13F-HR filed by ALGEBRIS (UK) LTD
ALGEBRIS (UK) LTD filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-04, with 56 holding rows worth $980,018,000.
- Accession
- 0001700286-17-000007
- Filer
- CIK 1700286
- Filed
- 2017-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 56 entries on the cover page, a total value of $980,018,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $980,018,000 with VALUE read as thousands by filing date, 13F file number 028-18103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 124,150,000 | $135,369,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 484,000 | $66,618,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 59,000,000 | $63,952,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280BL2 | NOTE 6.000%12/3 | 59,500,000 | $61,563,000 | thousands by filing date | principal |
| ROYAL BK OF SCOTLAND PLC | 780099CJ4 | DEBT 7.500%12/3 | 46,800,000 | $48,397,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 703,310 | $38,970,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 34,200,000 | $37,214,000 | thousands by filing date | principal |
| DISCOVER FINL SVCS | 254709108 | COM | 485,100 | $30,168,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 440,079 | $29,432,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 27,300,000 | $28,739,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400,000 | $27,124,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 340,000 | $27,122,000 | thousands by filing date | put |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 26,997,000 | $26,809,000 | thousands by filing date | principal |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 625,125 | $23,060,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 691,200 | $23,052,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 908,788 | $22,047,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 537,845 | $20,454,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 15,300 | $20,060,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,178,217 | $15,929,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 609,101 | $15,812,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 15,045,000 | $15,366,000 | thousands by filing date | principal |
| Deutsch Bank Ag | 251525AN1 | bond | 13,200,000 | $13,592,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 135,550 | $12,389,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500,000 | $12,335,000 | thousands by filing date | put |
| BB & T CORP | 054937107 | COM | 223,889 | $10,167,000 | thousands by filing date | |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 9,490,000 | $10,092,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 9,526,000 | $9,052,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280AS8 | DBCV 6.375%12/3 | 8,600,000 | $9,021,000 | thousands by filing date | principal |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 677,046 | $8,639,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 691,200 | $7,741,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 296,016 | $7,664,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 288,600 | $7,001,000 | thousands by filing date | call |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 381,540 | $6,822,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 100,000 | $6,219,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 336,075 | $6,167,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 84,000 | $6,085,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 68,050 | $5,622,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 382,650 | $5,602,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 50,000 | $5,496,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 275,247 | $5,436,000 | thousands by filing date | |
| BNP PARIBAS | F1R15XK69 | DEBT 12/3 | 5,000,000 | $5,312,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 93,530 | $5,139,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 83,550 | $4,591,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 67,950 | $3,945,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 84,050 | $3,894,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 56,500 | $3,818,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 250,000 | $3,013,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 75,000 | $2,501,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 129,450 | $2,408,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,650 | $2,363,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 2,250,000 | $2,308,000 | thousands by filing date | principal |
| F N B CORP | 302520101 | COM | 160,900 | $2,278,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 20,500 | $1,874,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 5,000 | $1,808,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,100 | $1,354,000 | thousands by filing date | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 395,700 | $1,013,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001700286-17-000007 | this filing | 2017-08-04 | acceptance time not in the bulk data set |