13F-HR filed by Sterling Investment Advisors, Ltd.
Sterling Investment Advisors, Ltd. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-09, with 440 holding rows worth $190,279,000.
- Accession
- 0001701132-18-000004
- Filer
- CIK 1701132
- Filed
- 2018-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 442 entries on the cover page, a total value of $190,279,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $190,279,000 with VALUE read as thousands by filing date, 13F file number 028-18056. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 52,845 | $11,929,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 146,095 | $7,327,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 126,528 | $7,182,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 81,105 | $7,076,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,785 | $5,578,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 149,849 | $5,564,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 89,555 | $4,831,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 77,964 | $4,162,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,441 | $4,154,000 | thousands by filing date | |
| Visa Inc Com CL A | 92851S204 | COM | 27,073 | $4,063,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 59,513 | $3,827,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,916 | $3,650,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,617 | $3,401,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,582 | $3,359,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,666 | $2,926,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 69,175 | $2,895,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 13,015 | $2,698,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,429 | $2,644,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,646 | $2,554,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 31,662 | $2,268,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 19,073 | $2,190,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 14,406 | $2,104,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 10,351 | $2,100,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 24,527 | $2,078,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 24,221 | $2,016,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 90,100 | $1,998,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 27,259 | $1,934,000 | thousands by filing date | |
| 3M COMPANY | 604059105 | COMMON STOCK | 9,150 | $1,928,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 60,801 | $1,779,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,693 | $1,741,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 23,000 | $1,682,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 35,462 | $1,677,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 4,211 | $1,647,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 22,156 | $1,632,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,243 | $1,631,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 87,450 | $1,620,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 14,411 | $1,611,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,904 | $1,607,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,345 | $1,605,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,567 | $1,556,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 24,865 | $1,552,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 41,835 | $1,544,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 20,057 | $1,536,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,439 | $1,517,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,704 | $1,448,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17,886 | $1,408,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 6,894 | $1,390,000 | thousands by filing date | |
| BANK NEW YORK CO INC | 064057102 | COMMON STOCK | 26,806 | $1,367,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 32,032 | $1,220,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 33,075 | $1,168,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 7,685 | $1,089,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,312 | $1,050,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 47,200 | $1,048,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,400 | $1,033,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 21,911 | $941,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 24,732 | $876,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,385 | $874,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 31,850 | $871,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 47,850 | $854,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,146 | $846,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,826 | $822,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 10,546 | $813,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 16,341 | $793,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,013 | $774,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 5,950 | $761,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 27,800 | $758,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,050 | $752,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 10,225 | $744,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,574 | $710,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,059 | $679,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,625 | $676,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 53,000 | $662,000 | thousands by filing date | |
| Eaton Corp. | 278058102 | COM | 7,625 | $661,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,550 | $631,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 9,335 | $600,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,575 | $558,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,694 | $548,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,521 | $529,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,892 | $503,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,221 | $491,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,400 | $476,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,210 | $449,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,934 | $435,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,081 | $402,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 10,550 | $390,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,144 | $384,000 | thousands by filing date | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 3,937 | $374,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 9,400 | $361,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,606 | $357,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,590 | $352,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,883 | $341,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,676 | $329,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 936 | $324,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,500 | $323,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,865 | $307,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 066050105 | COMMON STOCK | 10,185 | $300,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,512 | $299,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,999 | $299,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,000 | $297,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,750 | $295,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,029 | $278,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,405 | $266,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 14,962 | $257,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,579 | $254,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,358 | $247,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,200 | $247,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 5,173 | $244,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,353 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,625 | $237,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 888 | $235,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,150 | $222,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,803 | $212,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,956 | $209,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 51,500 | $206,000 | thousands by filing date | |
| NASDAQ 100TR | 631100104 | UNIT SER 1 | 1,100 | $204,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 2,923 | $194,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 3,000 | $183,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,450 | $178,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,500 | $178,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,501 | $177,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 7,911 | $176,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,663 | $165,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,343 | $164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,000 | $164,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 983 | $162,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,500 | $160,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,517 | $159,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,450 | $156,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,355 | $153,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 378 | $153,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 729 | $151,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,000 | $151,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 6,000 | $151,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,430 | $142,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 12,441 | $140,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 607 | $136,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,150 | $135,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 15,000 | $135,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,300 | $126,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,527 | $125,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 15,000 | $120,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 790 | $119,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 448 | $119,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 315 | $118,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 6,950 | $118,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,027 | $117,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,000 | $114,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,549 | $112,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,558 | $112,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,000 | $111,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,000 | $109,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 3,800 | $106,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,000 | $102,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 616 | $102,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,639 | $100,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 350 | $98,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,954 | $98,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 20,000 | $98,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 636 | $97,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 4,282 | $94,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 2,800 | $93,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,000 | $91,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 4,000 | $91,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 510 | $87,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 6,000 | $86,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 650 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,600 | $85,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 3,000 | $85,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,000 | $84,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 8,582 | $84,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,603 | $83,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,170 | $82,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,015 | $82,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 500 | $81,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,000 | $81,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 600 | $81,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,326 | $80,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 800 | $79,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 700 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,820 | $78,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,000 | $77,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 236 | $75,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 690 | $73,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,002 | $73,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 425 | $71,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,000 | $71,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 200 | $71,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 681 | $71,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,000 | $71,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,040 | $71,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 888 | $69,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 200 | $69,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 491 | $67,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,195 | $67,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 2,000 | $66,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 250 | $65,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 500 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,950 | $64,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 5,915 | $63,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 540 | $62,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 800 | $62,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 4,508 | $62,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 1,000 | $62,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,300 | $61,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,532 | $60,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 348 | $59,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 978 | $59,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 3,000 | $59,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,000 | $58,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 4,000 | $58,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 25,000 | $58,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 4,000 | $56,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 1,800 | $55,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,410 | $54,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 500 | $53,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 235 | $52,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 308 | $52,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,000 | $52,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 337 | $51,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 500 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 220 | $51,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 400 | $51,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 2,000 | $51,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 153 | $50,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 293 | $49,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 600 | $49,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 512 | $49,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 986 | $49,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 5,000 | $49,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,000 | $47,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,500 | $47,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 343 | $47,000 | thousands by filing date | |
| CARNIVAL CORPORATION | 143658102 | COMMON STOCK | 737 | $47,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 526 | $46,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 702 | $45,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 200 | $45,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,000 | $45,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 631 | $45,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 836 | $44,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 438 | $43,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,004 | $43,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 601 | $41,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,000 | $40,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 720 | $40,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,232 | $40,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 442 | $40,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,000 | $40,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 434 | $39,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 450 | $39,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 700 | $39,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,500 | $38,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 330 | $37,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 694 | $37,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 18 | $36,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 381 | $36,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 700 | $36,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 805 | $36,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 174 | $36,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 191 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 400 | $35,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,058 | $35,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,000 | $35,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 125 | $35,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 200 | $35,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 303 | $34,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 250 | $34,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 3,513 | $34,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 190 | $33,000 | thousands by filing date | |
| Spark Therapeutics Inc. | 084652J13 | COM | 600 | $33,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 349 | $32,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 400 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 700 | $32,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,000 | $32,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 220 | $31,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 277 | $31,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 201 | $31,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 1,200 | $31,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 451 | $30,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 400 | $30,000 | thousands by filing date | |
| Delta Air Lines Inc | 247361108 | COM | 512 | $30,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,280 | $29,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 700 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 134 | $27,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,591 | $27,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 182 | $25,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 198 | $25,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 419 | $25,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 556 | $24,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 208 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 500 | $24,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 150 | $24,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 135 | $23,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 300 | $23,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 401 | $23,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 250 | $23,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 333 | $23,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 376 | $22,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $22,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 250 | $22,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 200 | $22,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,039 | $22,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 198 | $21,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 200 | $21,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,000 | $21,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 260 | $21,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 150 | $21,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 100 | $20,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 500 | $20,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,000 | $20,000 | thousands by filing date | |
| VTI | 922908769 | COM | 127 | $19,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 200 | $19,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 2,500 | $19,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 325 | $18,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 500 | $18,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 493 | $18,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 334 | $18,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 948 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 500 | $18,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 450 | $17,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,000 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,000 | $17,000 | thousands by filing date | |
| MERIDIAN CORP COM | 587405101 | Stock | 1,000 | $17,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 300 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 305 | $16,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 500 | $16,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 354 | $15,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 307 | $15,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,000 | $15,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,150 | $15,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 506 | $14,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 197 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 300 | $14,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 2,200 | $14,000 | thousands by filing date | |
| DUKE ENERGY | 264399106 | COM | 181 | $14,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 104 | $14,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 412 | $14,000 | thousands by filing date | |
| DOLLAR GENERAL | 256669102 | COMMON STOCK | 132 | $14,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 176 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 891 | $13,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 750 | $13,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 159 | $12,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 177 | $12,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 125 | $12,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 118 | $12,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 106 | $12,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 160 | $12,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 700 | $12,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 445 | $12,000 | thousands by filing date | |
| FLUOR CORP NEW | 343412AA0 | NOTE 1.5 | 200 | $12,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 149 | $11,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 178 | $11,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 67 | $11,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 171 | $11,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 200 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 339 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 200 | $11,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 432 | $11,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 100 | $10,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 230 | $10,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 400 | $10,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 179 | $10,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 263 | $10,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 445 | $10,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 98 | $9,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 150 | $9,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,500 | $9,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 450 | $8,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 257 | $8,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 103 | $8,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 72 | $8,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 627 | $8,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,000 | $7,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 200 | $7,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 500 | $7,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 200 | $6,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 96 | $6,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 2,500 | $6,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 36 | $5,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 149 | $5,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 4 | $5,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 558 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 300 | $5,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 100 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 30 | $5,000 | thousands by filing date | |
| CBS CORPORATION | 12490K107 | COMMON STOCK | 80 | $5,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 80 | $5,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,000 | $4,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 50 | $4,000 | thousands by filing date | |
| FS Investment Corp. | 09779794Z | COM | 500 | $4,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 47 | $3,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 100 | $3,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 20 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 144 | $3,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 228 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 75 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 150 | $3,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 85 | $3,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 80 | $3,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200 | $3,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 71,000 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 80 | $3,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 150 | $3,000 | thousands by filing date | |
| DarioHealth Corp. | 23725P108 | COM | 2,800 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 48 | $2,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 9 | $2,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 20 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 66 | $2,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 22 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 100 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 30 | $2,000 | thousands by filing date | |
| TRANSOCEAN, INC | G90078109 | COMMON STOCK | 165 | $2,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 150 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC COM | 82966U103 | Stock | 373 | $2,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 1,000 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W100 | ADR | 76 | $2,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 100 | $2,000 | thousands by filing date | call |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 50 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 400 | $2,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 5 | $1,000 | thousands by filing date | |
| LOEWS CORP | 540424207 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 100 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 100 | $1,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EPAM SYS INC COM | 29414B104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANDORA MEDIA INC | 698354107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R401 | COM NEW | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LifeLogger Technologies Corp. | 53224Q101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001701132-18-000004 | this filing | 2018-11-09 | acceptance time not in the bulk data set |