13F-HR filed by PenderFund Capital Management Ltd.
PenderFund Capital Management Ltd. filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-14, with 207 holding rows worth $592,747,421.
- Accession
- 0001706164-25-000010
- Filer
- CIK 1706164
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 207 entries on the cover page, a total value of $592,747,421 stated on the cover page (in dollars after the unit check, H1), rows summing to $592,747,421 with VALUE read as dollars as filed, 13F file number 028-18272. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 44,040,000 | $47,635,939 | dollars as filed | principal |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 302,000 | $43,149,760 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 3,846,154 | $43,085,105 | dollars as filed | |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 32,000,000 | $35,000,667 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 19,737,000 | $27,858,578 | dollars as filed | principal |
| EQUINOX GOLD CORP | 29446YAC0 | NOTE 4.750%10/1 | 12,077,000 | $23,593,419 | dollars as filed | principal |
| SOUTHERN CO | 842587DZ7 | NOTE 4.500% 6/1 | 20,000,000 | $22,535,000 | dollars as filed | principal |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 18,500,000 | $18,379,750 | dollars as filed | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 6,676,519 | $17,692,775 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 93,792,000 | $16,882,560 | dollars as filed | principal |
| NIO INC | 62914VAJ5 | NOTE 3.875%10/1 | 15,270,000 | $16,583,526 | dollars as filed | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 25,329,000 | $15,054,045 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884103 | COM | 372,966 | $14,761,994 | dollars as filed | |
| CARDLYTICS INC | 14161WAD7 | NOTE 4.250% 4/0 | 27,610,000 | $14,676,112 | dollars as filed | principal |
| WOLFSPEED INC | 977852AD4 | NOTE 1.875%12/0 | 24,451,000 | $14,505,556 | dollars as filed | principal |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 3,480,000 | $14,302,800 | dollars as filed | |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 2,821,433 | $14,008,840 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 14,225,000 | $13,903,673 | dollars as filed | principal |
| OPKO HEALTH INC | 68375NAG8 | NOTE 3.750% 1/1 | 7,311,000 | $11,129,474 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 18,049,000 | $10,600,529 | dollars as filed | principal |
| iShares Silver Trust | 46428Q109 | COM | 250,000 | $10,592,500 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 409,753 | $10,511,779 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 665,000 | $10,440,500 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 9,000,000 | $10,296,250 | dollars as filed | principal |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,006,697 | $8,949,536 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 744,713 | $8,906,767 | dollars as filed | |
| TXNM ENERGY INC | 69349HAF4 | NOTE 5.750% 6/0 | 5,900,000 | $7,829,900 | dollars as filed | principal |
| NIO INC | 62914VAK2 | NOTE 4.625%10/1 | 7,150,000 | $7,667,134 | dollars as filed | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 260,079 | $6,946,710 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 5,000,000 | $5,110,330 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 5,000,000 | $4,900,000 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAJ0 | DEBT 4.500% 8/1 | 4,000,000 | $4,038,216 | dollars as filed | principal |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 3,000,000 | $3,039,333 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAH4 | NOTE 3.500%12/0 | 3,000,000 | $2,451,500 | dollars as filed | principal |
| DECKERS OUTDOOR CORP | 243537107 | COM | 24,136 | $2,446,666 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 119,600 | $2,362,538 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 30,740 | $2,109,192 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 34,170 | $2,102,822 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 31,723 | $1,989,032 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 250,000 | $1,960,000 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 10,183 | $1,948,619 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 100,000 | $1,891,000 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 179,400 | $1,492,608 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 159,300 | $1,426,225 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 10,240 | $1,330,688 | dollars as filed | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 419,857 | $1,204,990 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,000 | $1,011,960 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 515 | $984,350 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 4,700 | $931,822 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 14,360 | $922,199 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 30,000 | $773,227 | dollars as filed | |
| AMERICAS GOLD AND SILVER CORP COM NEW | 03062D803 | Stock | 206,800 | $771,209 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,400 | $758,400 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 89,100 | $749,331 | dollars as filed | |
| DRUGS MADE IN AMER ACQ II CO | G2851K120 | UNIT 09/16/2030 | 68,500 | $681,232 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 318,500 | $631,645 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M100 | SHS CLASS A | 60,000 | $631,200 | dollars as filed | |
| ISOENERGY LTD | 46500E867 | COM NEW | 60,600 | $610,485 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 105,700 | $566,552 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 42,500 | $532,100 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,000 | $527,398 | dollars as filed | |
| ATS CORPORATION | 00217Y104 | COM | 20,000 | $523,245 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 132,200 | $506,326 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 100,000 | $494,359 | dollars as filed | |
| AMC GLOBAL MEDIA INC | 00164VAJ2 | NOTE 4.250% 2/1 | 501,000 | $482,428 | dollars as filed | principal |
| MR COOPER GROUP INC | 62482R107 | COM | 2,100 | $442,659 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 3,900 | $416,169 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 53,000 | $410,750 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 2,000 | $400,300 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 800 | $386,520 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,000 | $379,800 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 42,900 | $379,665 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,000 | $378,674 | dollars as filed | |
| TITAN ACQUISITION CORP | G8901A129 | UNIT 04/09/2030 | 36,600 | $376,980 | dollars as filed | |
| VIZSLA SILVER CORP | 92859G608 | COM NEW | 83,000 | $358,560 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,000 | $348,566 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 5,838 | $347,011 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 239,029 | $344,202 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 27,000 | $333,450 | dollars as filed | |
| MAC Copper Ltd | G60409110 | Common Stock | 26,450 | $322,954 | dollars as filed | |
| SOULPOWER ACQUISITION CORP | G82745129 | TRUS | 30,051 | $318,541 | dollars as filed | |
| SOLARIUS CAPITAL ACQU CORP | G82617120 | UNIT 07/10/2030 | 29,100 | $306,714 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 39,600 | $306,108 | dollars as filed | |
| D. BORAL ARC ACQ I CORP. | G2616F127 | UNIT 07/23/2030 | 29,400 | $294,000 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 42,200 | $293,712 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 500 | $284,405 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 6,850 | $275,028 | dollars as filed | |
| VINE HILL CAP INVT CORP. | G93Y09107 | ORD SHS CL A | 25,000 | $267,750 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 1,217 | $264,296 | dollars as filed | |
| SIM Acquisition I Corp | G8431T101 | Equity | 25,000 | $262,500 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 13,700 | $259,478 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,330 | $255,478 | dollars as filed | |
| THAYER VENTURES ACQ CORP II | G87890128 | UNIT 05/15/2030 | 25,000 | $255,000 | dollars as filed | |
| WNS HLDGS LTD COM SHS | G98196101 | Stock | 3,300 | $251,691 | dollars as filed | |
| SIZZLE ACQUISITION CORP. II | G8193F125 | UNIT 99/99/9999 | 24,448 | $250,836 | dollars as filed | |
| Blue Wtr Acquisition Corp. I Unit 05/23/2030 | G1368E122 | Unit | 24,700 | $249,223 | dollars as filed | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 4,400 | $248,820 | dollars as filed | |
| CARTESIAN GROWTH CORP III | G19307118 | UNIT 02/28/2032 | 24,100 | $245,097 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 2,048 | $243,343 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 8,600 | $231,512 | dollars as filed | |
| IB ACQUISITION CORP | 44934N108 | COM SHS | 21,900 | $230,388 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 23,100 | $229,845 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 9,730 | $229,725 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 18,300 | $229,299 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 13,400 | $226,326 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 9,100 | $226,044 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 114,233 | $215,900 | dollars as filed | |
| EQV VENTURES AC CORP. II | G3106Q110 | UNIT 06/30/2032 | 20,000 | $200,200 | dollars as filed | |
| BEST SPAC I ACQUISITION CORP | G1069P137 | UNIT 05/27/2030 | 18,500 | $187,960 | dollars as filed | |
| POTBELLY CORP | 73754Y100 | COM | 10,900 | $185,736 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 2,780 | $184,592 | dollars as filed | |
| HIGHVIEW MERGER CORP | G4569C127 | UNIT 07/24/2030 | 18,000 | $182,160 | dollars as filed | |
| PROASSURANCE CORP | 74267C106 | COM | 7,500 | $179,925 | dollars as filed | |
| MCKINLEY ACQUISITION CORP | G6005T127 | UNIT 07/25/2030 | 18,000 | $179,820 | dollars as filed | |
| Pioneer Acquisition I Corp Unit 06/16/2030 | G7117W123 | Unit | 17,400 | $174,870 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 6,200 | $172,360 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 82,800 | $171,396 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 16,200 | $171,234 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,000 | $169,792 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 1,800 | $169,470 | dollars as filed | |
| CRANE HBR ACQUISITION CORP | G24979125 | UNIT 99/99/9999 | 14,700 | $167,139 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,694 | $162,960 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 11,682 | $158,875 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 8,800 | $157,080 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,700 | $151,940 | dollars as filed | |
| NEW PROVIDENCE ACQUISITION C | G6476A128 | UNIT 99/99/9999 | 14,700 | $151,116 | dollars as filed | |
| Tourmaline Bio Inc | 89157D105 | Common Stock | 3,000 | $143,490 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 9,400 | $138,180 | dollars as filed | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 9,500 | $132,715 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 18,900 | $124,551 | dollars as filed | |
| GUILD HLDGS CO | 40172N107 | CL A | 6,200 | $123,628 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,800 | $120,168 | dollars as filed | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,100 | $116,841 | dollars as filed | |
| MRC GLOBAL INC | 55345K103 | COM | 8,000 | $115,360 | dollars as filed | |
| GRAF GLOBAL CORP | G4036C106 | ORD SHS CL A | 10,000 | $105,400 | dollars as filed | |
| FIFTH ERA ACQUISITION CORP I | G3415K127 | UNIT 99/99/9999 | 10,100 | $105,343 | dollars as filed | |
| M3-Brigade Acquisition Vi Co Unit 08/18/2030 | G63221124 | Unit | 10,387 | $105,116 | dollars as filed | |
| Perimeter Acquisition Corp I Unit 05/13/2030 | G7010A103 | Unit | 10,000 | $105,000 | dollars as filed | |
| WEN ACQUISITION CORP | G9R39C129 | UNIT 05/16/2030 | 10,000 | $104,300 | dollars as filed | |
| TRAILBLAZER ACQUISITION CORP | G9009S129 | UNIT 08/21/2030 | 10,000 | $102,500 | dollars as filed | |
| CANTOR EQUITY PARTNERS IV IN | G1828E100 | SHS CL A | 10,000 | $101,900 | dollars as filed | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 5,900 | $101,480 | dollars as filed | |
| LIGHTWAVE ACQUISITION CORP | G5490M118 | UNIT 06/06/2030 | 10,000 | $100,400 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 37,000 | $99,900 | dollars as filed | |
| GALATA ACQUISITION CORP II | G3R25N124 | UNIT 09/12/2030 | 10,000 | $99,800 | dollars as filed | |
| Chenghe Acquisition Iii Co Unit 09/09/2030 | G2086N113 | Unit | 10,000 | $99,800 | dollars as filed | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 73,000 | $98,550 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 19,000 | $98,040 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,400 | $96,446 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 2,100 | $94,668 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 4,600 | $93,150 | dollars as filed | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 9,100 | $92,547 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 16,700 | $74,816 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 1,500 | $70,995 | dollars as filed | |
| ASPEN INSURANCE HOLDINGS LTD | G05384501 | ORD SHS CL A | 1,900 | $69,749 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 13,500 | $64,665 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 2,900 | $58,957 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 926 | $58,940 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 5,500 | $58,245 | dollars as filed | |
| Futurecrest Acquisition Corp Unit 99/99/9999 | G3730U123 | Unit | 5,000 | $53,000 | dollars as filed | |
| INFLECTION PT ACQUISITION CO | G47875128 | UNIT 03/01/2027 | 5,000 | $52,500 | dollars as filed | |
| VOYAGER ACQUISITION CORP | G93A7H104 | CL A | 5,000 | $52,477 | dollars as filed | |
| 1Rt Acquisition Corp. Unit 06/26/2030 | G6757R121 | Unit | 5,000 | $52,450 | dollars as filed | |
| Republic Digital Acquisition Unit 99/99/9999 | G7515A111 | Unit | 5,000 | $52,400 | dollars as filed | |
| Figx Cap Acquisition Corp. Unit 06/17/2030 | G3473K126 | Unit | 5,000 | $50,350 | dollars as filed | |
| OXLEY BRIDGE ACQ LTD | G6858G123 | UNIT 06/17/2030 | 5,000 | $50,250 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 700 | $47,243 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 9,400 | $45,929 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,300 | $45,432 | dollars as filed | |
| CANTOR EQUITY PARTNERS III I | G1828A108 | SHS CL A | 4,000 | $41,280 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1,232 | $40,420 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 440 | $37,303 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 631 | $36,983 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 2,930 | $34,281 | dollars as filed | |
| VERISIGN INC COM | 92343E102 | Stock | 122 | $34,108 | dollars as filed | |
| ADDUS HOMECARE CORP | 006739106 | COM | 288 | $33,981 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 811 | $33,973 | dollars as filed | |
| ITRON INC COM | 465741106 | Stock | 265 | $33,008 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 5,000 | $32,700 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 305 | $31,781 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 355 | $31,283 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 740 | $31,132 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 346 | $30,382 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 310 | $29,255 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 31 | $28,540 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 200 | $28,432 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 800 | $26,848 | dollars as filed | |
| Otg Acquisition Corp. I Unit 09/05/2030 | G6791A126 | Unit | 2,500 | $25,175 | dollars as filed | |
| COOPER COS INC | 216648501 | COM | 300 | $20,568 | dollars as filed | |
| VINE HILL CAP INVT CORP. | G93Y09115 | *W EXP 07/01/203 | 12,500 | $20,000 | dollars as filed | |
| BAYVIEW ACQUISITION CORP | 07323B100 | ORD SHS | 1,678 | $19,263 | dollars as filed | |
| BLACK HAWK ACQUISITION CORP | G1148A101 | CMN | 967 | $10,821 | dollars as filed | |
| Hcm Iii Acquisition Corp Unit 07/23/2030 | G4365E129 | Unit | 1,000 | $10,310 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 352 | $8,225 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M126 | *W EXP 06/01/203 | 30,000 | $7,201 | dollars as filed | |
| Sim Acquisition Corp. I W Exp 06/01/203 | G8431T119 | SPACS Warrant | 12,500 | $4,750 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M109 | ORDINARY SHARES | 269 | $3,314 | dollars as filed | |
| INTERCURE LTD | M549GJ111 | COM NEW | 1,977 | $3,242 | dollars as filed | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 116 | $2,750 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V105 | ORDINARY SHARES | 181 | $2,174 | dollars as filed | |
| TEXAS VENTURES ACQUISITION IV UNT | G8772L121 | Unit | 191 | $2,112 | dollars as filed | |
| Graf Global Corp W Exp 05/31/203 | G4036C122 | SPACS Warrant | 5,000 | $1,650 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 17 | $967 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 5 | $666 | dollars as filed | |
| VOYAGER ACQUISITION CORP | G93A7H112 | *W EXP 05/16/203 | 2,500 | $425 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 2 | $51 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 2,500 | $47 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706164-25-000010 | this filing | 2025-11-14 | acceptance time not in the bulk data set |