13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 680 holding rows worth $1,921,778,000.
- Accession
- 0001706766-19-000005
- Filer
- CIK 1706766
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 680 entries on the cover page, a total value of $1,921,778,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,921,778,000 with VALUE read as thousands by filing date, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEMOCENTRYX INC | 16383L106 | COM | 65,000 | $440,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 100,000 | $438,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 100,000 | $438,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 6,400 | $434,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 37,500 | $433,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 50,000 | $429,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 211,800 | $429,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,100 | $428,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 12,000 | $420,000 | thousands by filing date | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 28,600 | $416,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 50,000 | $415,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 20,000 | $411,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 170,000 | $411,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 27,500 | $409,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 20,000 | $408,000 | thousands by filing date | call |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 157,300 | $405,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 8,000 | $393,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 38,400 | $393,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,600 | $389,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,600 | $386,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 30,000 | $385,000 | thousands by filing date | call |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 50,000 | $374,000 | thousands by filing date | call |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 13,500 | $369,000 | thousands by filing date | put |
| BLACKSTONE INC | 09260D107 | COM | 7,500 | $366,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 20,000 | $365,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 20,000 | $365,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 5,000 | $364,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,500 | $362,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 25,500 | $362,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 23,100 | $359,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 10,000 | $359,000 | thousands by filing date | call |
| SABRE CORP COM | 78573M104 | Stock | 16,000 | $358,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 69,000 | $356,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 109,416 | $347,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 37,700 | $343,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 70,000 | $334,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 17,500 | $331,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 11,500 | $330,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 40,000 | $329,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U204 | COM NEW | 50,000 | $327,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 25,800 | $323,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 15,000 | $319,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 30,000 | $318,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 35,000 | $317,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 15,000 | $316,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 57,500 | $314,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 45,000 | $310,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 45,000 | $309,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,000 | $306,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 64,000 | $305,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 16,000 | $302,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 35,000 | $301,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 7,100 | $298,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 20,000 | $298,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 100,000 | $296,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 100,000 | $296,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 73,500 | $288,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 34,800 | $287,000 | thousands by filing date | call |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 10,000 | $272,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,000 | $269,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 30,000 | $268,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 34,400 | $255,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 101,700 | $255,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,000 | $251,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 100,000 | $251,000 | thousands by filing date | call |
| RED LION HOTELS CORP | 756764106 | COM | 38,700 | $251,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,600 | $249,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 30,000 | $249,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,210 | $248,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,000 | $247,000 | thousands by filing date | call |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 10,000 | $241,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 25,000 | $241,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 50,000 | $237,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 22,500 | $231,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 7,100 | $229,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 4,000 | $225,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 34,800 | $225,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 34,800 | $225,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,000 | $221,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 40,000 | $218,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 17,500 | $218,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 65,000 | $212,000 | thousands by filing date | call |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 80,000 | $206,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 60,000 | $206,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 15,800 | $205,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 65,000 | $205,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 24,500 | $202,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 31,900 | $197,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 21,000 | $194,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 4,100 | $193,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 14,700 | $191,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 7,500 | $191,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 70,000 | $189,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 75,000 | $187,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 27,000 | $185,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 4,900 | $183,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 67,500 | $182,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 20,000 | $171,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 13,600 | $170,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 25,000 | $169,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 10,000 | $169,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 20,000 | $169,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 15,000 | $166,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,400 | $164,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,400 | $161,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 3,400 | $161,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,000 | $160,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,000 | $160,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 10,000 | $160,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 49,600 | $159,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 22,600 | $155,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 20,000 | $150,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 15,000 | $150,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 4,800 | $148,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 28,700 | $148,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 3,800 | $144,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 15,000 | $144,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,000 | $142,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 22,000 | $141,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,700 | $138,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 25,000 | $133,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,000 | $132,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 60,000 | $132,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 7,500 | $127,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 4,250 | $127,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 10,000 | $126,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 81,400 | $125,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 1,000 | $124,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 40,000 | $122,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 50,000 | $121,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 4,000 | $120,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,000 | $119,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 4,000 | $109,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,200 | $92,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 20,000 | $92,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 40,000 | $91,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 15,000 | $91,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 4,800 | $84,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,000 | $83,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 3,400 | $83,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 600 | $75,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 5,000 | $72,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 45,000 | $69,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 2,200 | $68,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 100,000 | $66,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,000 | $64,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,600 | $64,000 | thousands by filing date | call |
| TOCAGEN INC | 888846102 | COM | 96,000 | $64,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 2,700 | $62,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 7,500 | $59,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 3,300 | $59,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 22,500 | $59,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 22,500 | $59,000 | thousands by filing date | call |
| ARQULE INC | 04269E107 | COM | 8,000 | $58,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 36,000 | $56,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,000 | $55,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,000 | $48,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 10,000 | $48,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 1,500 | $40,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,400 | $40,000 | thousands by filing date | put |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 1,500 | $39,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 50,000 | $33,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,900 | $32,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 4,200 | $29,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 8,400 | $26,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 600 | $24,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 2,600 | $23,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 5,000 | $21,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 11,300 | $20,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 5,000 | $20,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 700 | $19,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 7,500 | $19,000 | thousands by filing date | put |
| NEUROTROPE INC | 64129T207 | COM NEW | 19,400 | $15,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 1,700 | $13,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,100 | $11,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 4,000 | $10,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 800 | $6,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 500 | $4,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 2,915 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-19-000005 | this filing | 2019-11-14 | acceptance time not in the bulk data set |