13F-HR filed by PenderFund Capital Management Ltd.
PenderFund Capital Management Ltd. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-04, with 71 holding rows worth $240,142,000.
- Accession
- 0001706164-18-000002
- Filer
- CIK 1706164
- Filed
- 2018-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 73 entries on the cover page, a total value of $240,142,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,142,020 with VALUE read as dollars, detected, 13F file number 028-18272. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 933,312 | $17,476,000 | dollars, detected | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,370,000 | $14,194,000 | dollars, detected | |
| SIERRA WIRELESS INC | 826516106 | COM | 554,740 | $12,376,000 | dollars, detected | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 85,282 | $11,670,000 | dollars, detected | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 45,134 | $10,570,000 | dollars, detected | |
| TRIPADVISOR INC | 896945201 | COM | 239,800 | $10,190,000 | dollars, detected | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 359,800 | $9,017,000 | dollars, detected | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 444,048 | $8,752,000 | dollars, detected | |
| SYNTEL INC | 87162H103 | COM | 281,264 | $7,932,000 | dollars, detected | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 210,840 | $6,812,000 | dollars, detected | |
| MATTERSIGHT CORP | 577097108 | COM | 2,961,230 | $6,663,000 | dollars, detected | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 388,341 | $5,899,000 | dollars, detected | |
| ZYMEWORKS INC | 98985W102 | COM | 325,058 | $5,360,000 | dollars, detected | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 897,800 | $5,306,000 | dollars, detected | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,084,400 | $5,206,000 | dollars, detected | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 14,600 | $4,892,000 | dollars, detected | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 5,000,000 | $4,855,000 | dollars, detected | principal |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 58,650 | $4,853,000 | dollars, detected | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 284,614 | $4,838,000 | dollars, detected | |
| DISCOVERY INC | 25470F302 | COM SER C | 210,600 | $4,791,000 | dollars, detected | |
| MIDDLEBYCORP | 596278101 | STOK | 37,200 | $4,747,000 | dollars, detected | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 57,400 | $4,742,000 | dollars, detected | |
| SEACHANGE INTL INC | 811699107 | COM | 1,437,584 | $4,572,000 | dollars, detected | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 4,526,000 | $4,188,000 | dollars, detected | principal |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 143,800 | $3,933,000 | dollars, detected | |
| LIVEPERSON, INC. | 538146101 | COM | 230,647 | $3,829,000 | dollars, detected | |
| POINTS INTL LTD | 730843208 | COM NEW | 230,260 | $3,111,000 | dollars, detected | |
| LEAF GROUP LTD | 52177G102 | COM | 425,000 | $3,039,000 | dollars, detected | |
| PIXELWORKS INC | 72581M305 | COM NEW | 707,324 | $3,034,000 | dollars, detected | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 2,500,000 | $2,486,000 | dollars, detected | principal |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 2,993,001 | $2,454,000 | dollars, detected | |
| MODEL N INC | 607525102 | COM | 139,843 | $2,419,000 | dollars, detected | |
| QUANTUM CORP | 747906501 | COM | 585,749 | $2,361,000 | dollars, detected | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 200,000 | $2,350,000 | dollars, detected | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 178,948 | $2,307,000 | dollars, detected | |
| AHP 5.5 49 PFD | 044102507 | Preferred Stock | 118,927 | $2,292,000 | dollars, detected | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 2,000,000 | $1,955,000 | dollars, detected | principal |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 160,000 | $1,933,000 | dollars, detected | |
| QUARTERHILL INC COM | 747713105 | COM | 969,700 | $1,901,000 | dollars, detected | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,362,000 | $1,891,020 | dollars, detected | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,000,000 | $1,876,000 | dollars, detected | principal |
| AMYRIS INC | 03236MAG6 | NOTE 9.500 4/1 | 2,000,000 | $1,839,000 | dollars, detected | principal |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 33,694 | $1,664,000 | dollars, detected | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 110,406 | $1,604,000 | dollars, detected | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 2,250,000 | $1,422,000 | dollars, detected | principal |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 200,000 | $948,000 | dollars, detected | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 29,300 | $940,000 | dollars, detected | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 60,000 | $761,000 | dollars, detected | |
| BRIGHTCOVE INC | 10921T101 | COM | 91,861 | $726,000 | dollars, detected | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $712,000 | dollars, detected | principal |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 600,000 | $549,000 | dollars, detected | principal |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 40,753 | $461,000 | dollars, detected | |
| AMYRIS INC | 03236MAF8 | NOTE 9.500 4/1 | 500,000 | $460,000 | dollars, detected | principal |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 30,049 | $436,000 | dollars, detected | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,040 | $393,000 | dollars, detected | |
| AIRGAIN INC | 00938A104 | COM | 44,357 | $365,000 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 350 | $359,000 | dollars, detected | |
| EGAIN CORP | 28225C806 | COM NEW | 39,117 | $356,000 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,750 | $350,000 | dollars, detected | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 7,930 | $326,000 | dollars, detected | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 50,000 | $320,000 | dollars, detected | |
| TELUS CORPORATION COM | 87971M103 | Stock | 6,770 | $308,000 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 2,360 | $294,000 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 4,700 | $273,000 | dollars, detected | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,750 | $265,000 | dollars, detected | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,810 | $223,000 | dollars, detected | |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 200,000 | $210,000 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,500 | $191,000 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 10,900 | $160,000 | dollars, detected | |
| HANESBRANDS INC | 410345102 | COM | 7,700 | $140,000 | dollars, detected | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,000 | $15,000 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001706164-18-000002 | this filing | 2018-05-04 | acceptance time not in the bulk data set |