13F-HR filed by Seelaus Asset Management LLC
Seelaus Asset Management LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-17, with 165 holding rows worth $88,045,826.
- Accession
- 0001705655-23-000004
- Filer
- CIK 1705655
- Filed
- 2023-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 165 entries on the cover page, a total value of $88,045,826 stated on the cover page (in dollars after the unit check, H1), rows summing to $88,045,826 with VALUE read as dollars as filed, 13F file number 028-18535. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 33,126 | $5,671,490 | dollars as filed | |
| SPY | 78462F103 | SHS | 10,643 | $4,549,713 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 7,515 | $2,372,984 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,831 | $2,202,505 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,660 | $2,071,696 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 15,676 | $1,992,733 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,642 | $1,976,393 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 45,545 | $1,806,798 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 10,536 | $1,492,844 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,613 | $1,279,371 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,036 | $1,155,140 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 18,861 | $1,094,670 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,541 | $1,085,162 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,115 | $1,070,562 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,699 | $1,022,828 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 5,405 | $911,391 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 2,506 | $897,936 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 977,000 | $893,282 | dollars as filed | principal |
| BLACKSTONE INC | 09260D107 | COM | 7,902 | $846,648 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 7,425 | $838,654 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,344 | $836,456 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 25,751 | $822,391 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,418 | $801,216 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 5,835 | $796,478 | dollars as filed | |
| IJH | 464287507 | COM | 3,110 | $775,479 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,789 | $762,150 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 5,076 | $740,385 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 3,554 | $738,663 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,760 | $730,898 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 17,651 | $707,612 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 3,717 | $695,339 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,219 | $685,048 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 2,478 | $676,494 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 6,490 | $628,557 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,369 | $625,140 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 5,242 | $604,560 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,195 | $595,986 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 71,414 | $586,311 | dollars as filed | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 26,008 | $579,458 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,511 | $565,071 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,915 | $563,055 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 16,535 | $557,064 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,350 | $549,166 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,250 | $545,345 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 6,607 | $534,966 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 11,250 | $530,663 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,557 | $530,206 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 3,391 | $528,148 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,616 | $522,825 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,635 | $518,024 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 24,600 | $515,616 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,012 | $510,347 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 4,675 | $509,388 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 7,135 | $498,166 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 9,961 | $495,062 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,442 | $491,902 | dollars as filed | |
| WEX INC | 96208T104 | COM | 2,583 | $485,836 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 14,528 | $481,891 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 5,310 | $476,585 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 23,392 | $469,711 | dollars as filed | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,890 | $467,435 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,750 | $466,838 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 8,650 | $463,294 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 37,524 | $456,658 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,034 | $456,017 | dollars as filed | |
| Intel Corp | 458140100 | COM | 12,794 | $454,827 | dollars as filed | |
| General Electric Company | 369604301 | COM | 4,098 | $453,034 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,388 | $449,115 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 8,750 | $441,350 | dollars as filed | |
| KONTOOR BRANDS INC | 50050N103 | COM | 10,035 | $440,637 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,455 | $439,218 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 8,284 | $438,969 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,206 | $433,512 | dollars as filed | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6,195 | $430,800 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 28,622 | $429,902 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 5,405 | $423,536 | dollars as filed | |
| PTC INC COM | 69370C100 | Stock | 2,941 | $416,681 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 20,069 | $411,415 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,340 | $409,391 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,200 | $401,874 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,475 | $401,554 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 2,270 | $397,454 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 602 | $389,187 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 865 | $376,266 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 6,010 | $357,655 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,670 | $356,979 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,162 | $356,862 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 3,284 | $347,841 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 646 | $346,986 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,898 | $343,730 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,647 | $339,324 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 47,800 | $338,902 | dollars as filed | |
| CORNING INC | 219350105 | COM | 11,065 | $337,151 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 653 | $332,965 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,265 | $331,006 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,100 | $330,231 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 8,125 | $329,713 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 2,378 | $327,998 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,147 | $325,115 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 3,274 | $322,784 | dollars as filed | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,500 | $321,974 | dollars as filed | |
| FISERV INC | 337738108 | COM | 2,730 | $308,381 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 1,018 | $307,599 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 22,810 | $305,654 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,685 | $303,249 | dollars as filed | |
| CRH PLC ORD | G25508105 | Stock | 5,474 | $299,510 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 2,035 | $297,619 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 690 | $296,307 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,029 | $294,246 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 31,630 | $293,843 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 12,278 | $292,953 | dollars as filed | |
| Southern Company | 842587107 | COM | 4,513 | $292,081 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,266 | $291,724 | dollars as filed | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 3,740 | $280,425 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 640 | $279,846 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,616 | $273,241 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,347 | $270,814 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,748 | $270,730 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 6,257 | $257,359 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,307 | $255,688 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,429 | $252,608 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,588 | $246,743 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 29,650 | $246,632 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,110 | $245,150 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,260 | $244,055 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 4,050 | $237,533 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,444 | $237,466 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 15,500 | $237,305 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,450 | $233,421 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 6,345 | $232,862 | dollars as filed | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 236,000 | $230,189 | dollars as filed | principal |
| Honeywell Technologies | 438516106 | COM | 1,238 | $228,708 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,755 | $228,006 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 5,175 | $226,510 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 3,700 | $219,965 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 7,825 | $211,119 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 3,000 | $208,200 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,400 | $206,272 | dollars as filed | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 4,395 | $205,378 | dollars as filed | |
| SCHD | 808524797 | COM | 2,870 | $203,076 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 992 | $202,959 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 6,645 | $202,407 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 68,375 | $198,486 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,264 | $183,898 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 19,470 | $178,345 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 23,000 | $167,670 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 12,350 | $154,005 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 185,000 | $144,331 | dollars as filed | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 180,000 | $142,321 | dollars as filed | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 150,000 | $132,022 | dollars as filed | principal |
| HANESBRANDS INC | 410345102 | COM | 29,476 | $116,725 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 20,000 | $105,600 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,488 | $96,490 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 83,924 | $82,424 | dollars as filed | principal |
| GOPRO INC | 38268T103 | CL A | 22,735 | $71,388 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 190,000 | $49,502 | dollars as filed | principal |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 29,490 | $44,235 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 20,450 | $38,446 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 30,507 | $35,998 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 45,000 | $27,556 | dollars as filed | principal |
| GOLDMINING INC | 38149E101 | COM | 10,000 | $7,841 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 29,600 | $5,328 | dollars as filed | principal |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 57,400 | $4,018 | dollars as filed | principal |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 43,100 | $3,452 | dollars as filed | principal |
| Goal Acquisitions Corp | 38021H115 | Warrant | 46,000 | $1,274 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001705655-23-000004 | this filing | 2023-11-17 | acceptance time not in the bulk data set |