13F-HR filed by Seelaus Asset Management LLC
Seelaus Asset Management LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-05, with 164 holding rows worth $124,340,000.
- Accession
- 0001705655-20-000006
- Filer
- CIK 1705655
- Filed
- 2020-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 164 entries on the cover page, a total value of $124,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,340,000 with VALUE read as thousands by filing date, 13F file number 028-18535. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 59,923 | $6,940,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,568 | $6,218,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 17,050 | $3,302,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 3,500,000 | $3,197,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 13,755 | $2,893,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 47,464 | $2,862,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 12,011 | $2,367,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,002 | $2,208,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 12,975 | $2,152,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,432 | $2,099,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 67,730 | $1,909,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,208 | $1,849,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,397 | $1,777,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 1,776,000 | $1,772,000 | thousands by filing date | principal |
| D R HORTON INC COM | 23331A109 | Stock | 23,200 | $1,755,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 33,618 | $1,698,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,650,000 | $1,597,000 | thousands by filing date | principal |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 16,550 | $1,545,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 11,010 | $1,525,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 4,450 | $1,515,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 15,523 | $1,449,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 13,340 | $1,442,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 1,450,000 | $1,437,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 5,073 | $1,409,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,950 | $1,387,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,098 | $1,378,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,367 | $1,364,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 95,834 | $1,350,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 9,175 | $1,315,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,372 | $1,287,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,425 | $1,263,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 6,865 | $1,220,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,300,000 | $1,175,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918A105 | COM | 5,225 | $1,146,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 358 | $1,127,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 16,419 | $1,091,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 30,238 | $1,080,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 1,250,000 | $1,066,000 | thousands by filing date | principal |
| FMC CORP COM NEW | 302491303 | Stock | 9,500 | $1,006,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,047 | $979,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 10,185 | $959,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 17,621 | $933,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 16,498 | $918,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 15,291 | $906,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 22,100 | $897,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,674 | $866,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 4,800 | $851,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 10,298 | $808,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,379 | $803,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 95,180 | $791,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 8,487 | $787,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,173 | $732,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 800,000 | $728,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 13,460 | $697,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 17,750 | $678,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 8,100 | $662,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,355 | $648,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,156 | $642,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 24,535 | $632,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,050 | $617,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,740 | $606,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 11,241 | $594,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,780 | $592,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 7,305 | $592,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,820 | $581,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 387 | $569,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,673 | $567,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,847 | $563,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,025 | $542,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,750 | $525,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,510 | $523,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,231 | $521,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,605 | $502,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,850 | $496,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,999 | $476,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,178 | $468,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 5,860 | $467,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 7,352 | $467,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,680 | $459,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,090 | $458,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,513 | $457,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,883 | $453,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,510 | $452,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,445 | $451,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 44,578 | $446,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 21,630 | $440,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 8,387 | $438,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,650 | $438,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,863 | $430,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,933 | $428,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,840 | $424,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 10,400 | $415,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,065 | $411,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,060 | $388,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,745 | $382,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 19,115 | $368,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,182 | $362,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,015 | $358,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 26,400 | $352,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 19,700 | $351,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,062 | $345,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,809 | $342,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,903 | $341,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 39,210 | $341,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,100 | $338,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,245 | $337,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,381 | $334,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,500 | $330,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 7,332 | $328,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 950 | $319,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 31,400 | $317,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 558 | $314,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,850 | $308,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,791 | $307,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 21,100 | $304,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,155 | $302,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 7,725 | $301,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 7,000 | $300,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 37,651 | $299,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 933 | $287,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,174 | $282,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,808 | $271,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,075 | $271,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,860 | $264,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,790 | $264,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 948 | $263,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 808 | $252,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 3,000 | $252,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,144 | $251,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,586 | $242,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 9,810 | $237,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,775 | $235,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,118 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,540 | $225,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,200 | $221,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 14,221 | $221,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 1,645 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,058 | $216,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,801 | $213,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 18,975 | $211,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,220 | $208,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,665 | $205,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,220 | $204,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 198,000 | $197,000 | thousands by filing date | principal |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 27,190 | $184,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,350 | $176,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 20,000 | $160,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 12,710 | $158,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 28,375 | $156,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,150 | $130,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 190,000 | $118,000 | thousands by filing date | principal |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,443 | $90,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 39,554 | $89,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,615 | $87,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,200 | $72,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,945 | $70,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 32,650 | $54,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 12,950 | $53,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 13,313 | $49,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 13,150 | $45,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 18,000 | $40,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,000 | $19,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 17,175 | $13,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 10,000 | $10,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001705655-20-000006 | this filing | 2020-11-05 | acceptance time not in the bulk data set |