13F-HR filed by SpiderRock Advisors, LLC
SpiderRock Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-19, with 143 holding rows worth $669,709,000.
- Accession
- 0001703301-21-000007
- Filer
- CIK 1703301
- Filed
- 2021-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 144 entries on the cover page, a total value of $669,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $669,709,000 with VALUE read as thousands by filing date, 13F file number 028-18017. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,272,400 | $118,874,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 278,300 | $106,197,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 369,900 | $45,219,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 255,000 | $36,575,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 72,700 | $31,710,000 | thousands by filing date | call |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 161,000 | $28,529,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 96,200 | $26,430,000 | thousands by filing date | call |
| CALL S & P 500 INDEX $6500 EXP 12/18/26 | 648815108 | OPTION INDEX | 6,200 | $24,145,000 | thousands by filing date | put |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 400,000 | $24,032,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 113,200 | $23,225,000 | thousands by filing date | put |
| CALL S & P 500 INDEX $6500 EXP 12/18/26 | 648815108 | OPTION INDEX | 3,800 | $19,000,000 | thousands by filing date | call |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 110,000 | $18,270,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 78,800 | $15,517,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 137,200 | $15,232,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 63,600 | $12,134,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 31,000 | $8,837,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 73,300 | $7,940,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 88,600 | $7,086,000 | thousands by filing date | put |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 161,900 | $6,476,000 | thousands by filing date | put |
| RUSSELL 2000 INDEX | 124835109 | RUSSELL 2000 INDEX | 2,700 | $5,670,000 | thousands by filing date | put |
| IDEXX LABS INC COM | 45168D104 | Stock | 8,500 | $4,730,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 30,100 | $4,666,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 25,900 | $4,324,000 | thousands by filing date | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 189,300 | $3,684,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,500 | $3,321,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 87,000 | $3,312,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 43,000 | $3,188,000 | thousands by filing date | put |
| FTAI AVIATION LTD | 34960P101 | COM | 118,500 | $2,834,000 | thousands by filing date | put |
| MP MATERIALS CORP | 553368101 | COM CL A | 93,000 | $2,790,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 259,000 | $2,040,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,200 | $1,942,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 15,900 | $1,885,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 5,700 | $1,772,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 8,100 | $1,701,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 6,400 | $1,639,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 9,300 | $1,606,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 6,900 | $1,484,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 10,700 | $1,263,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 21,000 | $1,240,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,800 | $1,235,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 6,200 | $1,116,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 5,600 | $1,064,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 4,600 | $1,056,000 | thousands by filing date | put |
| JBT MAREL CORPORATION | 477839104 | COM | 8,200 | $943,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 20,000 | $935,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 5,300 | $926,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,900 | $900,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 2,100 | $898,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 9,900 | $891,000 | thousands by filing date | put |
| ASANA INC | 04342Y104 | CL A | 58,400 | $876,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,800 | $850,000 | thousands by filing date | call |
| ServiceNow,Inc. | 81762P102 | COM | 2,100 | $831,000 | thousands by filing date | put |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 17,800 | $809,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 21,100 | $802,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 2,500 | $792,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 6,500 | $780,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 4,400 | $770,000 | thousands by filing date | put |
| Apollo Global Management Inc | 03768E105 | COM CL A | 16,800 | $756,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 1,900 | $741,000 | thousands by filing date | put |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 4,000 | $740,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 4,700 | $728,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 9,300 | $710,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 17,300 | $701,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 16,200 | $628,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 3,600 | $594,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,000 | $592,000 | thousands by filing date | call |
| Mini Russell 2000 | 12510L101 | Mini Index | 2,500 | $585,000 | thousands by filing date | call |
| CBOE MINI SPX INDEX | 12505Q107 | S&P500 Mini SPX | 1,400 | $579,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,300 | $576,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 21,500 | $568,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 6,900 | $562,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8,100 | $542,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 11,500 | $518,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 3,000 | $495,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,100 | $492,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 31,500 | $472,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 3,300 | $461,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 1,100 | $451,000 | thousands by filing date | put |
| AMCOR PLC | G0250X107 | ORD | 43,600 | $436,000 | thousands by filing date | put |
| MSCI INC COM | 55354G100 | Stock | 900 | $432,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 7,400 | $405,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,800 | $398,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 3,200 | $374,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 2,100 | $364,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 3,000 | $328,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,800 | $317,000 | thousands by filing date | call |
| AON PLC SHS CL A | G0403H108 | Stock | 1,500 | $315,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $295,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 12,000 | $291,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 11,900 | $274,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 10,500 | $274,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 800 | $240,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 5,700 | $239,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,600 | $234,000 | thousands by filing date | put |
| MAGNITE INC COM | 55955D100 | Stock | 10,000 | $225,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 4,600 | $216,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,200 | $206,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $200,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 1,900 | $200,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 600 | $192,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 1,500 | $188,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 5,100 | $182,000 | thousands by filing date | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 700 | $182,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 3,900 | $180,000 | thousands by filing date | put |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,400 | $162,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,600 | $161,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,500 | $158,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 2,100 | $154,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 700 | $149,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 3,200 | $136,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 700 | $130,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 3,800 | $114,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 800 | $111,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 400 | $108,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 900 | $108,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,000 | $105,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 500 | $100,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 1,000 | $95,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,900 | $90,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 300 | $78,000 | thousands by filing date | put |
| DOW HLDGS INC COM | 260557103 | Stock | 1,700 | $72,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 800 | $72,000 | thousands by filing date | put |
| Barclays Bank PLC | 06747R477 | COM | 8,000 | $72,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 2,000 | $68,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,500 | $62,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 300 | $58,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 500 | $58,000 | thousands by filing date | put |
| FISERV INC | 337738108 | COM | 600 | $57,000 | thousands by filing date | put |
| iShares TIPS Bond ETF | 464287176 | SHS | 400 | $56,000 | thousands by filing date | call |
| FUBOTV INC | 35953D104 | COM | 3,600 | $54,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 400 | $52,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 500 | $49,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 700 | $49,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 1,000 | $45,000 | thousands by filing date | put |
| LINDE PLC | G5494J103 | SHS | 200 | $44,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837103 | COM | 1,500 | $38,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 500 | $34,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 500 | $32,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 100 | $32,000 | thousands by filing date | put |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 300 | $26,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200 | $21,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 200 | $21,000 | thousands by filing date | call |
| VELODYNE LIDAR INC | 92259F101 | COM | 400 | $7,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001703301-21-000007 | this filing | 2021-10-19 | acceptance time not in the bulk data set |