13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 1,457 holding rows worth $8,746,056,000.
- Accession
- 0001706766-21-000005
- Filer
- CIK 1706766
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,465 entries on the cover page, a total value of $8,746,056,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,746,056,000 with VALUE read as thousands by filing date, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 529,500 | $1,085,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 50,000 | $1,081,000 | thousands by filing date | call |
| CANO HEALTH INC | 13781Y103 | COM | 85,000 | $1,078,000 | thousands by filing date | put |
| CYTOKINETICS INC | 23282W605 | COM NEW | 30,000 | $1,072,000 | thousands by filing date | put |
| APA CORPORATION COM | 03743Q108 | Stock | 50,000 | $1,072,000 | thousands by filing date | call |
| BUMBLE INC | 12047B105 | COM CL A | 21,400 | $1,070,000 | thousands by filing date | call |
| NCINO INC | 63947U107 | COM | 15,033 | $1,068,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 71,700 | $1,066,000 | thousands by filing date | put |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 50,000 | $1,062,000 | thousands by filing date | call |
| Gaotu Techedu Inc | 36257Y109 | COM | 340,000 | $1,044,000 | thousands by filing date | put |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 130,500 | $1,041,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 11,059 | $1,036,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 35,000 | $1,036,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 29,000 | $1,033,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 22,500 | $1,027,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 26,000 | $1,008,000 | thousands by filing date | put |
| REDFIN CORP | 75737F108 | COM | 20,000 | $1,002,000 | thousands by filing date | call |
| HEALTH CATALYST INC | 42225T107 | COM | 20,000 | $1,000,000 | thousands by filing date | put |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 113,400 | $996,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 195,000 | $994,000 | thousands by filing date | put |
| PACWEST BANCORP DEL | 695263103 | COM | 21,900 | $993,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 137,761 | $993,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 50,000 | $985,000 | thousands by filing date | put |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 12,500 | $982,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 30,000 | $982,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 20,300 | $979,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 30,000 | $977,000 | thousands by filing date | call |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 11,592 | $976,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 45,000 | $974,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 300,000 | $972,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 67,700 | $969,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 8,500 | $967,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 35,000 | $964,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 45,800 | $962,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 50,000 | $960,000 | thousands by filing date | put |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 49,000 | $960,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 38,443 | $944,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 165,000 | $942,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 107,269 | $933,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 42,000 | $932,000 | thousands by filing date | call |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 100,000 | $926,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 10,000 | $922,000 | thousands by filing date | put |
| GAN LTD | G3728V109 | SHS | 61,800 | $919,000 | thousands by filing date | call |
| DNOW INC | 67011P100 | COMMON STOCK | 120,000 | $918,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 250,000 | $915,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 9,348 | $913,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 11,000 | $908,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 45,000 | $907,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 45,000 | $907,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 80,000 | $891,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 30,000 | $889,000 | thousands by filing date | put |
| METROMILE INC | 591697107 | COM | 250,000 | $888,000 | thousands by filing date | put |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 16,765 | $885,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 34,547 | $885,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 33,500 | $882,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 19,647 | $877,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 77,000 | $870,000 | thousands by filing date | put |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 25,603 | $870,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 94,400 | $869,000 | thousands by filing date | call |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 50,000 | $868,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 50,000 | $868,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 10,000 | $862,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 18,700 | $860,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 20,000 | $856,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 11,700 | $855,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 80,000 | $854,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 80,000 | $854,000 | thousands by filing date | call |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 36,000 | $852,000 | thousands by filing date | call |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 30,000 | $850,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 575,100 | $845,000 | thousands by filing date | call |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 30,262 | $842,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 11,232 | $841,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 165,000 | $841,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 47,000 | $840,000 | thousands by filing date | call |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 7,434 | $835,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 500,000 | $835,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 46,800 | $833,000 | thousands by filing date | call |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 97,800 | $832,000 | thousands by filing date | put |
| CRICUT INC | 22658D100 | COM CL A | 30,000 | $827,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 25,000 | $820,000 | thousands by filing date | call |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 44,500 | $816,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100,000 | $815,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 100,304 | $805,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 29,200 | $803,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 7,000 | $797,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 100,000 | $795,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 17,500 | $795,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 100,100 | $788,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 162,500 | $786,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 162,500 | $786,000 | thousands by filing date | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 32,650 | $785,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 249,900 | $785,000 | thousands by filing date | call |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 6,400 | $783,000 | thousands by filing date | put |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 6,400 | $783,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 225,000 | $783,000 | thousands by filing date | put |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 225,000 | $783,000 | thousands by filing date | call |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 240,000 | $782,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 35,000 | $781,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 175,000 | $780,000 | thousands by filing date | call |
| CARPARTS COM INC | 14427M107 | COM | 50,000 | $780,000 | thousands by filing date | put |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 35,870 | $777,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 25,000 | $775,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 55,000 | $773,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 50,000 | $760,000 | thousands by filing date | call |
| OFG BANCORP | 67103X102 | COM | 30,000 | $757,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 37,443 | $755,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 73,500 | $751,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 73,500 | $751,000 | thousands by filing date | call |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 10,000 | $750,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 93,527 | $750,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 34,600 | $748,000 | thousands by filing date | put |
| ON24 INC | 68339B104 | COM | 37,500 | $748,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 13,571 | $747,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 120,200 | $742,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 30,000 | $740,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 44,221 | $739,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 100,000 | $739,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 110,000 | $737,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 27,600 | $730,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 9,287 | $729,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 29,507 | $728,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 22,100 | $728,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 304,100 | $724,000 | thousands by filing date | call |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 5,000 | $723,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 17,000 | $723,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,000 | $722,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 37,500 | $720,000 | thousands by filing date | put |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 37,500 | $720,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 50,000 | $714,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 13,650 | $709,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 230,600 | $708,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 21,443 | $707,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 121,100 | $698,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 500,000 | $695,000 | thousands by filing date | put |
| NEWAGE INC | 650194103 | COMMON STOCK | 500,000 | $695,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 220,000 | $693,000 | thousands by filing date | call |
| BARK Inc. | 68622E104 | COM | 100,000 | $686,000 | thousands by filing date | call |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 34,000 | $685,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 14,112 | $683,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,808 | $682,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 22,600 | $682,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 21,500 | $680,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 30,000 | $678,000 | thousands by filing date | |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 12,119 | $670,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,000 | $668,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 255,000 | $666,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 33,065 | $664,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 50,000 | $662,000 | thousands by filing date | put |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 3,500 | $662,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,556 | $659,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 37,259 | $659,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,000 | $651,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 8,000 | $644,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 35,000 | $640,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 75,000 | $638,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 18,802 | $636,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 27,500 | $634,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 27,500 | $634,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 50,000 | $632,000 | thousands by filing date | call |
| ATAIBECKLEY INC | N0731H103 | Equity | 42,500 | $629,000 | thousands by filing date | put |
| ATAIBECKLEY INC | N0731H103 | Equity | 42,500 | $629,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 185,000 | $627,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,000 | $618,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 200,000 | $614,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 390,000 | $612,000 | thousands by filing date | call |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 71,283 | $607,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,000 | $604,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 37,500 | $604,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 410,000 | $603,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 6,500 | $599,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 63,600 | $593,000 | thousands by filing date | call |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 20,000 | $593,000 | thousands by filing date | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 36,000 | $592,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 12,944 | $591,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 40,000 | $586,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 126,400 | $568,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 126,400 | $568,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 30,000 | $562,000 | thousands by filing date | put |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 30,000 | $562,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 39,400 | $558,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 115,000 | $557,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 50,000 | $549,000 | thousands by filing date | call |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 30,000 | $548,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 210,000 | $548,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 24,000 | $544,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 60,000 | $541,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 60,000 | $541,000 | thousands by filing date | call |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 100,000 | $541,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 53,000 | $539,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 25,500 | $539,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 7,889 | $536,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 32,915 | $535,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 47,675 | $533,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 11,046 | $522,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 40,000 | $522,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 28,150 | $521,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 13,600 | $511,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 50,000 | $503,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 80,000 | $495,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 27,400 | $492,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 135,000 | $490,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 135,000 | $490,000 | thousands by filing date | call |
| SERES THERAPEUTICS INC | 81750R102 | COM | 70,000 | $487,000 | thousands by filing date | call |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 73,525 | $485,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 18,000 | $484,000 | thousands by filing date | put |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 10,000 | $478,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,300 | $477,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 40,000 | $468,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 26,000 | $467,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 6,166 | $466,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 98,300 | $465,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 65,200 | $465,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 141,900 | $463,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,000 | $462,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 20,000 | $461,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 129,632 | $460,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 330,000 | $459,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 24,200 | $454,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 24,200 | $454,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 64,100 | $454,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 133,000 | $454,000 | thousands by filing date | call |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 9,000 | $448,000 | thousands by filing date | put |
| ELASTIC N V ORD SHS | N14506104 | Stock | 3,000 | $447,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 7,500 | $445,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 35,000 | $443,000 | thousands by filing date | put |
| SUNRUN INC | 86771W105 | COM | 10,000 | $440,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 8,000 | $437,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 64,100 | $437,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 30,500 | $435,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 82,138 | $435,000 | thousands by filing date | |
| MICROMOBILITY.COM INC | 42309B139 | *W EXP 08/13/202 | 250,000 | $435,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 6,000 | $434,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 12,500 | $432,000 | thousands by filing date | put |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 40,700 | $424,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 130,500 | $423,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 60,000 | $421,000 | thousands by filing date | put |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 50,300 | $421,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 2,100 | $420,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 36,600 | $417,000 | thousands by filing date | call |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 48,200 | $412,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 6,900 | $411,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 35,000 | $410,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 39,900 | $408,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 4,500 | $400,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 8,000 | $400,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,000 | $398,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 27,200 | $396,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 30,000 | $386,000 | thousands by filing date | call |
| ATRICURE INC | 04963C209 | COM | 5,500 | $383,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 116,700 | $380,000 | thousands by filing date | call |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 6,889 | $378,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2,000 | $376,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 60,400 | $373,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 53,333 | $372,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 25,000 | $366,000 | thousands by filing date | put |
| PROFOUND MED CORP | 74319B502 | COM NEW | 25,000 | $366,000 | thousands by filing date | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 50,000 | $362,000 | thousands by filing date | put |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 58,718 | $361,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 21,500 | $357,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 50,000 | $356,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 78,700 | $353,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 19,000 | $352,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 50,000 | $352,000 | thousands by filing date | call |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 58,210 | $349,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 23,000 | $347,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 7,200 | $347,000 | thousands by filing date | |
| ALIGHT INC | 01626W101 | COM CL A | 30,000 | $344,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 55,494 | $344,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 30,000 | $342,000 | thousands by filing date | put |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 30,000 | $342,000 | thousands by filing date | call |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 48,000 | $340,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 90,000 | $338,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 200,500 | $335,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 45,900 | $333,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 87,500 | $333,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 87,500 | $333,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 3,000 | $330,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 25,000 | $330,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 240,000 | $326,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 22,500 | $322,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 22,500 | $322,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 40,700 | $322,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 12,000 | $320,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 13,588 | $320,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 12,000 | $315,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,400 | $313,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 45,000 | $312,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 150,000 | $308,000 | thousands by filing date | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 14,000 | $307,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 4,668 | $307,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 50,000 | $304,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 10,709 | $304,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 14,179 | $299,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 112,500 | $298,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,400 | $296,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,000 | $295,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,700 | $293,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 2,250 | $290,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 13,000 | $290,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 122,867 | $288,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,000 | $284,000 | thousands by filing date | put |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 9,075 | $283,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 283,253 | $281,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 8,500 | $279,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 17,500 | $276,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 11,100 | $273,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 8,300 | $270,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 20,000 | $265,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 51,800 | $265,000 | thousands by filing date | put |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 242,319 | $263,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 57,500 | $262,000 | thousands by filing date | put |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 13,500 | $260,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 21,000 | $259,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 26,900 | $258,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 6,000 | $245,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 18,380 | $243,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 48,000 | $241,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 54,500 | $241,000 | thousands by filing date | call |
| ZYMEWORKS INC | 98985W102 | COM | 8,200 | $238,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 55,000 | $236,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 55,000 | $236,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 67,700 | $236,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 35,897 | $235,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 109,700 | $234,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 15,000 | $232,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,700 | $229,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 44,445 | $228,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 242,050 | $228,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 25,100 | $226,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,900 | $224,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,900 | $224,000 | thousands by filing date | put |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 11,566 | $222,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 75,000 | $222,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8,735 | $218,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 14,300 | $217,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 14,610 | $214,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 43,800 | $212,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 30,000 | $210,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 5,000 | $210,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 40,000 | $210,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 82,400 | $208,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 1,700 | $208,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 30,000 | $208,000 | thousands by filing date | call |
| SPIRE GLOBAL, INC. | 848560108 | COM | 16,400 | $205,000 | thousands by filing date | call |
| KATAPULT HOLDINGS INC | 485859102 | COM | 37,500 | $204,000 | thousands by filing date | call |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 33,000 | $203,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 15,267 | $202,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 17,500 | $199,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 56,400 | $198,000 | thousands by filing date | call |
| FREYR BATTERY | L4135L100 | SHS | 20,000 | $197,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 15,000 | $196,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 15,000 | $195,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 65,000 | $194,000 | thousands by filing date | call |
| MONTES ARCHIMEDES ACQUISITIO | 612657114 | *W EXP 99/99/999 | 126,856 | $189,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 10,799 | $188,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 10,000 | $185,000 | thousands by filing date | put |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 20,000 | $184,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 12,066 | $182,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 15,000 | $181,000 | thousands by filing date | put |
| BANDWIDTH INC | 05988J103 | COM CL A | 2,000 | $181,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 20,000 | $177,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 8,500 | $176,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 17,243 | $176,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 50,000 | $174,000 | thousands by filing date | call |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 14,000 | $173,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 15,000 | $170,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 106,700 | $169,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 21,900 | $169,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 45,000 | $167,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 3,500 | $164,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 42,500 | $162,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 53,500 | $161,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 53,500 | $161,000 | thousands by filing date | call |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 7,500 | $158,000 | thousands by filing date | call |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 207,222 | $155,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 39,030 | $153,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 14,276 | $151,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 20,000 | $144,000 | thousands by filing date | call |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 133,416 | $144,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 12,000 | $143,000 | thousands by filing date | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 170,635 | $143,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10,000 | $142,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10,000 | $142,000 | thousands by filing date | call |
| CELULARITY INC | 151190105 | COM | 20,000 | $142,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 45,871 | $140,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 7,000 | $140,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 7,254 | $137,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 8,000 | $131,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,600 | $127,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 3,500 | $121,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 40,000 | $120,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 29,700 | $117,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 47,600 | $117,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,000 | $114,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 197,049 | $114,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 33,000 | $113,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 29,500 | $112,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 6,000 | $108,000 | thousands by filing date | call |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 5,300 | $107,000 | thousands by filing date | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 5,300 | $107,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 52,634 | $107,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 40,000 | $106,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 140,821 | $106,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 19,000 | $103,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 5,000 | $101,000 | thousands by filing date | call |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 4,900 | $99,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 4,900 | $99,000 | thousands by filing date | put |
| VOLTA INC | 92873V102 | COM CL A | 11,475 | $99,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 16,000 | $97,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 100,000 | $97,000 | thousands by filing date | call |
| CANOO INC | 13803R102 | COM CL A | 12,500 | $96,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 2,000 | $96,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 31,250 | $92,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 3,000 | $92,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 50,000 | $92,000 | thousands by filing date | call |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 29,000 | $87,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 1,000 | $82,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 1,000 | $82,000 | thousands by filing date | put |
| SHIFTPIXY INC | 82452L203 | COM NEW | 73,900 | $82,000 | thousands by filing date | call |
| HYRECAR INC | 44916T107 | COM | 9,526 | $81,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 20,000 | $81,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,000 | $77,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 6,075 | $75,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 10,000 | $70,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 10,400 | $68,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 18,582 | $68,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 7,400 | $68,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 18,824 | $66,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 11,882 | $59,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 8,000 | $59,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,300 | $58,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,000 | $57,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 30,000 | $56,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 1,233 | $55,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 200 | $55,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 700 | $49,000 | thousands by filing date | |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 62,144 | $48,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 5,000 | $46,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 25,549 | $34,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 6,898 | $30,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,000 | $26,000 | thousands by filing date | call |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 4,621 | $25,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 300 | $24,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T118 | *W EXP 01/01/203 | 20,908 | $24,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 3,250 | $23,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,000 | $18,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 2,238 | $17,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 15,476 | $15,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 263 | $10,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 100 | $5,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 100 | $3,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 33 | $2,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 200 | $2,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 175 | $1,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 400 | $1,000 | thousands by filing date | call |
| SEAGEN INC | 81181C104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-21-000005 | this filing | 2021-11-12 | acceptance time not in the bulk data set |