13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-11, with 1,546 holding rows worth $8,920,188,000.
- Accession
- 0001706766-22-000002
- Filer
- CIK 1706766
- Filed
- 2022-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,546 entries on the cover page, a total value of $8,920,188,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,920,188,000 with VALUE read as thousands by filing date, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KATAPULT HOLDINGS INC | 485859102 | COM | 19,000 | $64,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 8,000 | $63,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 794 | $60,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 12,978 | $60,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 100,000 | $60,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 15,097 | $59,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,000 | $57,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 50,000 | $56,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 50,000 | $56,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 81,628 | $55,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 20,000 | $53,000 | thousands by filing date | call |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 2,500 | $49,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 10,400 | $46,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 32,700 | $45,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 2,084 | $45,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 11,882 | $44,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 62,144 | $42,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 140,821 | $41,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $37,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 1,300 | $36,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 9,000 | $35,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,300 | $34,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,416 | $33,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 16,147 | $29,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 25,000 | $28,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 200 | $27,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 655 | $25,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 2,238 | $20,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 20,908 | $20,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,215 | $14,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,265 | $14,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,000 | $13,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 525 | $13,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 500 | $12,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 66 | $11,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 117 | $10,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 15,476 | $10,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 2,500 | $10,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,500 | $9,000 | thousands by filing date | call |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 9,500 | $8,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 34 | $5,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 700 | $2,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCO VENTURES INC | 927330100 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-22-000002 | this filing | 2022-02-11 | acceptance time not in the bulk data set |