13F-HR filed by Founders Capital Management
Founders Capital Management filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-09, with 311 holding rows worth $113,922,000.
- Accession
- 0001704300-18-000004
- Filer
- CIK 1704300
- Filed
- 2018-07-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 311 entries on the cover page, a total value of $113,922,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,922,000 with VALUE read as thousands by filing date, 13F file number 028-18033. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QQQ TR | 46090E103 | COM | 38,916 | $6,680,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 18,816 | $6,313,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,070 | $5,566,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 17,510 | $4,269,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,083 | $4,143,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 44,255 | $4,100,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 40,704 | $4,014,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 33,190 | $3,592,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,313 | $3,580,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 56,950 | $3,157,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 19,645 | $3,078,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 19,910 | $2,781,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 26,810 | $2,562,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 75,350 | $2,490,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 57,565 | $2,477,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 42,977 | $2,412,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 22,660 | $2,375,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 46,885 | $2,331,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 26,090 | $2,235,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,795 | $2,177,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,105 | $2,167,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 31,729 | $2,127,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 58,040 | $2,106,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,657 | $1,671,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 37,736 | $1,655,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 29,465 | $1,589,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 15,685 | $1,537,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 21,679 | $1,509,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 41,421 | $1,330,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,047 | $1,255,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,491 | $1,071,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 22,873 | $1,031,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,464 | $1,030,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 9,815 | $1,000,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,132 | $987,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,246 | $925,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,690 | $831,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 43,688 | $772,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 5,505 | $620,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,880 | $610,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,575 | $584,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,440 | $578,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,067 | $576,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,810 | $530,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,140 | $494,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,110 | $462,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,350 | $448,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,596 | $433,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,682 | $408,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,500 | $386,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 5,860 | $385,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 12,710 | $383,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,645 | $371,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,420 | $371,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,834 | $299,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,220 | $276,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,100 | $270,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 39,550 | $250,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,376 | $230,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,545 | $229,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,155 | $227,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 4,050 | $207,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,703 | $207,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 825 | $202,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,500 | $199,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,397 | $195,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,300 | $192,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,940 | $177,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,250 | $176,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,580 | $174,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,520 | $167,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 140 | $158,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,846 | $157,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 140 | $156,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,855 | $154,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,900 | $140,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,300 | $138,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,614 | $134,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 670 | $132,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,640 | $128,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,787 | $127,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 700 | $119,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,070 | $118,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 4,000 | $117,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 710 | $111,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 7,885 | $108,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,800 | $105,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,500 | $104,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,226 | $95,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 500 | $95,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 1,960 | $94,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,800 | $93,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,400 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 830 | $91,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 6,530 | $89,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,200 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,890 | $81,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 555 | $79,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,050 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 666 | $73,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,000 | $71,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,370 | $69,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 325 | $68,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,200 | $66,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,399 | $66,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 800 | $61,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 275 | $61,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 900 | $60,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 372 | $60,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,145 | $57,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 610 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 247 | $56,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 200 | $55,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 570 | $54,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,000 | $52,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 5,600 | $52,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 800 | $51,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 612 | $49,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 4,000 | $48,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,027 | $47,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 276 | $46,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 13,000 | $46,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 730 | $45,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,300 | $44,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,800 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 284 | $43,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 350 | $42,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 4,000 | $42,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 510 | $41,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 480 | $40,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,500 | $40,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 2,800 | $38,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 2,164 | $38,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 600 | $37,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 528 | $37,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 400 | $37,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 3,500 | $36,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 150 | $35,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2,800 | $35,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,800 | $35,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,300 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 201 | $35,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 2,500 | $35,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 292 | $33,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 300 | $33,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 700 | $32,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 5,034 | $32,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,500 | $32,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 850 | $31,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 300 | $30,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 700 | $29,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 400 | $28,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 645 | $28,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 306 | $28,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 150 | $27,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 200 | $27,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 820 | $27,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 400 | $27,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 400 | $27,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 458 | $26,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,500 | $26,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3,000 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 250 | $25,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 3,000 | $25,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 300 | $25,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 620 | $24,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 300 | $24,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 1,000 | $24,000 | thousands by filing date | |
| IJH | 464287507 | COM | 120 | $23,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 1,000 | $23,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 125 | $23,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 578 | $23,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 600 | $23,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 5,000 | $23,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,000 | $22,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 8,000 | $22,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 5,000 | $22,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 263 | $21,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,000 | $21,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 3,000 | $21,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 2,000 | $21,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 100 | $20,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 675 | $20,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 6,000 | $20,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,000 | $20,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 225 | $19,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $19,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 290 | $19,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 380 | $19,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 8,000 | $19,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 294 | $19,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,040 | $19,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,500 | $19,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 4,000 | $19,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,500 | $19,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,110 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 130 | $18,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 2,500 | $18,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,000 | $18,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 200 | $18,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 6,000 | $18,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,500 | $18,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 700 | $18,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 300 | $17,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,000 | $17,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 800 | $17,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 196 | $16,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $16,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 140 | $16,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,200 | $16,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 300 | $16,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 2,000 | $16,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 3,000 | $16,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,000 | $16,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 14,000 | $16,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,000 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,000 | $15,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,200 | $15,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 339 | $15,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,500 | $15,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 4,000 | $15,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 600 | $14,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 906 | $14,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 200 | $13,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 75 | $13,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 125 | $13,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 130 | $13,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 150 | $13,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,000 | $13,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 3,500 | $13,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 173 | $12,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 12,000 | $12,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 80 | $11,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 143 | $11,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 254 | $11,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 500 | $11,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,000 | $11,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 165 | $11,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 225 | $11,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 10,000 | $11,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,000 | $11,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 3,000 | $11,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,000 | $10,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 2,000 | $10,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,000 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 610 | $10,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 500 | $10,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,850 | $10,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 500 | $10,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 170 | $9,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 300 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 250 | $9,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,000 | $9,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 6,000 | $9,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 1,600 | $9,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5 | $8,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 118 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 300 | $8,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 5,000 | $8,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,500 | $8,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 6,000 | $8,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 2,000 | $8,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,000 | $8,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 45 | $7,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,000 | $7,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 50 | $7,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,500 | $7,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,000 | $7,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 250 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 192 | $7,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 218 | $7,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 282 | $7,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,000 | $7,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 370 | $6,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 31 | $6,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 500 | $6,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 750 | $6,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 6,000 | $6,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 44 | $5,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,645 | $5,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 36 | $5,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100 | $5,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 20 | $5,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 150 | $5,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 14,000 | $5,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 425 | $5,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 300 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 80 | $4,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 60 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 107 | $4,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 175 | $4,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 50 | $4,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 6,000 | $4,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 5,113 | $4,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,000 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,000 | $4,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 3,000 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 24 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 60 | $3,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 56 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 71 | $2,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 350 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 140 | $2,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 10 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 300 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 185 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001704300-18-000004 | this filing | 2018-07-09 | acceptance time not in the bulk data set |