13F-HR filed by PenderFund Capital Management Ltd.
PenderFund Capital Management Ltd. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-17, with 63 holding rows worth $285,980,000.
- Accession
- 0001706164-18-000004
- Filer
- CIK 1706164
- Filed
- 2018-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 63 entries on the cover page, a total value of $285,980,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $285,980,000 with VALUE read as thousands by filing date, 13F file number 028-18272. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 49,034 | $17,149,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,061,400 | $17,012,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 85,282 | $15,916,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 709,440 | $15,899,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 393,040 | $15,635,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 141,000 | $14,755,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 172,807 | $13,560,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 89,855 | $11,801,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 235,564 | $11,662,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 372,256 | $10,672,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 2,833,126 | $9,803,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 650,399 | $7,681,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 163,463 | $7,537,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 210,600 | $6,990,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 7,862,000 | $6,676,000 | thousands by filing date | principal |
| LEAF GROUP LTD | 52177G102 | COM | 425,000 | $6,414,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,441,722 | $6,252,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 6,220,000 | $6,153,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 284,614 | $5,999,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 275,551 | $5,804,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 5,526,000 | $5,478,000 | thousands by filing date | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 53,600 | $4,994,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 6,250,000 | $4,582,000 | thousands by filing date | principal |
| AMYRIS INC | 03236MAG6 | NOTE 9.500 4/1 | 4,000,000 | $4,005,000 | thousands by filing date | principal |
| MODEL N INC | 607525102 | COM | 139,843 | $3,622,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 708,624 | $3,344,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 138,260 | $3,145,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 225,000 | $2,833,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 225,000 | $2,729,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 225,000 | $2,693,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 146,713 | $2,553,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 134,647 | $2,542,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 2,500,000 | $2,485,000 | thousands by filing date | principal |
| EXFO INC | 302046107 | SUB VTG SHS | 523,100 | $2,443,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 175,000 | $2,335,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 175,000 | $2,312,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 178,948 | $2,038,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,000,000 | $1,940,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,000,000 | $1,837,000 | thousands by filing date | principal |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 30,694 | $1,687,000 | thousands by filing date | |
| AMYRIS INC | 03236MAF8 | NOTE 9.500 4/1 | 1,500,000 | $1,502,000 | thousands by filing date | principal |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 110,406 | $1,465,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 556,049 | $1,341,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 517,000 | $1,261,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 1,000,000 | $1,003,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 350 | $548,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 399,700 | $536,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 30,049 | $533,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,200 | $484,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 7,300 | $456,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,750 | $441,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,360 | $433,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 7,930 | $428,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,040 | $384,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,750 | $374,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 6,770 | $327,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 50,000 | $307,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 200,000 | $300,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,300 | $266,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,500 | $254,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 7,700 | $225,000 | thousands by filing date | |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 150,000 | $139,000 | thousands by filing date | principal |
| MSG NETWORK INC | 553573106 | CL A | 200 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706164-18-000004 | this filing | 2018-07-17 | acceptance time not in the bulk data set |