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 20,000 | $246,200 | dollars as filed | put |
| ROIVANT SCIENCES LTD | G76279119 | *W EXP 09/30/202 | 126,856 | $246,101 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 500 | $243,245 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,756 | $239,441 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 10,000 | $238,100 | dollars as filed | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 101,100 | $235,563 | dollars as filed | call |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 40,000 | $234,400 | dollars as filed | put |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 40,000 | $234,400 | dollars as filed | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,746 | $233,634 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 100,000 | $233,000 | dollars as filed | put |
| CONFLUENT INC | 20717M103 | CLASS A COM | 10,443 | $232,252 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 106,620 | $230,299 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 5,000 | $222,850 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 4,500 | $219,555 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 27,500 | $215,600 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 185,700 | $215,412 | dollars as filed | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,400 | $214,166 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 18,100 | $214,123 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 35,000 | $213,850 | dollars as filed | call |
| Walmart Inc. | 931142103 | COM | 1,500 | $212,685 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 13,500 | $207,765 | dollars as filed | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 60,000 | $207,600 | dollars as filed | call |
| CABOT CORP | 127055101 | COM | 3,100 | $207,204 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,500 | $205,590 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 194,577 | $198,469 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,806 | $197,122 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 72,400 | $196,928 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 1,000 | $196,840 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 120,000 | $196,800 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 45,000 | $194,400 | dollars as filed | put |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 8,100 | $192,861 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,100 | $192,276 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 28,000 | $191,240 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 22,000 | $190,960 | dollars as filed | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 10,900 | $190,096 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 31,464 | $189,728 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 30,000 | $188,700 | dollars as filed | put |
| MACROGENICS INC | 556099109 | COM | 27,900 | $187,209 | dollars as filed | put |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,900 | $186,949 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,900 | $186,949 | dollars as filed | put |
| PULMONX CORP | 745848101 | COM | 22,000 | $185,460 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 4,700 | $183,817 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 50,000 | $182,500 | dollars as filed | put |
| Veru Inc | 92536C103 | Common Stock | 33,079 | $174,657 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 45,000 | $171,000 | dollars as filed | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 35,800 | $169,334 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 18,000 | $169,200 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 29,600 | $167,832 | dollars as filed | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 28,014 | $167,524 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,896 | $161,539 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6,000 | $161,340 | dollars as filed | |
| ARRIVAL GROUP | L0423Q108 | SHS | 1,000,100 | $159,516 | dollars as filed | call |
| KBHOME | 48666K109 | COM | 5,000 | $159,250 | dollars as filed | call |
| PBF ENERGY INC | 69318G106 | CL A | 3,886 | $158,471 | dollars as filed | |
| SPARTANNASH CO | 847215100 | COM | 5,200 | $157,248 | dollars as filed | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 50,000 | $157,000 | dollars as filed | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 50,000 | $157,000 | dollars as filed | call |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 58,340 | $155,768 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 38,629 | $155,289 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 25,000 | $155,250 | dollars as filed | call |
| VINCO VENTURES INC | 927330100 | COM | 325,000 | $150,800 | dollars as filed | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 4,800 | $148,800 | dollars as filed | put |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 5,509 | $147,917 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 56,100 | $144,738 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,500 | $144,090 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 5,000 | $142,950 | dollars as filed | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 22,824 | $141,737 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 90,000 | $137,700 | dollars as filed | |
| SHAKE SHACK INC | 819047101 | CL A | 3,300 | $137,049 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 50,000 | $134,500 | dollars as filed | call |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 11,106 | $133,605 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 52,500 | $131,775 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 111,600 | $131,688 | dollars as filed | call |
| REGENXBIO INC | 75901B107 | COM | 5,804 | $131,635 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 20,000 | $123,000 | dollars as filed | call |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 170,635 | $121,304 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 37,500 | $120,750 | dollars as filed | call |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 10,000 | $120,300 | dollars as filed | call |
| ETSY INC | 29786A106 | COM | 1,000 | $119,780 | dollars as filed | call |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 16,653 | $119,402 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 85,000 | $119,000 | dollars as filed | call |
| Comcast Corp | 20030N101 | COM | 3,364 | $117,639 | dollars as filed | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 50,000 | $116,500 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 6,713 | $116,471 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 17,139 | $115,860 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 32,000 | $114,240 | dollars as filed | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 242,319 | $112,533 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 60,000 | $111,600 | dollars as filed | call |
| ARCHROCK INC | 03957W106 | COM | 12,400 | $111,352 | dollars as filed | |
| EDITAS MEDICINE INC | 28106W103 | COM | 12,500 | $110,875 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 38,800 | $110,580 | dollars as filed | call |
| DEXCOM INC COM | 252131107 | Stock | 972 | $110,069 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 10,000 | $109,300 | dollars as filed | put |
| DROPBOX INC CL A | 26210C104 | Stock | 4,662 | $104,336 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 22,500 | $102,600 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 88,309 | $102,438 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 14,787 | $99,221 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 9,000 | $98,370 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 10,748 | $96,195 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 21,900 | $94,608 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 15,000 | $94,350 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 10,193 | $92,858 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 13,800 | $92,460 | dollars as filed | |
| SPARTANNASH CO | 847215100 | COM | 3,000 | $90,720 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 14,000 | $88,760 | dollars as filed | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 28,100 | $88,234 | dollars as filed | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 10,000 | $87,400 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 500 | $86,600 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,400 | $86,114 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,877 | $84,146 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 22,334 | $81,519 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 7,000 | $78,820 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 20,000 | $77,200 | dollars as filed | put |
| WW INTL INC | 98262P101 | COM | 20,000 | $77,200 | dollars as filed | call |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 24,100 | $73,505 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 7,741 | $72,843 | dollars as filed | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 172,100 | $72,282 | dollars as filed | call |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 10,000 | $71,700 | dollars as filed | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 25,000 | $70,250 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 3,100 | $68,386 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 3,100 | $68,386 | dollars as filed | put |
| JPMorgan Chase & Co | 46625H100 | COM | 500 | $67,050 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 10,186 | $66,515 | dollars as filed | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 80,000 | $66,400 | dollars as filed | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 16,100 | $65,527 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 4,318 | $63,302 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,100 | $62,424 | dollars as filed | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 2,620 | $60,915 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 7,501 | $59,558 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 1,725 | $57,460 | dollars as filed | |
| TRICIDA INC | 89610F101 | COM | 374,900 | $57,322 | dollars as filed | call |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 2,000 | $56,380 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 2,000 | $56,380 | dollars as filed | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,100 | $56,144 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 9,000 | $55,350 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 54,800 | $55,348 | dollars as filed | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,550 | $54,080 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,500 | $53,100 | dollars as filed | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 600 | $52,854 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 37,500 | $51,375 | dollars as filed | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 15,000 | $50,250 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 1,600 | $49,840 | dollars as filed | put |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,400 | $49,632 | dollars as filed | call |
| CARS COM INC | 14575E105 | COM | 3,515 | $48,402 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,000 | $47,480 | dollars as filed | put |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 7,000 | $47,320 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 645 | $42,376 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 25,000 | $42,250 | dollars as filed | call |
| MOATABLE INC | 759892300 | COM | 25,000 | $40,000 | dollars as filed | call |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 46,100 | $38,263 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 400 | $37,184 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 2,023 | $36,475 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,888 | $35,759 | dollars as filed | |
| ATLAS CORP | Y0436Q109 | COM | 2,210 | $33,901 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 36,892 | $32,686 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 4,523 | $32,249 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 2,712 | $32,083 | dollars as filed | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,100 | $31,449 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 300 | $31,224 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,915 | $28,704 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 30,000 | $27,678 | dollars as filed | call |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $26,518 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 2,000 | $26,440 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 6,500 | $25,870 | dollars as filed | call |
| AGILITI INC | 00848J104 | COMMON STOCK | 1,500 | $24,465 | dollars as filed | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 100 | $23,548 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 700 | $22,547 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 8,000 | $20,720 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 500 | $17,700 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 12,000 | $17,160 | dollars as filed | call |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 250,000 | $16,200 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,300 | $15,431 | dollars as filed | |
| TRICIDA INC | 89610F101 | COM | 100,000 | $15,290 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,500 | $14,600 | dollars as filed | call |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 197,049 | $13,793 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 100 | $13,588 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 133,416 | $13,342 | dollars as filed | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 84 | $12,507 | dollars as filed | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 4,800 | $12,288 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 62,144 | $10,241 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 700 | $8,967 | dollars as filed | call |
| CLARUS CORP NEW | 18270P109 | COM | 1,100 | $8,624 | dollars as filed | call |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 3,187 | $8,573 | dollars as filed | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 207,222 | $6,424 | dollars as filed | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 75,000 | $6,000 | dollars as filed | call |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 526 | $5,739 | dollars as filed | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 283,253 | $4,787 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 689 | $4,368 | dollars as filed | |
| AVAYA HLDGS CORP | 05351X101 | COM | 19,100 | $3,744 | dollars as filed | call |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,737 | $2,306 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 157 | $1,953 | dollars as filed | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 80 | $928 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 66 | $785 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 15,476 | $636 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 11 | $350 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3 | $253 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-23-000002 | this filing | 2023-02-14 | acceptance time not in the bulk data set |