13F-HR filed by PenderFund Capital Management Ltd.
PenderFund Capital Management Ltd. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 114 holding rows worth $321,680,000.
- Accession
- 0001706164-23-000003
- Filer
- CIK 1706164
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 114 entries on the cover page, a total value of $321,680,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $321,680,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18272. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 31,354,000 | $20,870,000 | thousands, detected and multiplied | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 14,000,000 | $19,427,000 | thousands, detected and multiplied | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 20,000,000 | $19,224,000 | thousands, detected and multiplied | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 13,010,000 | $17,187,000 | thousands, detected and multiplied | principal |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 19,500,000 | $16,797,000 | thousands, detected and multiplied | principal |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 3,097,833 | $15,427,000 | thousands, detected and multiplied | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 855,565 | $13,805,000 | thousands, detected and multiplied | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 304,679 | $13,291,000 | thousands, detected and multiplied | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 11,795,000 | $12,609,000 | thousands, detected and multiplied | principal |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 650,000 | $10,040,000 | thousands, detected and multiplied | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 6,800,000 | $9,732,000 | thousands, detected and multiplied | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 250,757 | $8,501,000 | thousands, detected and multiplied | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,060,755 | $7,371,000 | thousands, detected and multiplied | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 570,109 | $6,510,000 | thousands, detected and multiplied | |
| DOCEBO INC COM | 25609L105 | Stock | 117,820 | $6,178,000 | thousands, detected and multiplied | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 974,818 | $6,057,000 | thousands, detected and multiplied | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 129,524 | $5,726,000 | thousands, detected and multiplied | |
| KKR & CO INC | 48251W104 | COM | 76,020 | $5,640,000 | thousands, detected and multiplied | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 80,447 | $5,357,000 | thousands, detected and multiplied | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 126,500 | $5,311,000 | thousands, detected and multiplied | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 26,395 | $4,787,000 | thousands, detected and multiplied | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 42,718 | $4,701,000 | thousands, detected and multiplied | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 4,000,000 | $4,198,000 | thousands, detected and multiplied | principal |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 43,810 | $3,517,000 | thousands, detected and multiplied | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 298,811 | $3,507,000 | thousands, detected and multiplied | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 337,090 | $3,434,000 | thousands, detected and multiplied | |
| EGAIN CORP | 28225C806 | COM NEW | 338,902 | $3,363,000 | thousands, detected and multiplied | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 1,907 | $3,326,000 | thousands, detected and multiplied | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 8,000,000 | $2,914,000 | thousands, detected and multiplied | principal |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 3,000,000 | $2,837,000 | thousands, detected and multiplied | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 56,665 | $2,562,000 | thousands, detected and multiplied | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 2,000,000 | $2,257,000 | thousands, detected and multiplied | principal |
| PEOPLE INC | 44891N208 | COM NEW | 26,100 | $2,171,000 | thousands, detected and multiplied | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 2,000,000 | $1,974,000 | thousands, detected and multiplied | principal |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 24,660 | $1,951,000 | thousands, detected and multiplied | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 40,690 | $1,815,000 | thousands, detected and multiplied | |
| IVERIC BIO INC | 46583P102 | COM | 29,450 | $1,535,000 | thousands, detected and multiplied | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 77,580 | $1,531,000 | thousands, detected and multiplied | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 137,750 | $1,531,000 | thousands, detected and multiplied | |
| BERKSHIRE GREY INC | 084656107 | COM | 819,020 | $1,530,000 | thousands, detected and multiplied | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 20,890 | $1,453,000 | thousands, detected and multiplied | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 117,740 | $1,396,000 | thousands, detected and multiplied | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 435,533 | $1,339,000 | thousands, detected and multiplied | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 251,840 | $1,281,000 | thousands, detected and multiplied | |
| GREENHILL & CO INC COM | 395259104 | Stock | 65,380 | $1,269,000 | thousands, detected and multiplied | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 32,140 | $1,261,000 | thousands, detected and multiplied | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 25,660 | $1,218,000 | thousands, detected and multiplied | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 141,005 | $1,147,000 | thousands, detected and multiplied | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 97,640 | $1,115,000 | thousands, detected and multiplied | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,060 | $1,075,000 | thousands, detected and multiplied | |
| NEOGAMES S A | L6673X107 | COM | 30,110 | $1,042,000 | thousands, detected and multiplied | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 26,320 | $1,031,000 | thousands, detected and multiplied | |
| EMAGIN CORP | 29076N206 | COM | 390,320 | $1,024,000 | thousands, detected and multiplied | |
| CIRCOR INTL INC | 17273K109 | COM | 12,500 | $935,000 | thousands, detected and multiplied | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 16,680 | $931,000 | thousands, detected and multiplied | |
| FIRST LT ACQUISITION GROUP I | 320703101 | CL A | 66,323 | $922,000 | thousands, detected and multiplied | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 239,113 | $906,000 | thousands, detected and multiplied | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 59,268 | $900,000 | thousands, detected and multiplied | |
| FRANCHISE GROUP INC | 35180X105 | COM | 23,550 | $894,000 | thousands, detected and multiplied | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 41,150 | $890,000 | thousands, detected and multiplied | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 24,558 | $871,000 | thousands, detected and multiplied | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 16,480 | $839,000 | thousands, detected and multiplied | |
| SOUTHPORT ACQUISITION CORP | 84465L105 | CL A COM | 59,330 | $827,000 | thousands, detected and multiplied | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 31,400 | $807,000 | thousands, detected and multiplied | |
| TRITON INTL LTD | G9078F107 | CL A | 7,220 | $796,000 | thousands, detected and multiplied | |
| NATIONAL INSTRS CORP | 636518102 | COM | 10,410 | $792,000 | thousands, detected and multiplied | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 10,780 | $784,000 | thousands, detected and multiplied | |
| SPIRIT AIRLS INC | 848577102 | COM | 33,930 | $771,000 | thousands, detected and multiplied | |
| NUVASIVE INC | 670704105 | COM | 12,770 | $704,000 | thousands, detected and multiplied | |
| Starbucks Corporation | 855244109 | COM | 5,230 | $686,000 | thousands, detected and multiplied | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 233,590 | $684,000 | thousands, detected and multiplied | |
| SEAGEN INC | 81181C104 | COM | 2,630 | $671,000 | thousands, detected and multiplied | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6,250 | $663,000 | thousands, detected and multiplied | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 233,972 | $651,000 | thousands, detected and multiplied | |
| DICE THERAPEUTICS INC | 23345J104 | COM | 10,467 | $644,000 | thousands, detected and multiplied | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 46,852 | $621,000 | thousands, detected and multiplied | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 2,720 | $555,000 | thousands, detected and multiplied | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 40,760 | $555,000 | thousands, detected and multiplied | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,790 | $516,000 | thousands, detected and multiplied | |
| KENSINGTON CAPITAL ACQUISITI | G5251K103 | COM | 36,400 | $509,000 | thousands, detected and multiplied | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 19,900 | $504,000 | thousands, detected and multiplied | |
| OKLO INC COM CL A | 02156V109 | Stock | 34,776 | $481,000 | thousands, detected and multiplied | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 750 | $453,000 | thousands, detected and multiplied | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 333,220 | $424,000 | thousands, detected and multiplied | |
| KALEYRA INC | 483379202 | COM | 45,570 | $407,000 | thousands, detected and multiplied | |
| FORGEROCK INC | 34631B101 | CL A | 14,690 | $400,000 | thousands, detected and multiplied | |
| MOBIV ACQUISITION CORP | 60742N106 | CLASS A COM | 27,670 | $387,000 | thousands, detected and multiplied | |
| INFLECTION PT ACQUISITN CRP | G4790U128 | UNIT 08/29/2031 | 25,000 | $335,000 | thousands, detected and multiplied | |
| ALTIMAR ACQUISITION CORP III | G0370U108 | CMN | 19,294 | $262,000 | thousands, detected and multiplied | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,680 | $225,000 | thousands, detected and multiplied | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 13,452 | $180,000 | thousands, detected and multiplied | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 11,440 | $157,000 | thousands, detected and multiplied | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 11,399 | $156,000 | thousands, detected and multiplied | |
| FOLD HLDGS INC | 29103K100 | COM CL A | 9,935 | $136,000 | thousands, detected and multiplied | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 9,910 | $136,000 | thousands, detected and multiplied | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 331,110 | $131,000 | thousands, detected and multiplied | |
| MOUNTAIN CREST ACQSITN CORP | 62404B107 | COM | 6,777 | $93,000 | thousands, detected and multiplied | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 11,300 | $71,000 | thousands, detected and multiplied | |
| CORSAIR PARTNERING CORP | G2540H108 | SHS CL A | 5,149 | $71,000 | thousands, detected and multiplied | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 5,013 | $70,000 | thousands, detected and multiplied | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 4,059 | $61,000 | thousands, detected and multiplied | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 1,768 | $25,000 | thousands, detected and multiplied | |
| CANO HEALTH INC | 13781Y111 | WARR | 53,598 | $15,000 | thousands, detected and multiplied | |
| SILVERBOX CORP III | 82836N206 | UNIT 02/28/2028 | 1,000 | $13,000 | thousands, detected and multiplied | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 204 | $3,000 | thousands, detected and multiplied | |
| ALSET CAPITAL ACQUISITION CO | 02115M109 | CLASS A COM | 182 | $3,000 | thousands, detected and multiplied | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 5,000 | $2,000 | thousands, detected and multiplied | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 130 | $1,000 | thousands, detected and multiplied | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 2,500 | $1,000 | thousands, detected and multiplied | |
| JETAI INC COM | G6855L109 | Stock | 45 | $1,000 | thousands, detected and multiplied | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 250 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 333 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 1 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ALLEGO N V | N0796A118 | WTS | 250 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706164-23-000003 | this filing | 2023-08-11 | acceptance time not in the bulk data set |