13F-HR filed by Seelaus Asset Management LLC
Seelaus Asset Management LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-19, with 207 holding rows worth $133,395,000.
- Accession
- 0001705655-23-000001
- Filer
- CIK 1705655
- Filed
- 2023-01-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 208 entries on the cover page, a total value of $133,395,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $133,395,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-18535. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 46,305 | $6,016,000 | thousands, detected and multiplied | |
| SPY | 78462F103 | SHS | 11,113 | $4,250,000 | thousands, detected and multiplied | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 2,854,000 | $2,804,000 | thousands, detected and multiplied | principal |
| Microsoft Corp | 594918104 | COM | 10,957 | $2,628,000 | thousands, detected and multiplied | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,890 | $2,449,000 | thousands, detected and multiplied | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,870 | $2,431,000 | thousands, detected and multiplied | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,397 | $2,421,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 25,873 | $2,283,000 | thousands, detected and multiplied | |
| Bristol-Myers Squibb Company | 110122108 | COM | 31,690 | $2,280,000 | thousands, detected and multiplied | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 92,481 | $2,058,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 10,970 | $1,969,000 | thousands, detected and multiplied | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,737 | $1,857,000 | thousands, detected and multiplied | |
| Lowes Companies,Inc. | 548661107 | COM | 9,186 | $1,830,000 | thousands, detected and multiplied | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,895 | $1,778,000 | thousands, detected and multiplied | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,801,000 | $1,769,000 | thousands, detected and multiplied | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 17,056 | $1,721,000 | thousands, detected and multiplied | |
| QUANTA SVCS INC | 74762E102 | COM | 11,822 | $1,685,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 11,494 | $1,624,000 | thousands, detected and multiplied | |
| WILLIAMS COS INC COM | 969457100 | Stock | 48,960 | $1,611,000 | thousands, detected and multiplied | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,740 | $1,479,000 | thousands, detected and multiplied | |
| ROSS STORES INC COM | 778296103 | Stock | 12,210 | $1,417,000 | thousands, detected and multiplied | |
| Eli Lilly and Company | 532457108 | COM | 3,725 | $1,363,000 | thousands, detected and multiplied | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,178 | $1,233,000 | thousands, detected and multiplied | |
| MSA SAFETY INC COM | 553498106 | Stock | 8,484 | $1,223,000 | thousands, detected and multiplied | |
| CAMECO CORP COM | 13321L108 | Stock | 51,560 | $1,170,000 | thousands, detected and multiplied | |
| Oracle Corporation | 68389X105 | COM | 14,061 | $1,149,000 | thousands, detected and multiplied | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 968 | $1,147,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 13,047 | $1,134,000 | thousands, detected and multiplied | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 19,250 | $1,118,000 | thousands, detected and multiplied | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,778 | $1,089,000 | thousands, detected and multiplied | |
| CVS Health Corporation | 126650100 | COM | 11,535 | $1,075,000 | thousands, detected and multiplied | |
| PepsiCo,Inc. | 713448108 | COM | 5,903 | $1,066,000 | thousands, detected and multiplied | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,706 | $1,059,000 | thousands, detected and multiplied | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,956 | $1,037,000 | thousands, detected and multiplied | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 16,320 | $1,032,000 | thousands, detected and multiplied | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 8,569 | $1,029,000 | thousands, detected and multiplied | |
| FISERV INC | 337738108 | COM | 9,995 | $1,010,000 | thousands, detected and multiplied | |
| Netflix, Inc | 64110L106 | COM | 3,209 | $946,000 | thousands, detected and multiplied | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 27,650 | $941,000 | thousands, detected and multiplied | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,274 | $938,000 | thousands, detected and multiplied | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 27,790 | $903,000 | thousands, detected and multiplied | |
| COPART INC COM | 217204106 | Stock | 14,690 | $894,000 | thousands, detected and multiplied | |
| Charles Schwab Corp | 808513105 | COM | 10,544 | $878,000 | thousands, detected and multiplied | |
| WABTEC COM | 929740108 | Stock | 8,578 | $856,000 | thousands, detected and multiplied | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 1,000,000 | $847,000 | thousands, detected and multiplied | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 24,195 | $811,000 | thousands, detected and multiplied | |
| Home Depot, Inc | 437076102 | COM | 2,566 | $810,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 4,538 | $802,000 | thousands, detected and multiplied | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,508 | $787,000 | thousands, detected and multiplied | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 20,378 | $784,000 | thousands, detected and multiplied | |
| Procter & Gamble Co | 742718109 | COM | 5,066 | $768,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 8,810 | $740,000 | thousands, detected and multiplied | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,306 | $734,000 | thousands, detected and multiplied | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,106 | $734,000 | thousands, detected and multiplied | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,338 | $730,000 | thousands, detected and multiplied | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,117 | $722,000 | thousands, detected and multiplied | |
| IJH | 464287507 | COM | 2,956 | $715,000 | thousands, detected and multiplied | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 90,056 | $713,000 | thousands, detected and multiplied | |
| WEX INC | 96208T104 | COM | 4,290 | $702,000 | thousands, detected and multiplied | |
| Abbott Laboratories | 002824100 | COM | 6,383 | $701,000 | thousands, detected and multiplied | |
| Stryker Corporation | 863667101 | COM | 2,833 | $693,000 | thousands, detected and multiplied | |
| SP PLUS CORP | 78469C103 | COM | 19,950 | $693,000 | thousands, detected and multiplied | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 10,835 | $691,000 | thousands, detected and multiplied | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,509 | $691,000 | thousands, detected and multiplied | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,042 | $670,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,510 | $666,000 | thousands, detected and multiplied | |
| Eaton Corp. Plc | G29183103 | COM | 4,150 | $651,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 2,436 | $649,000 | thousands, detected and multiplied | |
| PAYCHEX INC | 704326107 | COM | 5,390 | $623,000 | thousands, detected and multiplied | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,485 | $617,000 | thousands, detected and multiplied | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,810 | $615,000 | thousands, detected and multiplied | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,374 | $608,000 | thousands, detected and multiplied | |
| Caterpillar Inc. | 149123101 | COM | 2,526 | $605,000 | thousands, detected and multiplied | |
| METLIFE INC COM | 59156R108 | Stock | 8,360 | $605,000 | thousands, detected and multiplied | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,350 | $603,000 | thousands, detected and multiplied | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,815 | $600,000 | thousands, detected and multiplied | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 38,080 | $592,000 | thousands, detected and multiplied | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,530 | $586,000 | thousands, detected and multiplied | |
| GENERAC HLDGS INC | 368736104 | COM | 5,700 | $574,000 | thousands, detected and multiplied | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,393 | $567,000 | thousands, detected and multiplied | |
| AT&T Inc | 00206R102 | COM | 30,212 | $556,000 | thousands, detected and multiplied | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 16,151 | $538,000 | thousands, detected and multiplied | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 10,619 | $525,000 | thousands, detected and multiplied | |
| TITAN MACHY INC | 88830R101 | COM | 13,050 | $518,000 | thousands, detected and multiplied | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,761 | $513,000 | thousands, detected and multiplied | |
| BLACKSTONE INC | 09260D107 | COM | 6,851 | $508,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287457 | COM | 6,004 | $487,000 | thousands, detected and multiplied | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 7,659 | $479,000 | thousands, detected and multiplied | |
| ABM INDS INC | 000957100 | COM | 10,605 | $471,000 | thousands, detected and multiplied | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,462 | $469,000 | thousands, detected and multiplied | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,417 | $469,000 | thousands, detected and multiplied | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,686 | $450,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 6,986 | $444,000 | thousands, detected and multiplied | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,785 | $440,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,050 | $440,000 | thousands, detected and multiplied | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 8,020 | $437,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 2,700 | $436,000 | thousands, detected and multiplied | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 7,529 | $435,000 | thousands, detected and multiplied | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 606 | $429,000 | thousands, detected and multiplied | |
| KELLANOVA | 487836108 | COM | 6,010 | $428,000 | thousands, detected and multiplied | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,068 | $426,000 | thousands, detected and multiplied | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 6,562 | $426,000 | thousands, detected and multiplied | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,695 | $423,000 | thousands, detected and multiplied | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,827 | $422,000 | thousands, detected and multiplied | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,375 | $420,000 | thousands, detected and multiplied | |
| Deere & Company | 244199105 | COM | 969 | $415,000 | thousands, detected and multiplied | |
| KONTOOR BRANDS INC | 50050N103 | COM | 10,135 | $405,000 | thousands, detected and multiplied | |
| Accenture Plc Class A | G1151C101 | COM | 1,515 | $404,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,794 | $401,000 | thousands, detected and multiplied | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,198 | $397,000 | thousands, detected and multiplied | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,360 | $397,000 | thousands, detected and multiplied | |
| Analog Devices,Inc. | 032654105 | COM | 2,363 | $388,000 | thousands, detected and multiplied | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,236 | $381,000 | thousands, detected and multiplied | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 20,304 | $377,000 | thousands, detected and multiplied | |
| MOSAIC CO COM | 61945C103 | Stock | 8,567 | $376,000 | thousands, detected and multiplied | |
| ASHLAND INC | 044186104 | COM | 3,470 | $373,000 | thousands, detected and multiplied | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,860 | $371,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 7,229 | $370,000 | thousands, detected and multiplied | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,424 | $370,000 | thousands, detected and multiplied | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,390 | $369,000 | thousands, detected and multiplied | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,931 | $368,000 | thousands, detected and multiplied | |
| Vanguard Value ETF | 922908744 | SHS | 2,603 | $365,000 | thousands, detected and multiplied | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 398,000 | $362,000 | thousands, detected and multiplied | principal |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 11,300 | $359,000 | thousands, detected and multiplied | |
| CORNING INC | 219350105 | COM | 11,090 | $354,000 | thousands, detected and multiplied | |
| EDISON INTL COM | 281020107 | Stock | 5,535 | $352,000 | thousands, detected and multiplied | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,197 | $348,000 | thousands, detected and multiplied | |
| CACI INTL INC CL A | 127190304 | Stock | 1,150 | $346,000 | thousands, detected and multiplied | |
| Intel Corp | 458140100 | COM | 13,009 | $344,000 | thousands, detected and multiplied | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 6,525 | $343,000 | thousands, detected and multiplied | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,900 | $341,000 | thousands, detected and multiplied | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 41,390 | $338,000 | thousands, detected and multiplied | |
| HOLOGIC INC | 436440101 | COM | 4,500 | $337,000 | thousands, detected and multiplied | |
| Southern Company | 842587107 | COM | 4,610 | $329,000 | thousands, detected and multiplied | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,496 | $324,000 | thousands, detected and multiplied | |
| Wells Fargo & Company | 949746101 | COM | 7,761 | $320,000 | thousands, detected and multiplied | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,025 | $320,000 | thousands, detected and multiplied | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,855 | $315,000 | thousands, detected and multiplied | |
| HCA Healthcare Inc | 40412C101 | COM | 1,300 | $312,000 | thousands, detected and multiplied | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,849 | $311,000 | thousands, detected and multiplied | |
| American Tower Corporation | 03027X100 | COM | 1,459 | $309,000 | thousands, detected and multiplied | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 302,000 | $302,000 | thousands, detected and multiplied | principal |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,960 | $298,000 | thousands, detected and multiplied | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,775 | $297,000 | thousands, detected and multiplied | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,000 | $295,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,224 | $293,000 | thousands, detected and multiplied | |
| D R HORTON INC COM | 23331A109 | Stock | 3,243 | $289,000 | thousands, detected and multiplied | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 750 | $288,000 | thousands, detected and multiplied | |
| Applied Materials,Inc. | 038222105 | COM | 2,940 | $286,000 | thousands, detected and multiplied | |
| CENCORA INC COM | 03073E105 | Stock | 1,725 | $286,000 | thousands, detected and multiplied | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,850 | $285,000 | thousands, detected and multiplied | |
| Citigroup Inc. | 172967424 | COM | 6,250 | $283,000 | thousands, detected and multiplied | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 5,890 | $273,000 | thousands, detected and multiplied | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 655 | $263,000 | thousands, detected and multiplied | |
| GENTHERM INC | 37253A103 | COM | 4,000 | $261,000 | thousands, detected and multiplied | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,842 | $250,000 | thousands, detected and multiplied | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,434 | $250,000 | thousands, detected and multiplied | |
| NEWMONT CORP | 651639106 | COM | 5,288 | $250,000 | thousands, detected and multiplied | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,616 | $249,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,657 | $248,000 | thousands, detected and multiplied | |
| B2GOLD CORP COM | 11777Q209 | Stock | 69,355 | $248,000 | thousands, detected and multiplied | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,550 | $241,000 | thousands, detected and multiplied | |
| INMODE LTD SHS | M5425M103 | Stock | 6,685 | $240,000 | thousands, detected and multiplied | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,745 | $239,000 | thousands, detected and multiplied | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,602 | $238,000 | thousands, detected and multiplied | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,720 | $234,000 | thousands, detected and multiplied | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,700 | $234,000 | thousands, detected and multiplied | |
| BUNGE LTD | G16962105 | COM | 2,320 | $231,000 | thousands, detected and multiplied | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 4,075 | $228,000 | thousands, detected and multiplied | |
| STERICYCLE INC | 858912108 | COM | 4,521 | $226,000 | thousands, detected and multiplied | |
| FLUOR CORP | 343412102 | COM | 6,345 | $220,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,633 | $219,000 | thousands, detected and multiplied | |
| Medtronic Plc | G5960L103 | COM | 2,750 | $214,000 | thousands, detected and multiplied | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,089 | $210,000 | thousands, detected and multiplied | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 904 | $209,000 | thousands, detected and multiplied | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 17,500 | $208,000 | thousands, detected and multiplied | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,115 | $208,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1,725 | $207,000 | thousands, detected and multiplied | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 10,278 | $201,000 | thousands, detected and multiplied | |
| HANESBRANDS INC | 410345102 | COM | 29,176 | $186,000 | thousands, detected and multiplied | |
| ENERGY FUELS INC | 292671708 | COM NEW | 29,650 | $185,000 | thousands, detected and multiplied | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 150,649 | $160,000 | thousands, detected and multiplied | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 160,000 | $158,000 | thousands, detected and multiplied | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 200,000 | $157,000 | thousands, detected and multiplied | principal |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 12,000 | $148,000 | thousands, detected and multiplied | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,850 | $145,000 | thousands, detected and multiplied | |
| INTEVAC INC | 461148108 | COM | 20,375 | $132,000 | thousands, detected and multiplied | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 180,000 | $131,000 | thousands, detected and multiplied | principal |
| GOPRO INC | 38268T103 | CL A | 23,135 | $115,000 | thousands, detected and multiplied | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,488 | $114,000 | thousands, detected and multiplied | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,879 | $75,000 | thousands, detected and multiplied | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 30,507 | $71,000 | thousands, detected and multiplied | |
| MIMEDX GROUP INC | 602496101 | COM | 23,000 | $64,000 | thousands, detected and multiplied | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 190,000 | $50,000 | thousands, detected and multiplied | principal |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 29,740 | $50,000 | thousands, detected and multiplied | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 20,450 | $32,000 | thousands, detected and multiplied | |
| EMX RTY CORP | 26873J107 | COM | 15,802 | $29,000 | thousands, detected and multiplied | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 45,000 | $28,000 | thousands, detected and multiplied | principal |
| GOLDMINING INC | 38149E101 | COM | 10,000 | $11,000 | thousands, detected and multiplied | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 10,000 | $10,000 | thousands, detected and multiplied | principal |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 84,400 | $6,000 | thousands, detected and multiplied | principal |
| Goal Acquisitions Corp | 38021H115 | Warrant | 66,000 | $3,000 | thousands, detected and multiplied | principal |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 65,000 | $3,000 | thousands, detected and multiplied | principal |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 57,800 | $2,000 | thousands, detected and multiplied | principal |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 57,800 | $0 | thousands, detected and multiplied | principalValue filed as zero, left out of ratios. |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 57,850 | $0 | thousands, detected and multiplied | principalValue filed as zero, left out of ratios. |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 57,800 | $0 | thousands, detected and multiplied | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001705655-23-000001 | this filing | 2023-01-19 | acceptance time not in the bulk data set |