13F-HR filed by Caption Management, LLC
Caption Management, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 540 holding rows worth $1,814,181,000.
- Accession
- 0001706766-19-000003
- Filer
- CIK 1706766
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 540 entries on the cover page, a total value of $1,814,181,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,814,181,000 with VALUE read as thousands by filing date, 13F file number 028-18495. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30,000 | $220,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 4,370 | $219,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,500 | $218,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,500 | $212,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 7,500 | $211,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,400 | $203,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 25,000 | $203,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 16,000 | $203,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 20,000 | $203,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 22,000 | $199,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 10,000 | $194,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 65,100 | $193,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 65,100 | $193,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 10,000 | $180,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 20,000 | $162,000 | thousands by filing date | call |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 120,000 | $151,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 3,000 | $138,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 10,000 | $138,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 8,000 | $137,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 3,300 | $132,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 12,000 | $131,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,800 | $130,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,100 | $130,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 2,500 | $118,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 7,500 | $116,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 11,700 | $104,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 27,900 | $85,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 6,900 | $81,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 600 | $75,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 400 | $71,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 100,000 | $70,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 10,000 | $63,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,600 | $56,000 | thousands by filing date | put |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 50,000 | $54,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 7,200 | $53,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 6,000 | $49,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 2,900 | $48,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 5,000 | $33,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 100 | $7,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,200 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706766-19-000003 | this filing | 2019-05-14 | acceptance time not in the bulk data set |