13F-HR filed by PenderFund Capital Management Ltd.
PenderFund Capital Management Ltd. filed this 13F-HR for the quarter ended 2024-03-31, filed 2024-05-15, with 116 holding rows worth $378,180,412.
- Accession
- 0001706164-24-000002
- Filer
- CIK 1706164
- Filed
- 2024-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, 116 entries on the cover page, a total value of $378,180,412 stated on the cover page (in dollars after the unit check, H1), rows summing to $378,180,412 with VALUE read as dollars as filed, 13F file number 028-18272. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 40,429,000 | $46,687,229 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 31,250,000 | $33,195,792 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 26,700,000 | $26,280,438 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 18,987,000 | $23,073,386 | dollars as filed | principal |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 3,308,133 | $21,668,271 | dollars as filed | |
| NOVAVAX INC | 670002AD6 | NOTE 5.000%12/1 | 24,000,000 | $21,028,174 | dollars as filed | principal |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 779,413 | $16,860,389 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 273,139 | $16,782,312 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,141 | $13,363,829 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 850,000 | $13,193,588 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 751,000 | $12,450,868 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 8,500,000 | $8,705,849 | dollars as filed | principal |
| DOCEBO INC COM | 25609L105 | Stock | 117,820 | $7,802,040 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 129,524 | $6,726,628 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 440,000 | $6,597,742 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 17,250,000 | $5,600,711 | dollars as filed | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 199,122 | $5,389,020 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 39,320 | $5,356,982 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 35,138 | $5,316,969 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 4,225,000 | $5,122,513 | dollars as filed | principal |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 429,452 | $5,019,478 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 5,721 | $4,483,094 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 65,947 | $4,356,892 | dollars as filed | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 3,500,000 | $3,993,064 | dollars as filed | principal |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 506,611 | $3,259,592 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 264,660 | $3,075,889 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 25,000 | $2,829,316 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 2,000,000 | $2,504,837 | dollars as filed | principal |
| EGAIN CORP | 28225C806 | COM NEW | 231,617 | $2,023,602 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 2,000,000 | $1,990,605 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 337,090 | $1,956,355 | dollars as filed | |
| ACCELERATE DIAGNOSTICS INC | 00430HAC6 | NOTE 5.000%12/1 | 1,995,263 | $1,483,938 | dollars as filed | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 109,157 | $1,406,135 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 1,175,000 | $1,394,238 | dollars as filed | principal |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 91,600 | $1,383,456 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 23,940 | $1,356,919 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,800 | $1,199,492 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 18,700 | $1,161,891 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 94,100 | $1,057,944 | dollars as filed | |
| VERICITY INC | 92347D100 | COM | 67,385 | $1,035,987 | dollars as filed | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 12,105 | $1,031,524 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 12,600 | $1,026,088 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 145,000 | $964,372 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 16,800 | $961,915 | dollars as filed | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 5,200 | $925,889 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 7,130 | $882,639 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 7,160 | $870,059 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,800 | $827,121 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 75,900 | $763,881 | dollars as filed | |
| PEOPLE INC | 44891N208 | COM NEW | 10,500 | $758,643 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,100 | $746,696 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,150 | $745,624 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 24,380 | $734,326 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 12,800 | $734,101 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 111,300 | $728,178 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 37,400 | $722,921 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 228,400 | $720,854 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 9,460 | $720,405 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 8,476 | $717,228 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 40,840 | $642,816 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 9,887 | $639,623 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 2,720 | $609,960 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 61,898 | $601,161 | dollars as filed | |
| EVERBRIDGE INC | 29978A104 | COM | 12,600 | $594,455 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 26,900 | $578,990 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 51,666 | $568,973 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 313,370 | $539,084 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 89,200 | $521,968 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D109 | Equity | 32,700 | $487,232 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,510 | $480,430 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,260 | $477,744 | dollars as filed | |
| OLINK HLDG AB | 680710100 | ADR | 14,820 | $471,950 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 15,100 | $465,526 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 11,810 | $463,280 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H100 | COMMON STOCK | 32,200 | $462,331 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 16,700 | $459,885 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 17,500 | $457,100 | dollars as filed | |
| AGILITI INC | 00848J104 | COMMON STOCK | 26,700 | $366,005 | dollars as filed | |
| ACRI CAPITAL ACQUISITION COR | 00501A101 | COM CL A | 23,710 | $360,988 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U102 | CL A ORD SHS | 25,000 | $354,553 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 5,340 | $327,668 | dollars as filed | |
| COLOMBIER ACQUISITION CORP I | G2283U126 | UNIT 99/99/9999 | 20,000 | $296,376 | dollars as filed | |
| LANDOS BIOPHARMA INC | 515069201 | COMMON | 9,300 | $270,842 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N105 | COM | 16,500 | $248,980 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,200 | $244,686 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,500 | $244,212 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 6,700 | $232,151 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 8,700 | $231,685 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 1,370 | $228,942 | dollars as filed | |
| ZEROFOX HLDGS INC | 98955G103 | COMMON | 126,744 | $192,283 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,000 | $180,562 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 123,400 | $180,524 | dollars as filed | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,900 | $145,579 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J101 | COM | 9,498 | $143,451 | dollars as filed | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 2,748 | $133,110 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2,300 | $104,711 | dollars as filed | |
| BCE INC COM NEW | 05534B760 | Stock | 1,758 | $81,308 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 5,400 | $56,862 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 2,041 | $55,569 | dollars as filed | |
| VISION SENSING ACQUISITION C | 92838J103 | COM | 3,447 | $52,061 | dollars as filed | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 4,800 | $39,792 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y101 | CLASS A COM | 2,000 | $28,933 | dollars as filed | |
| FINTECH ECOSYSTEM DEVE | 318136108 | COM | 1,721 | $25,643 | dollars as filed | |
| ALTENERGY ACQUISITION CORP | 02157M108 | COM | 1,536 | $23,303 | dollars as filed | |
| INTERNATIONAL MEDIA ACQUISIT | 459867107 | CLASS A COM | 981 | $15,109 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 879 | $14,288 | dollars as filed | |
| SILVERBOX CORP III | 82836N107 | COM CL A | 1,000 | $14,196 | dollars as filed | |
| DUET ACQUISITION CORP | 26431Q106 | COM | 305 | $4,547 | dollars as filed | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 300 | $371 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 5,000 | $329 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 2,500 | $169 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 250 | $73 | dollars as filed | |
| SILVERBOX CORP III | 82836N115 | *W EXP 02/28/202 | 332 | $63 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E108 | ORDINARY SHARES | 2 | $29 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 333 | $18 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V105 | COM | 1 | $15 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706164-24-000002 | this filing | 2024-05-15 | acceptance time not in the bulk data set |