13F-HR filed by PenderFund Capital Management Ltd.
PenderFund Capital Management Ltd. filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-14, with 126 holding rows worth $363,886,710.
- Accession
- 0001706164-24-000003
- Filer
- CIK 1706164
- Filed
- 2024-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 126 entries on the cover page, a total value of $363,886,710 stated on the cover page (in dollars after the unit check, H1), rows summing to $363,886,710 with VALUE read as dollars as filed, 13F file number 028-18272. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 40,429,000 | $51,858,461 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 38,250,000 | $43,306,536 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 26,700,000 | $27,794,939 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 18,987,000 | $23,603,892 | dollars as filed | principal |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 3,132,633 | $21,176,599 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 268,309 | $17,284,861 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 771,713 | $13,777,433 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 12,500,000 | $11,416,567 | dollars as filed | principal |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 10,000,000 | $10,268,468 | dollars as filed | principal |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 619,900 | $9,956,156 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 75,000 | $9,385,165 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 515,000 | $8,074,094 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 117,820 | $6,224,431 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 365,500 | $6,175,275 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 4,500,000 | $5,740,338 | dollars as filed | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 19,550,000 | $5,683,393 | dollars as filed | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 4,225,000 | $5,278,678 | dollars as filed | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 30,638 | $5,138,695 | dollars as filed | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 439,485 | $5,116,531 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 129,524 | $5,083,733 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 74,947 | $4,756,366 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 199,122 | $4,592,813 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 31,420 | $4,523,650 | dollars as filed | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 3,500,000 | $4,127,184 | dollars as filed | principal |
| CLARIVATE PLC | G21810109 | ORD SHS | 502,800 | $3,913,898 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 3,175,000 | $3,822,332 | dollars as filed | principal |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 3,521 | $3,536,908 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 264,660 | $3,519,302 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 516,690 | $3,223,271 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 23,940 | $1,362,186 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 26,000 | $1,244,570 | dollars as filed | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 24,600 | $1,089,717 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 7,160 | $896,264 | dollars as filed | |
| DECISIONPOINT SYS INC NEW | 24345A507 | COMMON | 64,185 | $895,645 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430HAC6 | NOTE 5.000%12/1 | 2,045,144 | $842,777 | dollars as filed | principal |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 15,600 | $831,168 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 122,400 | $813,804 | dollars as filed | |
| VERICITY INC | 92347D100 | COM | 50,967 | $796,961 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 21,300 | $787,640 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 25,580 | $768,134 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,100 | $747,823 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 80,100 | $737,479 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,800 | $686,192 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,150 | $685,862 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,100 | $680,842 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 61,666 | $675,741 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 10,500 | $672,978 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 10,600 | $609,636 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 42,000 | $607,964 | dollars as filed | |
| GENERATION ASIA I ACQUISITIO | G38258102 | CL A ORD SHS | 39,385 | $606,157 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 7,300 | $580,531 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,200 | $578,193 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 21,780 | $574,556 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 93,900 | $574,216 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 9,100 | $553,369 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 46,740 | $536,479 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 1,300 | $515,453 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 4,830 | $514,408 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 15,100 | $496,608 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 8,600 | $481,080 | dollars as filed | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 15,030 | $460,379 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 15,600 | $456,144 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 16,700 | $432,711 | dollars as filed | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 14,100 | $414,724 | dollars as filed | |
| PERFICIENT INC | 71375U101 | COM | 4,000 | $409,266 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,260 | $408,828 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 8,800 | $405,589 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 20,900 | $399,434 | dollars as filed | |
| HIBBETT INC | 428567101 | COM | 3,300 | $393,715 | dollars as filed | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 10,500 | $388,417 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U102 | CL A ORD SHS | 25,000 | $362,533 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W105 | COMMON STOCK | 21,700 | $325,366 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 20,600 | $324,091 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 27,800 | $322,510 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 3,780 | $322,426 | dollars as filed | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 6,000 | $320,042 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 11,600 | $313,420 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 3,400 | $312,712 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,500 | $302,722 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 39,300 | $298,930 | dollars as filed | |
| U S SILICA HLDGS INC | 90346E103 | COM | 14,100 | $298,023 | dollars as filed | |
| AFFINITY BANCSHARES INC | 00832E103 | COM | 10,200 | $295,827 | dollars as filed | |
| COLOMBIER ACQUISITION CORP I | G2283U126 | UNIT 99/99/9999 | 20,000 | $284,965 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,500 | $283,289 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 8,000 | $278,863 | dollars as filed | |
| AKILI INC | 00974B107 | COMMON STOCK | 454,970 | $270,567 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N105 | COM | 16,500 | $255,863 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,200 | $246,161 | dollars as filed | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 16,066 | $234,077 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 27,000 | $233,075 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 4,400 | $219,468 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M109 | ORDINARY SHARES | 13,500 | $204,079 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 1,370 | $199,699 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A203 | COM | 23,620 | $196,142 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 32,400 | $195,029 | dollars as filed | |
| DMY SQUARED TECHNOLOGY GROUP | 233276104 | CL A COM | 13,264 | $194,523 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 104,000 | $192,074 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 82,231 | $188,993 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 86,170 | $173,880 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,000 | $170,049 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 10,189 | $139,112 | dollars as filed | |
| GRAF GLOBAL CORP | G4036C114 | UNIT 05/31/2032 | 10,000 | $136,816 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2,000 | $108,322 | dollars as filed | |
| Quetta Acquisition Corp Com | 74841A105 | Common Stock | 6,195 | $87,717 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 7,300 | $85,556 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 1,758 | $77,897 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 7,200 | $72,200 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 4,409 | $68,098 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,200 | $57,113 | dollars as filed | |
| INTERNATIONAL MEDIA ACQUISIT | 459867107 | CLASS A COM | 3,280 | $52,052 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 5,400 | $51,516 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 2,400 | $44,880 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,198 | $40,731 | dollars as filed | |
| WELSBACH TECH METALS ACQU CO | 950415109 | COM | 2,100 | $31,861 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 879 | $14,671 | dollars as filed | |
| SILVERBOX CORP III | 82836N107 | COM CL A | 1,000 | $14,501 | dollars as filed | |
| DUET ACQUISITION CORP | 26431Q106 | COM | 305 | $4,663 | dollars as filed | |
| TLGY ACQUISITION CL A ORD | G8656T109 | COM | 177 | $2,762 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 8 | $1,835 | dollars as filed | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 300 | $534 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V105 | COM | 32 | $461 | dollars as filed | |
| COMPASS DIGITAL ACQUISITN CO | G2476C107 | CLASS A ORD | 7 | $104 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 2,500 | $103 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 5,000 | $96 | dollars as filed | |
| SILVERBOX CORP III | 82836N115 | *W EXP 02/28/202 | 333 | $65 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 250 | $37 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706164-24-000003 | this filing | 2024-08-14 | acceptance time not in the bulk data set |