13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-13, with 801 holding rows worth $2,976,980,000.
- Accession
- 0001706766-20-000003
- Filer
- CIK 1706766
- Filed
- 2020-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 801 entries on the cover page, a total value of $2,976,980,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,976,980,000 with VALUE read as thousands by filing date, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8,000 | $1,018,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 215,500 | $1,015,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 254,600 | $1,013,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 10,000 | $998,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 588,400 | $988,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 60,023 | $976,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 25,000 | $975,000 | thousands by filing date | call |
| UNIVAR INC | 91336L107 | COMMON STOCK | 40,000 | $970,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 220,000 | $955,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 130,000 | $954,000 | thousands by filing date | call |
| ALLAKOS INC | 01671P100 | COM | 10,000 | $954,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 53,500 | $949,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 25,000 | $947,000 | thousands by filing date | put |
| PREMIER INC | 74051N102 | CL A | 25,000 | $947,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 130,000 | $945,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 19,100 | $936,000 | thousands by filing date | put |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 141,367 | $928,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,500 | $926,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 12,600 | $926,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 150,000 | $919,000 | thousands by filing date | put |
| QAD INC-A | 74727D306 | CL A | 18,000 | $916,000 | thousands by filing date | call |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 54,000 | $915,000 | thousands by filing date | put |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 54,000 | $915,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 56,400 | $909,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 20,700 | $885,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 76,400 | $880,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 40,900 | $872,000 | thousands by filing date | call |
| EVENTBRITE INC | 29975E109 | COM CL A | 43,000 | $867,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 40,000 | $864,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 40,000 | $864,000 | thousands by filing date | call |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 25,000 | $833,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 30,000 | $833,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 61,600 | $832,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 8,500 | $831,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 288,500 | $828,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 190,000 | $825,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 20,800 | $824,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 75,141 | $822,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 155,000 | $808,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 48,216 | $805,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 66,500 | $805,000 | thousands by filing date | put |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 66,500 | $805,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 100,000 | $803,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 41,749 | $797,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 40,000 | $783,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 8,200 | $781,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 50,000 | $781,000 | thousands by filing date | call |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 314,916 | $781,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 30,000 | $780,000 | thousands by filing date | put |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 30,000 | $780,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 100,000 | $778,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 35,000 | $765,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 15,000 | $764,000 | thousands by filing date | call |
| AVANTOR INC COM | 05352A100 | Stock | 42,000 | $763,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 51,300 | $762,000 | thousands by filing date | call |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 75,000 | $762,000 | thousands by filing date | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 22,500 | $754,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 28,269 | $748,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 167,600 | $737,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 75,000 | $735,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 22,515 | $727,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 17,600 | $726,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 49,300 | $726,000 | thousands by filing date | put |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 110,000 | $722,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 15,000 | $716,000 | thousands by filing date | put |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 15,000 | $716,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 40,000 | $705,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 200,000 | $698,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 40,000 | $697,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 5,000 | $695,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 36,900 | $695,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 10,000 | $693,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 25,000 | $683,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 25,000 | $683,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 87,900 | $683,000 | thousands by filing date | call |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 15,000 | $673,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 5,000 | $670,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 7,100 | $668,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 8,400 | $665,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 32,300 | $661,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 85,000 | $660,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 50,000 | $660,000 | thousands by filing date | put |
| CERENCE INC COM | 156727109 | Stock | 29,000 | $657,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 40,000 | $656,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 135,000 | $653,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 80,000 | $653,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 25,600 | $652,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 29,005 | $651,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 62,400 | $646,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 7,000 | $645,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,900 | $638,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 13,000 | $620,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 48,000 | $616,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 40,000 | $611,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 14,500 | $609,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 135,000 | $608,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 147,500 | $601,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 11,250 | $593,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 15,000 | $590,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 9,000 | $589,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 50,000 | $586,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 10,000 | $586,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 15,000 | $585,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 40,000 | $581,000 | thousands by filing date | call |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 10,000 | $573,000 | thousands by filing date | put |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 10,000 | $573,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 90,531 | $572,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 26,000 | $562,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 47,500 | $552,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 40,000 | $550,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 34,000 | $548,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 17,800 | $548,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 11,400 | $547,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 20,000 | $544,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 230,000 | $538,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 129,180 | $535,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 29,800 | $534,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 42,526 | $533,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 24,900 | $533,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 8,200 | $520,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,200 | $515,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 18,000 | $511,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25,000 | $506,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 25,000 | $504,000 | thousands by filing date | put |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 25,516 | $503,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 23,000 | $502,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 18,700 | $501,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,000 | $500,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 11,000 | $494,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 40,000 | $489,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 28,800 | $487,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 18,455 | $480,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 27,500 | $479,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 75,000 | $479,000 | thousands by filing date | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 21,400 | $471,000 | thousands by filing date | call |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 30,000 | $469,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 100,000 | $469,000 | thousands by filing date | put |
| GRAFTECH INTL LTD | 384313508 | COM | 40,000 | $466,000 | thousands by filing date | put |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 35,000 | $466,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 90,308 | $463,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,700 | $461,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 100,000 | $460,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 25,000 | $458,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 37,500 | $456,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 7,000 | $454,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 11,000 | $452,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 268,800 | $452,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 29,600 | $452,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,200 | $451,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 32,800 | $444,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 31,000 | $441,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 37,500 | $440,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 151,000 | $435,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 10,000 | $428,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 50,000 | $418,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 26,300 | $410,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 50,000 | $410,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 50,000 | $410,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,500 | $404,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 50,000 | $402,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 50,000 | $400,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 50,400 | $400,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 13,500 | $398,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 4,500 | $392,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,600 | $383,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 29,900 | $383,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 50,000 | $380,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 20,000 | $377,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 21,717 | $372,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 28,000 | $369,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 14,200 | $367,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 75,000 | $364,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 10,000 | $363,000 | thousands by filing date | put |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 6,000 | $358,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 7,000 | $355,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 30,374 | $353,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 3,700 | $353,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 600 | $350,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 555,400 | $346,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 80,000 | $338,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 33,000 | $335,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 54,400 | $334,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 18,300 | $329,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 30,000 | $327,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 42,500 | $316,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 10,000 | $314,000 | thousands by filing date | call |
| O-I GLASS INC | 67098H104 | COM | 25,000 | $298,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 41,806 | $294,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 7,600 | $292,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 36,000 | $289,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 36,000 | $289,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 21,870 | $289,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 23,900 | $288,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 25,000 | $288,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,000 | $286,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 9,200 | $281,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,000 | $280,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 12,900 | $274,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 8,100 | $274,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 10,000 | $273,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 8,500 | $269,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 13,000 | $266,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,000 | $262,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 22,581 | $253,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 15,000 | $250,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 90,000 | $246,000 | thousands by filing date | put |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 6,700 | $246,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 14,700 | $239,000 | thousands by filing date | call |
| VERSO CORP | 92531L207 | CL A | 12,900 | $232,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14,000 | $230,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 93,773 | $230,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 30,000 | $218,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 42,500 | $218,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 42,500 | $218,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 100,000 | $216,000 | thousands by filing date | call |
| ANAPLAN INC | 03272L108 | COM | 4,100 | $215,000 | thousands by filing date | put |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 125,000 | $207,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,360 | $206,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 6,400 | $201,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 12,000 | $199,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 52,200 | $199,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 64,000 | $198,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 23,779 | $195,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 11,502 | $195,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 3,000 | $194,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 25,000 | $189,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,280 | $183,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 50,000 | $182,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 7,600 | $181,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 13,600 | $179,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 25,500 | $179,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 81,400 | $175,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 70,000 | $170,000 | thousands by filing date | call |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 5,000 | $167,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 9,800 | $159,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 19,238 | $157,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 20,000 | $156,000 | thousands by filing date | call |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 4,250 | $156,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 15,000 | $150,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 20,000 | $141,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,000 | $137,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 3,200 | $131,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 32,800 | $130,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 40,000 | $130,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 60,000 | $126,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,000 | $125,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 3,700 | $122,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 56,000 | $121,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 19,600 | $120,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 30,000 | $120,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,000 | $118,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 20,000 | $110,000 | thousands by filing date | call |
| AMYRIS INC | 03236M200 | COM NEW | 35,000 | $108,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 40,700 | $103,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 27,400 | $103,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 7,500 | $102,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 4,000 | $102,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 26,200 | $99,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,900 | $98,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 3,400 | $98,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 34,599 | $96,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 40,000 | $94,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 22,000 | $90,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,504 | $85,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 8,000 | $85,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,100 | $82,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 5,000 | $77,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 25,000 | $77,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 2,000 | $76,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 20,000 | $73,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 10,000 | $68,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 5,000 | $66,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 800 | $61,000 | thousands by filing date | put |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 6,454 | $60,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 9,200 | $54,000 | thousands by filing date | call |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 5,000 | $52,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,212 | $48,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 4,700 | $47,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,000 | $47,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,000 | $47,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,500 | $46,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,600 | $44,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 600 | $42,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 1,200 | $39,000 | thousands by filing date | call |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 400 | $37,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,500 | $32,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 13,300 | $32,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 400 | $31,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 7,600 | $24,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 1,200 | $24,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 5,000 | $22,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,500 | $21,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,000 | $20,000 | thousands by filing date | put |
| Apollo Global Management Inc | 03768E105 | COM CL A | 300 | $14,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 2,700 | $9,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 7,500 | $9,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 200 | $6,000 | thousands by filing date | call |
| NEUROTROPE INC | 64129T207 | COM NEW | 6,200 | $6,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 4,000 | $4,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 200 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-20-000003 | this filing | 2020-02-13 | acceptance time not in the bulk data set |