13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 1,246 holding rows worth $7,660,813,000.
- Accession
- 0001706766-21-000003
- Filer
- CIK 1706766
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,246 entries on the cover page, a total value of $7,660,813,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,660,813,000 with VALUE read as thousands by filing date, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFINERA CORP | 45667G103 | COMMON STOCK | 60,000 | $612,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 7,000 | $609,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 15,000 | $600,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 62,500 | $595,000 | thousands by filing date | call |
| iShares Gold Trust | 464285204 | COM | 17,500 | $590,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 35,000 | $587,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 9,067 | $587,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 39,400 | $585,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 33,300 | $585,000 | thousands by filing date | call |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 123,800 | $585,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 40,269 | $581,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 45,000 | $575,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 21,600 | $571,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 130,000 | $569,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 86,800 | $562,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 86,800 | $561,000 | thousands by filing date | put |
| AEMETIS INC | 00770K202 | COM NEW | 50,000 | $559,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 60,000 | $550,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 18,908 | $548,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 29,500 | $547,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 27,600 | $547,000 | thousands by filing date | put |
| IAA INC | 449253103 | COM | 10,000 | $546,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 25,589 | $542,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 62,500 | $542,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 29,931 | $540,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 23,000 | $538,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 10,700 | $533,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 8,800 | $532,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 22,500 | $531,000 | thousands by filing date | put |
| VITAL FARMS INC | 92847W103 | COM | 26,500 | $530,000 | thousands by filing date | put |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 40,000 | $526,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 30,000 | $524,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 25,000 | $522,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 23,600 | $521,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 30,000 | $514,000 | thousands by filing date | put |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 20,508 | $514,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 25,841 | $505,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 50,000 | $500,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 190,000 | $498,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50,000 | $495,000 | thousands by filing date | put |
| PACWEST BANCORP DEL | 695263103 | COM | 12,000 | $494,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 268,800 | $492,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 60,000 | $489,000 | thousands by filing date | call |
| RITE AID CORP | 767754872 | COM | 30,000 | $489,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 50,000 | $485,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 50,000 | $482,000 | thousands by filing date | put |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 55,500 | $482,000 | thousands by filing date | put |
| COREPOINT LODGING INC | 21872L104 | COM | 45,000 | $482,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 50,000 | $481,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 20,000 | $479,000 | thousands by filing date | call |
| AT HOME GROUP INC | 04650Y100 | COM | 13,000 | $478,000 | thousands by filing date | call |
| BANDWIDTH INC | 05988J103 | COM CL A | 3,400 | $471,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 22,500 | $469,000 | thousands by filing date | call |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 85,000 | $468,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,000 | $463,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 47,861 | $461,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 12,800 | $460,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 37,500 | $460,000 | thousands by filing date | put |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 37,500 | $460,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 25,000 | $454,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 24,778 | $454,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 20,000 | $448,000 | thousands by filing date | call |
| MOELIS & CO | 60786M105 | CL A | 7,852 | $447,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 100,000 | $446,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 18,300 | $446,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 112,500 | $446,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 46,850 | $445,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 25,865 | $444,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 8,000 | $444,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 12,300 | $442,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,800 | $440,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,192 | $439,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 52,500 | $436,000 | thousands by filing date | call |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 42,000 | $435,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 28,000 | $433,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 10,000 | $432,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 51,800 | $431,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 25,000 | $428,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10,592 | $426,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 42,500 | $424,000 | thousands by filing date | call |
| VIEW INC | 92671V106 | COM | 50,000 | $423,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 56,150 | $418,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 30,000 | $418,000 | thousands by filing date | put |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 30,000 | $418,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,708 | $416,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 11,400 | $414,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 30,000 | $414,000 | thousands by filing date | put |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 30,000 | $414,000 | thousands by filing date | call |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 79,800 | $414,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 60,000 | $413,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 10,060 | $411,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 15,200 | $408,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,487 | $402,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 47,500 | $401,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 12,000 | $397,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 20,000 | $395,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 21,200 | $388,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 20,000 | $387,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 45,000 | $386,000 | thousands by filing date | call |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 14,600 | $380,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 19,390 | $372,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 12,000 | $369,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 65,000 | $369,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 9,300 | $366,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,503 | $365,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 43,800 | $362,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 52,800 | $361,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 30,000 | $358,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 53,500 | $357,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 53,500 | $357,000 | thousands by filing date | call |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 9,000 | $352,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 90,000 | $349,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 49,914 | $344,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 30,000 | $342,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 10,000 | $338,000 | thousands by filing date | put |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 19,629 | $337,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 4,000 | $336,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 52,300 | $331,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 13,000 | $330,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 17,229 | $329,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 75,000 | $328,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 18,000 | $327,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 83,600 | $322,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 34,094 | $320,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 27,200 | $316,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,000 | $315,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 70,908 | $314,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 15,000 | $313,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 100,000 | $303,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 100,000 | $303,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,900 | $301,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 44,192 | $298,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,400 | $295,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 1,835 | $290,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 42,200 | $290,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 11,900 | $287,000 | thousands by filing date | call |
| ANGI INC CLASS A | 00183L102 | CL A | 21,000 | $283,000 | thousands by filing date | call |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 85,000 | $281,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 51,700 | $280,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 5,100 | $279,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 132,000 | $276,000 | thousands by filing date | call |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 40,000 | $274,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 22,765 | $273,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 30,000 | $272,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 33,300 | $269,000 | thousands by filing date | call |
| PORCH GROUP INC | 733245104 | COM | 13,805 | $267,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 5,000 | $261,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 75,000 | $260,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 10,000 | $259,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 9,400 | $258,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 12,500 | $257,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 18,000 | $251,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,572 | $250,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 54,333 | $250,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 10,008 | $249,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,000 | $244,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 1,000 | $244,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 19,500 | $243,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,200 | $239,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 12,700 | $236,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 8,000 | $232,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 39,122 | $228,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 22,184 | $224,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 10,000 | $223,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 57,900 | $223,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 27,700 | $220,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 20,800 | $217,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 15,000 | $217,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 15,000 | $217,000 | thousands by filing date | call |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 70,000 | $214,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 15,000 | $213,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,700 | $209,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10,000 | $207,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10,000 | $207,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 30,000 | $206,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 5,250 | $204,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,400 | $201,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 50,000 | $195,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 47,600 | $194,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 8,750 | $193,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 5,889 | $189,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 19,000 | $185,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 39,089 | $185,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 86,790 | $181,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 60,700 | $180,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 10,000 | $179,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 15,000 | $175,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 73,900 | $175,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 5,300 | $169,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 5,000 | $169,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 25,000 | $168,000 | thousands by filing date | call |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 12,000 | $168,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 12,000 | $167,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 29,700 | $165,000 | thousands by filing date | call |
| MAGNITE INC COM | 55955D100 | Stock | 4,800 | $162,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 3,500 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 7,600 | $160,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 20,000 | $160,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 40,000 | $158,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 8,000 | $155,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 21,600 | $151,000 | thousands by filing date | call |
| DERMTECH INC | 24984K105 | COM | 3,537 | $148,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 5,000 | $146,000 | thousands by filing date | put |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 11,566 | $142,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 25,790 | $136,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 20,000 | $131,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 6,000 | $130,000 | thousands by filing date | call |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 1,700 | $130,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 15,200 | $129,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 3,500 | $125,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 8,000 | $125,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 9,900 | $119,000 | thousands by filing date | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 38,700 | $118,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,000 | $112,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,548 | $111,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 10,000 | $104,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,384 | $101,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 7,100 | $101,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 18,824 | $98,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 4,600 | $96,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 30,000 | $94,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 2,451 | $89,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 10,000 | $88,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 19,967 | $86,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 6,959 | $83,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 25,000 | $79,000 | thousands by filing date | put |
| PRECIGEN INC | 74017N105 | COM | 11,882 | $77,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 973 | $70,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 15,000 | $70,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 32,300 | $55,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 6,800 | $44,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 9,200 | $41,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 11,250 | $39,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 7,500 | $35,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,700 | $30,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,000 | $27,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 3,800 | $26,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 500 | $20,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 6,760 | $19,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 733 | $17,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,200 | $13,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 1,200 | $9,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 300 | $6,000 | thousands by filing date | call |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 266 | $3,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 100 | $2,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-21-000003 | this filing | 2021-08-16 | acceptance time not in the bulk data set |