13F-HR filed by Seelaus Asset Management LLC
Seelaus Asset Management LLC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-05, with 229 holding rows worth $134,747,000.
- Accession
- 0001705655-22-000003
- Filer
- CIK 1705655
- Filed
- 2022-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 230 entries on the cover page, a total value of $134,747,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,747,000 with VALUE read as thousands by filing date, 13F file number 028-18535. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 47,535 | $6,499,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,457 | $4,322,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,369 | $2,983,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,412 | $2,931,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 2,853,000 | $2,784,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 32,235 | $2,482,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,554 | $2,474,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 11,020 | $2,321,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,855 | $2,145,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 96,982 | $1,988,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,895 | $1,867,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 20,423 | $1,862,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,820,000 | $1,766,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,890 | $1,674,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,216 | $1,610,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 48,690 | $1,520,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 10,805 | $1,450,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 11,556 | $1,448,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 13,560 | $1,440,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,883 | $1,431,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 13,785 | $1,325,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,874 | $1,310,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 81,223 | $1,276,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 9,809 | $1,247,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,700 | $1,195,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 980 | $1,191,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 9,561 | $1,158,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,563 | $1,155,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 6,455 | $1,116,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5,579 | $1,110,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 11,735 | $1,087,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 37,328 | $1,058,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 1,055,000 | $1,046,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 7,058 | $1,015,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 22,071 | $1,012,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,046 | $1,008,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,946 | $1,000,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,574 | $991,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 11,318 | $959,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,778 | $942,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 24,015 | $916,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,685 | $908,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 1,000,000 | $907,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 8,210 | $892,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 396 | $866,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 12,210 | $858,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 16,480 | $843,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 8,680 | $837,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 46,935 | $830,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,513 | $801,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,606 | $792,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,088 | $784,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,692 | $755,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 90,056 | $751,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 27,250 | $735,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,371 | $705,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,566 | $704,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 7,810 | $695,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,051 | $689,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 31,870 | $673,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,183 | $672,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,217 | $664,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 9,525 | $660,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 30,462 | $638,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 19,950 | $625,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 625,000 | $623,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,180 | $616,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,390 | $614,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,707 | $612,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 8,600 | $611,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,235 | $582,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 6,362 | $580,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,050 | $580,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 15,384 | $575,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 13,433 | $569,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,374 | $568,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,845 | $560,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,921 | $557,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 11,246 | $557,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 17,800 | $547,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 6,643 | $545,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,155 | $530,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,135 | $521,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,536 | $515,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 11,985 | $508,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,425 | $502,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,021 | $490,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,003 | $484,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,707 | $478,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,698 | $470,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,280 | $470,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 7,835 | $469,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 50,241 | $468,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,115 | $461,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,770 | $459,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,975 | $456,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,511 | $449,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,100 | $447,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 8,020 | $445,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,592 | $442,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,392 | $442,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 6,265 | $441,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 6,729 | $438,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,010 | $429,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,770 | $410,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,790 | $409,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,745 | $408,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 8,600 | $406,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 14,125 | $395,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 7,725 | $390,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,124 | $390,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,301 | $383,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 7,062 | $379,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 20,445 | $377,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,450 | $375,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,459 | $373,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,807 | $372,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 400,000 | $372,000 | thousands by filing date | principal |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,889 | $371,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,600 | $370,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 601 | $366,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,625 | $365,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,881 | $359,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,015 | $347,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,363 | $345,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 10,235 | $342,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 8,363 | $341,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,310 | $341,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,690 | $340,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,354 | $338,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,550 | $336,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 5,300 | $331,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,610 | $329,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,450 | $329,000 | thousands by filing date | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 5,765 | $329,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,080 | $328,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 6,735 | $326,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,385 | $305,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,270 | $305,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,900 | $304,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,972 | $302,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,010 | $300,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,273 | $294,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,918 | $291,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,274 | $289,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 750 | $284,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,089 | $283,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,084 | $277,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,456 | $269,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,915 | $265,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,707 | $263,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,255 | $262,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,312 | $255,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 655 | $252,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,935 | $251,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 10,215 | $251,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,474 | $250,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 3,100 | $249,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,788 | $246,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,880 | $245,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 72,155 | $245,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,616 | $245,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,725 | $244,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,025 | $239,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 17,500 | $238,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 3,755 | $235,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,257 | $233,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,063 | $232,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,510 | $232,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,474 | $230,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,508 | $226,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,550 | $224,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 13,950 | $221,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,758 | $219,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,025 | $219,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,300 | $218,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 7,160 | $217,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,156 | $210,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,320 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,505 | $207,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,148 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 1,500 | $205,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,500 | $193,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 12,500 | $183,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 10,278 | $172,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 16,360 | $168,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 160,000 | $159,000 | thousands by filing date | principal |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 12,280 | $158,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 15,275 | $149,000 | thousands by filing date | principal |
| ENERGY FUELS INC | 292671708 | COM NEW | 29,650 | $146,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 200,000 | $146,000 | thousands by filing date | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 150,649 | $141,000 | thousands by filing date | principal |
| GOPRO INC | 38268T103 | CL A | 25,310 | $140,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 180,000 | $123,000 | thousands by filing date | principal |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 18,500 | $112,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 21,875 | $106,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 11,305 | $100,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 30,507 | $98,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 23,000 | $80,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 190,000 | $75,000 | thousands by filing date | principal |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,879 | $71,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC | 08954L110 | *W EXP 04/01/202 | 272,612 | $59,000 | thousands by filing date | principal |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 29,740 | $55,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 28,802 | $53,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 23,900 | $52,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 49,000 | $49,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 45,000 | $30,000 | thousands by filing date | principal |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 44,000 | $29,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 117,400 | $25,000 | thousands by filing date | principal |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 91,610 | $16,000 | thousands by filing date | principal |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 118,500 | $13,000 | thousands by filing date | principal |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 57,800 | $13,000 | thousands by filing date | principal |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 118,800 | $11,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 10,000 | $10,000 | thousands by filing date | principal |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 118,800 | $10,000 | thousands by filing date | principal |
| GOLDMINING INC | 38149E101 | COM | 10,000 | $9,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 43,133 | $8,000 | thousands by filing date | principal |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 83,297 | $8,000 | thousands by filing date | principal |
| Goal Acquisitions Corp | 38021H115 | Warrant | 66,000 | $7,000 | thousands by filing date | principal |
| GOHEALTH INC | 38046W105 | COM CL A | 11,750 | $7,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 57,800 | $6,000 | thousands by filing date | principal |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 57,850 | $6,000 | thousands by filing date | principal |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 57,800 | $5,000 | thousands by filing date | principal |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 57,800 | $5,000 | thousands by filing date | principal |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 57,800 | $5,000 | thousands by filing date | principal |
| INSU ACQUISITION CORP III | 457817112 | *W EXP 12/31/202 | 50,534 | $5,000 | thousands by filing date | principal |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 57,800 | $3,000 | thousands by filing date | principal |
| CAPITOL INVESTMENT CORP V | 14064F118 | *W EXP 99/99/999 | 16,500 | $2,000 | thousands by filing date | principal |
| PWP FORWARD ACQUISITION CORP | 74709Q119 | WTS | 16,849 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001705655-22-000003 | this filing | 2022-08-05 | acceptance time not in the bulk data set |