13F-HR filed by Founders Capital Management
Founders Capital Management filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-10, with 402 holding rows worth $130,956,802.
- Accession
- 0001704300-23-000004
- Filer
- CIK 1704300
- Filed
- 2023-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 402 entries on the cover page, a total value of $130,956,802 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,956,802 with VALUE read as dollars as filed, 13F file number 028-18033. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 31,309 | $11,216,904 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 27,286 | $8,615,512 | dollars as filed | |
| Apple Inc | 037833100 | COM | 45,271 | $7,750,925 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 58,019 | $6,821,929 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 36,584 | $6,168,724 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 36,993 | $5,364,670 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 34,141 | $5,089,073 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 45,748 | $4,709,726 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 47,132 | $4,551,538 | dollars as filed | |
| SPY | 78462F103 | SHS | 10,176 | $4,349,859 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 57,148 | $4,112,958 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 9,995 | $4,087,422 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 13,931 | $3,948,138 | dollars as filed | |
| Boeing Company | 097023105 | COM | 19,152 | $3,671,048 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 59,630 | $3,534,843 | dollars as filed | |
| CORNING INC | 219350105 | COM | 109,096 | $3,324,151 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 19,097 | $2,974,307 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 11,190 | $2,947,832 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 44,675 | $2,604,553 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 5,102 | $2,601,503 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 11,311 | $2,350,891 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,076 | $2,234,259 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 7,380 | $2,230,059 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 59,867 | $1,985,775 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 10,080 | $1,708,000 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,862 | $1,432,155 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 16,938 | $948,208 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 14,277 | $787,662 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 13,973 | $619,559 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 3,514 | $446,700 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,237 | $440,609 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,630 | $372,697 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,619 | $371,145 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,325 | $362,398 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,036 | $347,159 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 2,372 | $345,961 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 2,000 | $318,020 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 755 | $298,912 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,919 | $298,863 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 6,864 | $280,458 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,580 | $267,557 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 986 | $259,831 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,443 | $258,763 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 450 | $254,232 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 3,494 | $221,624 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 615 | $215,435 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,567 | $205,058 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 3,680 | $202,032 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,267 | $194,915 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 383 | $193,214 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 835 | $192,058 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 1,317 | $182,328 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,744 | $180,193 | dollars as filed | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,860 | $163,787 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,150 | $161,345 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 653 | $153,396 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,000 | $153,000 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 955 | $152,733 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 984 | $149,391 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 597 | $149,381 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,740 | $147,310 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 8,278 | $145,610 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 2,500 | $143,050 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 5,108 | $139,845 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,775 | $133,391 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 1,588 | $128,707 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 497 | $116,845 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,000 | $114,280 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,280 | $113,863 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 598 | $113,064 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 409 | $109,923 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 5,300 | $107,113 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,135 | $106,387 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,200 | $103,936 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 650 | $100,997 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,045 | $100,572 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,200 | $100,078 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,101 | $99,506 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 302 | $97,718 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 1,661 | $97,650 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 200 | $96,856 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 335 | $95,833 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,389 | $95,035 | dollars as filed | |
| Intel Corp | 458140100 | COM | 2,653 | $94,314 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 580 | $94,296 | dollars as filed | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 550 | $91,883 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 950 | $89,851 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 324 | $88,228 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,717 | $83,282 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,400 | $83,230 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,126 | $81,342 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 658 | $78,828 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 944 | $77,086 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,012 | $75,839 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 836 | $75,490 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 1,100 | $74,833 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 958 | $74,642 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,222 | $73,748 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 748 | $72,444 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 950 | $71,877 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 262 | $71,661 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,800 | $71,064 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 750 | $70,530 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,846 | $68,837 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 4,400 | $68,772 | dollars as filed | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 5,000 | $67,000 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 700 | $66,423 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 300 | $66,291 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 1,600 | $65,808 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2,217 | $65,000 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 615 | $64,526 | dollars as filed | |
| VWO | 922042858 | SHS | 1,638 | $64,226 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 371 | $63,608 | dollars as filed | |
| IJH | 464287507 | COM | 254 | $63,399 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 303 | $63,097 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,350 | $61,601 | dollars as filed | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 400 | $60,536 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,300 | $60,358 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 361 | $59,179 | dollars as filed | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 7,200 | $58,824 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 351 | $58,252 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $58,040 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 5,300 | $57,929 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,000 | $57,460 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 561 | $56,891 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,800 | $54,306 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 430 | $53,724 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,270 | $53,721 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 477 | $53,529 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 5,500 | $53,240 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 800 | $52,976 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,000 | $52,680 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,500 | $52,465 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,023 | $51,907 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 406 | $51,465 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 753 | $50,794 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,000 | $50,700 | dollars as filed | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 900 | $50,589 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 700 | $49,749 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,300 | $48,783 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 9,000 | $48,240 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 509 | $47,123 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 3,000 | $46,980 | dollars as filed | |
| Southern Company | 842587107 | COM | 700 | $45,304 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 662 | $42,620 | dollars as filed | |
| SCHD | 808524797 | COM | 600 | $42,456 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 300 | $41,853 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 360 | $41,404 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 300 | $41,379 | dollars as filed | |
| TORO CORP COM | Y8900D108 | Stock | 7,000 | $40,880 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,640 | $40,630 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 670 | $39,483 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 934 | $39,275 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 600 | $38,928 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $38,561 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 4,000 | $38,480 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 341 | $37,401 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 252 | $37,273 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 251 | $37,000 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 608 | $36,863 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 2,000 | $36,380 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 532 | $36,197 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 800 | $36,000 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 1,100 | $35,651 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 2,372 | $35,627 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 3,140 | $35,325 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 2,500 | $35,025 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 900 | $34,866 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 270 | $34,760 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 620 | $34,546 | dollars as filed | |
| ISHARES TR | 464287861 | EUROPE ETF | 721 | $34,413 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,600 | $34,272 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 350 | $34,136 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 808 | $34,098 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 400 | $33,616 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 500 | $33,560 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 130 | $33,411 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 401 | $33,046 | dollars as filed | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 260 | $32,016 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 366 | $31,805 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 250 | $31,580 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 500 | $31,455 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 1,600 | $30,944 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 700 | $30,870 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,300 | $30,849 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 300 | $30,750 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 101 | $30,321 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 2,200 | $29,568 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 8,000 | $29,120 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 872 | $28,933 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 400 | $28,364 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 3,000 | $26,850 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 6,270 | $26,710 | dollars as filed | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 483 | $26,362 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,000 | $26,220 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 700 | $26,075 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,500 | $25,905 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 215 | $25,832 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 4,000 | $25,800 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 1,200 | $25,464 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 349 | $25,389 | dollars as filed | |
| iShares Gold Trust | 464285204 | COM | 710 | $24,843 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,800 | $24,120 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 5,000 | $23,750 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,430 | $23,709 | dollars as filed | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 232 | $23,416 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 8,000 | $22,800 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 52 | $22,619 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,500 | $22,515 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 110 | $22,399 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,000 | $22,340 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 234 | $22,030 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,000 | $21,850 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,110 | $21,612 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,400 | $21,252 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,000 | $20,800 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 200 | $20,658 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,500 | $20,625 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,000 | $20,600 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 500 | $20,290 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 1,000 | $20,120 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 1,900 | $19,855 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 735 | $19,779 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,000 | $19,750 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 600 | $19,584 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 282 | $19,501 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,000 | $19,140 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 738 | $18,384 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 251 | $18,374 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 1,000 | $18,340 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 400 | $18,208 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,000 | $18,150 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 157 | $18,107 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 2,000 | $17,840 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 300 | $17,604 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 170 | $17,486 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 194 | $17,227 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 600 | $17,124 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 339 | $16,750 | dollars as filed | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 200 | $16,724 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 85 | $16,573 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,000 | $16,570 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 4,000 | $16,560 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,000 | $16,350 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 71 | $16,298 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 521 | $16,086 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 300 | $16,059 | dollars as filed | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 5,000 | $15,900 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 48 | $15,825 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,500 | $15,780 | dollars as filed | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 100 | $15,573 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,000 | $15,550 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 266 | $15,385 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 400 | $15,288 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 144 | $14,806 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 208 | $14,306 | dollars as filed | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,000 | $13,990 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 200 | $13,964 | dollars as filed | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 500 | $13,925 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 75 | $13,856 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,000 | $13,840 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,000 | $13,560 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 53 | $13,518 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 25 | $13,428 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 500 | $13,375 | dollars as filed | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 259 | $13,181 | dollars as filed | |
| CHARLES + COLVARD LTD | 159765106 | COM | 23,000 | $13,161 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,000 | $13,110 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 900 | $13,041 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 173 | $13,013 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 22 | $12,951 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 132 | $12,811 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 323 | $12,507 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 29 | $12,453 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 1,000 | $12,100 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 2,000 | $11,840 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 10,000 | $11,800 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 170 | $11,798 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 625 | $11,756 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 1,216 | $11,686 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 66 | $11,665 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 1,600 | $11,616 | dollars as filed | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 378 | $11,544 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,000 | $11,490 | dollars as filed | |
| General Electric Company | 369604301 | COM | 100 | $11,055 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 300 | $11,055 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 3,034 | $11,044 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3,500 | $10,990 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 300 | $10,641 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 27 | $10,526 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,300 | $10,127 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 1,000 | $9,860 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 3,000 | $9,810 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 152 | $9,666 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 191 | $9,638 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 36 | $9,576 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 350 | $9,475 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 8,000 | $9,440 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 11 | $9,136 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,000 | $9,030 | dollars as filed | |
| LAM RESEARCH CORP | 512807108 | COM | 14 | $8,775 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 979 | $8,723 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 191 | $8,555 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 98 | $8,501 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 2,000 | $8,500 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 3,000 | $8,160 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 65 | $7,855 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 230 | $7,811 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 91 | $7,509 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,000 | $7,290 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 56 | $7,242 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 97 | $7,234 | dollars as filed | |
| AXT INC | 00246W103 | COM | 3,000 | $7,200 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 40 | $7,190 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 200 | $7,170 | dollars as filed | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 16,000 | $6,992 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 83 | $6,937 | dollars as filed | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 56 | $6,854 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 600 | $6,762 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 1,177 | $6,662 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 13 | $6,580 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 87 | $6,504 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 225 | $6,437 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 129 | $6,373 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 1,000 | $6,330 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 23 | $6,285 | dollars as filed | |
| iShares Global Healthcare ETF | 464287325 | SHS | 76 | $6,264 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 190 | $6,105 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 92 | $6,050 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 46 | $6,024 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 60 | $5,856 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 101 | $5,745 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 132 | $5,446 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 101 | $5,374 | dollars as filed | |
| COFFEE HLDG CO INC | 192176105 | COM | 6,000 | $5,190 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 22 | $5,067 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 97 | $5,001 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 77 | $4,900 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 371 | $4,890 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908507 | CMN | 800 | $4,848 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 131 | $4,834 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 2,365 | $4,730 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 1,000 | $4,720 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 35 | $4,702 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 68 | $4,605 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 9 | $4,598 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 44 | $4,512 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 500 | $4,420 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 46 | $4,399 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 48 | $4,381 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 19 | $4,341 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 3,000 | $4,260 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 100 | $4,063 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 25 | $3,855 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 83 | $3,805 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 112 | $3,693 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 64 | $3,667 | dollars as filed | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 37 | $3,368 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 95 | $2,915 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 4,000 | $2,756 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 192 | $2,694 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 2,000 | $2,680 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 2,000 | $2,540 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 41 | $2,495 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 300 | $2,451 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 120 | $2,441 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,000 | $2,399 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 23 | $2,153 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 8 | $1,870 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 150 | $1,847 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 169 | $1,835 | dollars as filed | |
| WIDEPOINT CORP | 967590209 | COMMON | 1,000 | $1,720 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 200 | $1,642 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 12 | $1,496 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 20 | $1,480 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 666 | $1,425 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 1,000 | $1,390 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 47 | $1,264 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 76 | $1,178 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 70 | $1,165 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372106 | CLASS A COM | 250 | $943 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,500 | $893 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 39 | $847 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6 | $741 | dollars as filed | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 33 | $717 | dollars as filed | |
| UPHEALTH INC | 91532B200 | COM | 1,600 | $672 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 15 | $525 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5 | $488 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 9 | $428 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 5 | $402 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 20 | $329 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5 | $320 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 7 | $305 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 20 | $302 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9 | $289 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 7 | $262 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 50 | $236 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3 | $192 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4 | $168 | dollars as filed | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 4 | $125 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 2 | $49 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1 | $13 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001704300-23-000004 | this filing | 2023-10-10 | acceptance time not in the bulk data set |