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Disclosery

13F-HR filed by PenderFund Capital Management Ltd.

PenderFund Capital Management Ltd. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-14, with 105 holding rows worth $306,776,382.

Accession
0001706164-24-000001
Filer
CIK 1706164
Filed
2024-02-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2023

A holdings report, 105 entries on the cover page, a total value of $306,776,382 stated on the cover page (in dollars after the unit check, H1), rows summing to $306,776,382 with VALUE read as dollars as filed, 13F file number 028-18272. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
Esperion Therapeutics Inc29664WAB1NOTE 4.000%11/15/2541,029,000$32,542,716dollars as filedprincipal
FIRST MAJESTIC SILVER CORP32076VAD5NOTE 0.375% 1/123,500,000$24,442,303dollars as filedprincipal
SSR Mining Inc784730AB9Convertible bond14,675,000$18,844,622dollars as filedprincipal
OPKO HEALTH INC68375NAD5NOTE 4.500% 2/114,000,000$18,534,932dollars as filedprincipal
BANDWIDTH INC05988JAD5NOTE 0.500% 4/021,700,000$18,338,398dollars as filedprincipal
PAR TECHNOLOGY CORP698884103COM291,539$16,819,665dollars as filed
BURFORD CAPITAL LIMITEDG17977110ORD SHS810,005$16,743,435dollars as filed
SANGOMA TECHNOLOGIES CORP80100R408COM NEW3,308,133$14,026,484dollars as filed
NUVEEN AMT FREE QLTY MUN INC670657105COM909,800$13,260,835dollars as filed
NUVEEN QUALITY MUNCP INCOME67066V101COM850,000$12,896,049dollars as filed
NUVEEN MUN CR INCOME FD67070X101COM SH BEN INT757,000$11,856,203dollars as filed
NUVEEN AMT FREE MUN CR INC F67071L106COM508,872$7,970,000dollars as filed
DOCEBO INC COM25609L105Stock117,820$7,539,302dollars as filed
KKR & CO INC48251W104COM57,020$6,259,678dollars as filed
MORGAN STANLEY EMERGING MKTS617477104COM987,746$6,099,068dollars as filed
FORUM ENERGY TECHNOLOGIES IN34984V209COMMON STOCK199,122$5,849,479dollars as filed
AVIAT NETWORKS INC05366Y201COMMON STOCK129,524$5,605,298dollars as filed
ZILLOW GROUP INC CL C CAP STK98954M200Stock69,847$5,355,240dollars as filed
WESTERN ASSET EMERGING MARKETS95766A101COM419,136$5,115,014dollars as filed
WESTERN AST INFL LKD OPP & I95766R104COM421,676$4,844,291dollars as filed
INTERACTIVE BROKERS GROUP INC COM CL A45841N107Stock38,138$4,189,331dollars as filed
TEXAS PACIFIC LAND CORPORATION COM88262P102Stock1,907$3,973,377dollars as filed
SS&C TECH HLDGS COM78467J100Stock45,740$3,703,742dollars as filed
PELOTON INTERACTIVE INC70614W100CL A COM337,090$2,720,260dollars as filed
EGAIN CORP28225C806COM NEW231,617$2,556,511dollars as filed
MAGNITE INC55955DAB6NOTE 0.250% 3/12,000,000$2,285,049dollars as filedprincipal
ACCELERATE DIAGNOSTICS INC00430HAC6NOTE 5.000%12/11,995,263$1,758,142dollars as filedprincipal
BROOKFIELD CORP CL A LTD VT SH11271J107Stock23,940$1,272,411dollars as filed
AMERICAN EQUITY INVT LIFE025676206COMMON STOCK16,160$1,194,835dollars as filed
NATIONAL WESTN LIFE GROUP IN638517102CL A1,800$1,152,046dollars as filed
KENNEDY-WILSON HOLDINGS INC489398107COM69,860$1,145,992dollars as filed
NEOGAMES S AL6673X107COM30,110$1,142,258dollars as filed
IMMUNOGEN INC45253H101COMMON STOCK27,580$1,083,556dollars as filed
VERICITY INC92347D100COM69,985$1,036,762dollars as filed
CHICOS FAS INC168615102COM102,590$1,030,402dollars as filed
ALTERYX, INC (CLASS A)02156B103COM CL A14,400$899,847dollars as filed
MICROCHIP TECHNOLOGY INC. COM595017104Stock7,160$855,570dollars as filed
KARUNA THERAPEUTICS INC48576A100COM1,900$796,844dollars as filed
HOLLYSYS AUTOMATION TCHNGY LG45667105SHS22,800$796,064dollars as filed
SOVOS BRANDS INC84612U107COM26,810$782,607dollars as filed
BAIDU INC SPON ADR REP A056752108ADR4,900$773,221dollars as filed
STRATASYS LTDM85548101SHS40,840$772,763dollars as filed
AMERICAN NATL BANKSHARES INC027745108COM11,770$760,297dollars as filed
ROVER GROUP INC77936F103COM CL A51,900$748,219dollars as filed
NORTH AMERN CONSTR GROUP LTD656811106COM24,380$674,107dollars as filed
Starbucks Corporation855244109COM5,230$665,350dollars as filed
BATTALION OIL CORP07134L107COM51,500$655,787dollars as filed
GAN LTDG3728V109SHS305,004$638,550dollars as filed
SP PLUS CORP78469C103COM9,300$631,552dollars as filed
FIRSTSERVICE CORP NEW COM33767E202Stock2,720$583,848dollars as filed
SPLUNK INC848637104COM2,860$577,352dollars as filed
WESTERN ASST INFLTN LKD INM95766Q106COM SH BEN INT51,666$555,895dollars as filed
CAPSTAR FINL HLDGS INC14070T102COM22,126$549,420dollars as filed
CEREVEL THERAPEUTICS HLDNG I15678U128COM9,400$528,112dollars as filed
OLINK HLDG AB680710100ADR15,620$520,537dollars as filed
CONSOLIDATED COMMUNICATIONS209034107COM89,200$514,146dollars as filed
ORCHARD THERAPEUTICS PLC68570P200ADR23,580$513,975dollars as filed
MIRATI THERAPEUTICS INC60468T105COM6,570$511,453dollars as filed
FREELINE THERAPEUTICS HLDGS35655L206ADR60,401$509,018dollars as filed
CAPRI HOLDINGS LIMITEDG1890L107SHS7,540$501,942dollars as filed
DMY SQUARED TECHNOLOGY GROUP233276104CL A COM34,900$490,189dollars as filed
NORTHROP GRUMMAN CORP COM666807102Stock750$465,232dollars as filed
STARWOOD PPTY TR INC COM85571B105REIT16,700$465,138dollars as filed
DASEKE INC23753F107COM43,144$463,060dollars as filed
3M CO COM88579Y101Stock3,140$454,843dollars as filed
ENGAGESMART INC29283F103COMMON STOCK14,173$430,060dollars as filed
DOLLAR GEN CORP COM256677105Stock2,260$407,118dollars as filed
FOCUS IMPACT ACQUISITION COR34417L109COM25,100$364,017dollars as filed
GORES HOLDINGS IX INC38287A101COM25,800$358,956dollars as filed
INFLECTION PT ACQUISITN CRPG4790U102CL A ORD SHS25,000$342,194dollars as filed
GRACELL BIOTECHNOLOGIES INC38406L103ADR22,570$300,260dollars as filed
ICOSAVAX INC45114M109COM13,388$279,579dollars as filed
COLOMBIER ACQUISITION CORP IG2283U126UNIT 99/99/999920,000$267,130dollars as filed
NORTHVIEW ACQUISITION CORP66718N103COM16,600$245,913dollars as filed
METAL SKY STAR ACQUISITION CG6053N105COM16,500$239,185dollars as filed
EAGLE BULK SHIPPING INCY2187A150COM2,900$212,883dollars as filed
TEXTAINER GROUP HOLDINGS LTDG8766E109SHS2,790$181,887dollars as filed
CSI COMPRESSCO LP12637A103COM UNIT82,906$179,063dollars as filed
AMBER INTL HLDG LTD45113Y203SPON ADS NEW31,200$158,338dollars as filed
RAYZEBIO INC75525N107COM1,800$148,281dollars as filed
PGT INNOVATIONS INC69336V101COM2,400$129,431dollars as filed
TARO PHARMACEUTICAL INDS LTDM8737E108SHS2,200$121,793dollars as filed
INTERNATIONAL MEDIA ACQUISIT459867107CLASS A COM7,448$111,618dollars as filed
ANTERIX INC03676C100COMMON STOCK2,300$101,547dollars as filed
RAIN ONCOLOGY INC75082Q105COM38,650$61,456dollars as filed
NEXGEN ENERGY LTD COM65340P106Stock5,400$50,058dollars as filed
HAWAIIAN HOLDINGS INC419879101COM2,600$48,921dollars as filed
EARGO INC270087208COMMON12,807$43,952dollars as filed
SIGMA LITHIUM CORPORATION COM826599102Stock1,000$41,779dollars as filed
BRAGG GAMING GROUP INC104833306CMN4,800$32,544dollars as filed
LUMBER LIQUIDATORS HOLDINGS55003T107COMMON STOCK5,210$26,924dollars as filed
FINTECH ECOSYSTEM DEVE318136108COM1,721$24,617dollars as filed
SILVERBOX CORP III82836N107COM CL A1,000$13,701dollars as filed
DUET ACQUISITION CORP26431Q106COM305$4,429dollars as filed
SPREE ACQUISITION CORP 1 LTDG83745102COM200$2,870dollars as filed
CERO THERAPEUTICS HLDGS INC71902K105CLASS A COM100$1,476dollars as filed
PLUM ACQUISITION CORP IIIG63290111CLASS A ORD SHS56$794dollars as filed
LANVIN GROUP HOLDINGS LIMITEG5380J118W EXP 01/14/2022,500$464dollars as filed
VELO3D INC92259N112*W EXP 09/29/2025,000$199dollars as filed
PRIVETERRA ACQUISITION CORP876545104COM CL A8$118dollars as filed
GIGCAPITAL 5 INC37519U109COMMON STOCK4$61dollars as filed
BANC OF CALIFORNIA INC05990K106COMMON STOCK3$53dollars as filed
SILVERBOX CORP III82836N115*W EXP 02/28/202332$41dollars as filed
TRITIUM DCFC LIMITEDQ9225T116*W EXP 01/13/202333$35dollars as filed
Jaws Mustang Acquisition CorpG50737124Warrant250$13dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001706164-24-000001this filing2024-02-14acceptance time not in the bulk data set