13F-HR filed by Seelaus Asset Management LLC
Seelaus Asset Management LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-19, with 253 holding rows worth $170,886,000.
- Accession
- 0001705655-21-000005
- Filer
- CIK 1705655
- Filed
- 2021-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 253 entries on the cover page, a total value of $170,886,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $170,886,000 with VALUE read as thousands by filing date, 13F file number 028-18535. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 49,417 | $6,993,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,304 | $5,280,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 11,710 | $4,786,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 3,873,000 | $3,972,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,383 | $3,697,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,422 | $3,220,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,099 | $2,913,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,305 | $2,564,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 41,801 | $2,473,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,024 | $2,348,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 11,019 | $2,235,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,707 | $2,115,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,695 | $2,011,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,503 | $1,806,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 1,739,000 | $1,764,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 6,380 | $1,741,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 88,103 | $1,677,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 13,489 | $1,619,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 4,178 | $1,573,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 14,430 | $1,571,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 1,430,000 | $1,525,000 | thousands by filing date | principal |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 10,110 | $1,515,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,490,000 | $1,508,000 | thousands by filing date | principal |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,091 | $1,437,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 436 | $1,432,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,318 | $1,407,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,322,000 | $1,320,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 8,750 | $1,316,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 11,241 | $1,279,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 9,384 | $1,244,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 47,335 | $1,228,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 4,385 | $1,198,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 6,887 | $1,086,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 1,078,000 | $1,067,000 | thousands by filing date | principal |
| CASEYS GEN STORES INC | 147528103 | COM | 5,630 | $1,061,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 13,579 | $1,051,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 394 | $1,050,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 20,085 | $1,040,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,631 | $1,028,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,106 | $1,025,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 10,097 | $1,013,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 17,615 | $967,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,858 | $959,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 21,075 | $944,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 900,000 | $933,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440101 | COM | 12,628 | $932,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,310 | $928,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 90,806 | $914,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,539 | $909,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 48,887 | $882,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,462 | $881,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 15,841 | $876,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,828 | $866,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,118 | $838,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 7,750 | $836,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,153 | $832,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,738 | $814,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 13,171 | $813,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,502 | $800,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 72,029 | $792,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 6,645 | $773,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,016 | $773,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,272 | $772,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 26,400 | $765,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 12,420 | $756,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,616 | $751,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,640 | $751,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,930 | $742,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,499 | $721,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,760 | $713,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,707 | $712,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,506 | $705,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 32,195 | $700,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,317 | $680,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 10,465 | $674,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 14,015 | $647,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,423 | $639,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,670 | $638,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,260 | $636,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,110 | $636,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 625,000 | $632,000 | thousands by filing date | principal |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 12,221 | $617,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,320 | $616,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,425 | $608,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 17,000 | $604,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 9,425 | $592,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,550 | $588,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,086 | $587,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,588 | $577,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,848 | $575,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 58,597 | $574,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,682 | $571,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 3,520 | $565,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,880 | $564,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,551 | $562,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 57,470 | $560,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 15,284 | $555,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 56,767 | $553,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 56,195 | $552,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,518 | $531,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 52,840 | $523,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,305 | $520,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,167 | $518,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 6,285 | $514,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 10,260 | $512,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,661 | $511,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 500,000 | $504,000 | thousands by filing date | principal |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 50,106 | $498,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 50,615 | $498,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 50,120 | $491,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,850 | $488,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 49,015 | $485,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 48,322 | $483,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 9,312 | $482,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 47,596 | $478,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,987 | $476,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 47,292 | $470,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,363 | $462,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,158 | $457,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP | 147151104 | COM CL A | 45,863 | $456,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 11,250 | $451,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,255 | $451,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 528 | $443,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,177 | $442,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 7,167 | $442,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 13,475 | $436,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 21,270 | $432,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 44,161 | $431,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,495 | $418,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 42,170 | $418,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 6,735 | $415,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,210 | $409,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 42,049 | $409,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 24,448 | $405,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,145 | $404,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,607 | $403,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,238 | $402,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 6,720 | $401,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,636 | $397,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,135 | $392,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,681 | $391,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,066 | $390,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,465 | $389,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,689 | $388,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,581 | $388,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 11,734 | $387,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,510 | $387,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 23,500 | $382,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,025 | $379,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 24,800 | $377,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,323 | $376,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,089 | $376,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 725 | $374,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,725 | $373,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 3,600 | $368,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 37,727 | $368,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 37,460 | $366,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,500 | $365,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,392 | $364,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,214 | $354,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,742 | $349,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 810 | $349,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,385 | $345,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 34,155 | $344,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,100 | $334,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,291 | $331,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 3,033 | $324,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,176 | $324,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,465 | $320,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 11,305 | $317,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,300 | $316,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,740 | $312,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,072 | $312,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,060 | $310,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,194 | $306,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 13,300 | $306,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,495 | $300,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 19,875 | $300,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,616 | $300,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 29,845 | $298,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 1,620 | $296,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,596 | $295,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 8,225 | $294,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 9,195 | $294,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 30,127 | $294,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,907 | $292,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,399 | $291,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,550 | $289,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,610 | $286,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 5,400 | $284,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 737 | $279,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,356 | $272,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 690 | $272,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,280 | $272,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 27,070 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,756 | $270,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 2,182 | $267,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 265,000 | $264,000 | thousands by filing date | principal |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 17,500 | $260,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1,850 | $258,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,879 | $256,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,481 | $251,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 73,155 | $251,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 25,735 | $250,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 7,330 | $246,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,575 | $242,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 24,059 | $238,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,790 | $237,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,500 | $231,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 4,871 | $231,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,264 | $230,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 313 | $228,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 3,745 | $228,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,315 | $226,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 5,890 | $226,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,177 | $225,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,895 | $225,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,300 | $223,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,218 | $220,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,815 | $217,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,274 | $214,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 30,650 | $214,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,561 | $206,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,434 | $204,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 7,150 | $203,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 23,400 | $190,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,443 | $188,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 18,330 | $186,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V205 | UNIT 99/99/9999 | 16,887 | $175,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 28,640 | $172,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 175,757 | $170,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 160,000 | $163,000 | thousands by filing date | principal |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 10,675 | $156,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 15,095 | $148,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 14,857 | $147,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 23,000 | $139,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 13,110 | $131,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,955 | $112,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 23,025 | $110,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 12,250 | $62,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 67,000 | $50,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,490 | $47,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 67,000 | $46,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,000 | $44,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 67,050 | $44,000 | thousands by filing date | principal |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 67,000 | $44,000 | thousands by filing date | principal |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 67,000 | $43,000 | thousands by filing date | principal |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 67,000 | $38,000 | thousands by filing date | principal |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 67,000 | $37,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 16,150 | $35,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 44,000 | $26,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 10,000 | $12,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 10,000 | $11,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001705655-21-000005 | this filing | 2021-10-19 | acceptance time not in the bulk data set |