13F-HR filed by PenderFund Capital Management Ltd.
PenderFund Capital Management Ltd. filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 137 holding rows worth $434,197,610.
- Accession
- 0001706164-24-000007
- Filer
- CIK 1706164
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 137 entries on the cover page, a total value of $434,197,610 stated on the cover page (in dollars after the unit check, H1), rows summing to $434,197,610 with VALUE read as dollars as filed, 13F file number 028-18272. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 40,429,000 | $52,941,409 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 37,650,000 | $44,906,715 | dollars as filed | principal |
| EQUINOX GOLD CORP | 29446YAC0 | NOTE 4.750%10/1 | 16,939,000 | $28,617,945 | dollars as filed | principal |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 21,450,000 | $24,877,168 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 18,987,000 | $24,038,596 | dollars as filed | principal |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 3,140,233 | $23,520,345 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 21,250,000 | $22,570,016 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884103 | COM | 258,009 | $18,173,018 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 125,000 | $15,181,251 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 771,713 | $13,839,505 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 953,094 | $11,394,866 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 585,000 | $9,794,849 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 39,550,000 | $9,093,150 | dollars as filed | principal |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 515,000 | $8,337,246 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 117,820 | $7,031,498 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 365,500 | $6,475,598 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 74,947 | $6,471,888 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 4,500,000 | $5,601,838 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 5,000,000 | $5,478,299 | dollars as filed | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 4,225,000 | $5,321,885 | dollars as filed | principal |
| CLARIVATE PLC | G21810109 | ORD SHS | 502,800 | $4,828,084 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 10,850,000 | $4,626,820 | dollars as filed | principal |
| KKR & CO INC | 48251W104 | COM | 24,720 | $4,365,624 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 199,122 | $4,163,417 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 137,700 | $4,146,224 | dollars as filed | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 3,500,000 | $4,107,330 | dollars as filed | principal |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 264,660 | $3,955,231 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 3,175,000 | $3,950,506 | dollars as filed | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 20,038 | $3,776,711 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 3,121 | $3,734,484 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 3,000,000 | $3,607,830 | dollars as filed | principal |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 23,740 | $1,705,244 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 11,660 | $1,266,139 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 16,100 | $1,171,901 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430HAC6 | NOTE 5.000%12/1 | 2,045,144 | $1,115,295 | dollars as filed | principal |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 24,600 | $1,109,564 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 35,680 | $1,060,654 | dollars as filed | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 19,000 | $1,025,050 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,100 | $1,011,036 | dollars as filed | |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 9,600 | $1,005,314 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,400 | $999,864 | dollars as filed | |
| ENVESTNET INC | 29404K106 | COM | 11,800 | $999,347 | dollars as filed | |
| R1 RCM INC | 77634L105 | COM | 52,100 | $998,456 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 31,230 | $963,426 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 99,600 | $961,787 | dollars as filed | |
| LAUNCH ONE ACQUISITION CORP | G5S86M118 | TRUS | 60,000 | $847,580 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 45,100 | $801,481 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 174,900 | $799,517 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 9,600 | $791,995 | dollars as filed | |
| PERFICIENT INC | 71375U101 | COM | 7,713 | $787,366 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 5,930 | $781,873 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 80,100 | $770,235 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 17,700 | $736,583 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 96,200 | $732,495 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 22,700 | $722,999 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 30,600 | $713,891 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 61,666 | $713,072 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 49,530 | $666,519 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,500 | $652,402 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 42,000 | $611,199 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 316,000 | $606,871 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 458,700 | $600,517 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 39,385 | $596,582 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 11,100 | $582,173 | dollars as filed | |
| CEPTON INC | 15673X200 | COM | 134,276 | $566,597 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 46,740 | $525,304 | dollars as filed | |
| AUGMEDIX INC | 05105P107 | COM | 161,327 | $512,739 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 24,600 | $501,716 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 10,900 | $499,154 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 19,200 | $479,871 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 16,700 | $460,301 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 28,000 | $431,323 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 7,850 | $415,964 | dollars as filed | |
| HCM II ACQUISITION CORP | G43658114 | UNIT 99/99/9999 | 30,000 | $405,329 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 5,000 | $402,624 | dollars as filed | |
| VECTOR GROUP LTD | 92240M108 | COM | 19,900 | $401,553 | dollars as filed | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 44,800 | $400,498 | dollars as filed | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 13,827 | $400,374 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 5,200 | $398,756 | dollars as filed | |
| VALUENCE MERGER CORP I | G9R16L100 | COM | 25,400 | $395,916 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 20,000 | $394,104 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U102 | CL A ORD SHS | 25,000 | $363,133 | dollars as filed | |
| SIM ACQUISITION CORP. I | G8431T127 | TRUS | 25,000 | $339,465 | dollars as filed | |
| VINE HILL CAP INVT CORP. | G93Y09123 | UNIT 09/06/2026 | 25,000 | $338,112 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 3,780 | $328,156 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 5,200 | $327,796 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W105 | COMMON STOCK | 21,700 | $320,482 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 3,400 | $320,044 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 3,800 | $317,764 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,000 | $299,487 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 47,200 | $287,260 | dollars as filed | |
| SPAR GROUP INC | 784933103 | COM | 86,200 | $285,624 | dollars as filed | |
| CARTESIAN GROWTH CORP II | G19305112 | COM | 18,400 | $285,183 | dollars as filed | |
| COLOMBIER ACQUISITION CORP I | G2283U126 | UNIT 99/99/9999 | 20,000 | $281,039 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,500 | $275,494 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 1,600 | $259,303 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N105 | COM | 16,500 | $253,726 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 500 | $233,000 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 4,400 | $231,961 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,800 | $228,445 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 30,100 | $211,278 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M109 | ORDINARY SHARES | 13,500 | $204,613 | dollars as filed | |
| PEARL HOLDINGS ACQUISITN COR | G44525106 | COM | 12,479 | $196,029 | dollars as filed | |
| DMY SQUARED TECHNOLOGY GROUP | 233276104 | CL A COM | 13,264 | $192,484 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,000 | $190,209 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 8,400 | $183,473 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,100 | $176,259 | dollars as filed | |
| NORTHVIEW ACQUISITION CORP | 66718N103 | COM | 10,610 | $171,189 | dollars as filed | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 2,900 | $146,687 | dollars as filed | |
| GRAF GLOBAL CORP | G4036C114 | UNIT 05/31/2032 | 10,000 | $138,829 | dollars as filed | |
| CANTOR EQUITY PARTNERS INC | G4491L104 | SHS CL A | 10,000 | $135,515 | dollars as filed | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 7,102 | $108,153 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2,000 | $101,867 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 9,400 | $101,144 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,146 | $96,424 | dollars as filed | |
| Quetta Acquisition Corp Com | 74841A105 | Common Stock | 6,195 | $87,219 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 3,700 | $82,510 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 13,726 | $82,052 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A108 | COM | 5,193 | $78,661 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 8,000 | $70,560 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 7,200 | $69,819 | dollars as filed | |
| VOYAGER ACQUISITION CORP | G93A7H120 | UNIT | 5,000 | $67,622 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 27,450 | $65,711 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 900 | $62,735 | dollars as filed | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 3,721 | $55,709 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 2,917 | $41,187 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 12,346 | $40,074 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 1,000 | $15,377 | dollars as filed | |
| AULT DISRUPTIVE TECHS CORP | 05150A104 | COM | 504 | $7,614 | dollars as filed | |
| DUET ACQUISITION CORP | 26431Q106 | COM | 305 | $4,898 | dollars as filed | |
| TLGY ACQUISITION CL A ORD | G8656T109 | COM | 177 | $2,762 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q109 | SHS CL A | 100 | $1,531 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 106 | $1,518 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 28 | $386 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 2,500 | $86 | dollars as filed | |
| SILVERBOX CORP III | 82836N115 | *W EXP 02/28/202 | 333 | $45 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 250 | $11 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706164-24-000007 | this filing | 2024-11-14 | acceptance time not in the bulk data set |