13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-13, with 641 holding rows worth $1,986,261,000.
- Accession
- 0001706766-19-000004
- Filer
- CIK 1706766
- Filed
- 2019-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 641 entries on the cover page, a total value of $1,986,261,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,986,261,000 with VALUE read as thousands by filing date, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENSCO ROWAN PLC | G3166L100 | SHS CLASS A | 50,000 | $427,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 25,000 | $426,000 | thousands by filing date | call |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 12,000 | $408,000 | thousands by filing date | put |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 15,000 | $407,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 150,000 | $390,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 25,000 | $385,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 80,000 | $383,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 20,000 | $382,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 27,200 | $370,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 101,700 | $367,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 8,000 | $366,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 20,000 | $364,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 100,000 | $361,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 7,500 | $358,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,500 | $357,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 37,500 | $356,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 73,500 | $356,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 30,000 | $354,000 | thousands by filing date | call |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 112,500 | $346,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 30,000 | $345,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 30,000 | $337,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 25,500 | $331,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,000 | $327,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,000 | $321,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,000 | $320,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,000 | $319,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,000 | $319,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 10,400 | $315,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 50,000 | $310,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 20,000 | $309,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 20,000 | $309,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 50,000 | $305,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 10,316 | $304,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 5,200 | $288,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 15,000 | $285,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 8,000 | $277,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 9,300 | $275,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 9,000 | $273,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 7,100 | $272,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 20,000 | $267,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 10,000 | $265,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,800 | $263,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 23,000 | $258,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,800 | $257,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,000 | $249,000 | thousands by filing date | put |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 80,000 | $246,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 102,000 | $242,000 | thousands by filing date | put |
| KKR & CO INC | 48251W104 | COM | 9,500 | $240,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,000 | $239,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 100,000 | $238,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,100 | $234,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 25,000 | $233,000 | thousands by filing date | put |
| ATHENEX INC | 04685N103 | COM | 11,600 | $229,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 64,000 | $228,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,000 | $227,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 27,000 | $225,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,000 | $224,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 7,100 | $221,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 45,000 | $221,000 | thousands by filing date | call |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 17,500 | $218,000 | thousands by filing date | put |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 17,500 | $218,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 22,500 | $217,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 60,000 | $216,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 50,000 | $216,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 30,000 | $215,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 35,000 | $213,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 22,000 | $210,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 30,000 | $202,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 60,000 | $202,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 60,000 | $202,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 90,000 | $195,000 | thousands by filing date | call |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 17,500 | $189,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 45,000 | $187,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 10,000 | $182,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 30,000 | $180,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 3,825 | $177,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 80,000 | $174,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 22,500 | $172,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,720 | $165,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 11,700 | $165,000 | thousands by filing date | call |
| AUDIOCODES LTD | M15342104 | ORD | 10,000 | $155,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 19,400 | $155,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 20,000 | $152,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 60,000 | $152,000 | thousands by filing date | call |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 10,000 | $151,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 4,500 | $150,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,000 | $147,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,100 | $145,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 65,000 | $143,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 21,600 | $142,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,000 | $140,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 11,000 | $132,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 17,500 | $127,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 10,000 | $125,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 7,500 | $124,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 24,300 | $122,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 40,000 | $116,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 14,500 | $115,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 11,500 | $111,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 3,000 | $107,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 13,125 | $105,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,000 | $102,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,200 | $102,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 20,000 | $102,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,000 | $101,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 11,165 | $101,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 4,901 | $101,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 25,000 | $100,000 | thousands by filing date | put |
| RETROPHIN INC | 761299106 | COM | 5,000 | $100,000 | thousands by filing date | call |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 17,500 | $100,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 3,400 | $97,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 25,000 | $96,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20,000 | $93,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 600 | $88,000 | thousands by filing date | call |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 7,500 | $88,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 20,000 | $76,000 | thousands by filing date | put |
| ENCANA CORP | 292505104 | COM | 15,000 | $76,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 25,000 | $75,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 25,000 | $75,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 6,000 | $75,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 8,000 | $70,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,500 | $61,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 5,500 | $60,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 2,600 | $57,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,100 | $56,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,600 | $55,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,700 | $53,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 2,500 | $51,000 | thousands by filing date | put |
| RESONANT INC | 76118L102 | COM | 21,000 | $50,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,000 | $46,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,500 | $40,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 7,500 | $23,000 | thousands by filing date | put |
| Uxin Ltd | 91818X108 | ADS | 9,100 | $20,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,100 | $17,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 4,400 | $16,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 4,000 | $16,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 100 | $3,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 700 | $2,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 50,000 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 2,915 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-19-000004 | this filing | 2019-08-13 | acceptance time not in the bulk data set |