13F-HR filed by Adalta Capital Management LLC
Adalta Capital Management LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-16, with 94 holding rows worth $180,679,000.
- Accession
- 0001698926-21-000004
- Filer
- CIK 1698926
- Filed
- 2021-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 120 entries on the cover page, a total value of $180,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,679,000 with VALUE read as thousands by filing date, 13F file number 028-18082. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 68,185 | $19,223,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 106,910 | $13,365,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 91,811 | $10,681,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 28,945 | $9,502,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 82,168 | $8,970,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 164,882 | $8,823,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 49,695 | $8,134,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 52,329 | $6,749,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,384 | $6,374,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 55,273 | $6,257,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 76,110 | $5,766,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 28,570 | $5,600,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 143,855 | $5,117,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 29,020 | $4,862,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 85,675 | $4,792,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 26,073 | $4,410,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 52,090 | $2,835,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 16,571 | $2,677,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,348 | $2,496,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 50,765 | $2,407,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,663 | $2,318,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 70,216 | $2,172,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 14,296 | $2,117,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 24,931 | $1,957,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 16,700 | $1,931,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 94,550 | $1,777,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,224 | $1,730,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 16,715 | $1,349,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,115 | $1,281,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,298 | $1,151,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 37,794 | $1,125,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 410 | $1,093,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 18,413 | $995,000 | thousands by filing date | |
| COUPANG INC | 22266T109 | CL A | 35,145 | $979,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,118 | $925,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,410 | $904,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 24,012 | $886,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 19,235 | $825,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 23,250 | $766,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 18,610 | $711,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,960 | $677,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,625 | $665,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,480 | $645,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 28,663 | $580,000 | thousands by filing date | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 24,900 | $569,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,535 | $547,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,655 | $511,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 7,135 | $491,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,221 | $484,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,876 | $461,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 360 | $430,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,200 | $410,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,395 | $349,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 3,800 | $342,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,000 | $325,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 7,955 | $322,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,500 | $318,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 14,521 | $309,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 3,160 | $292,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,915 | $271,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,100 | $270,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,760 | $264,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 48,422 | $260,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 34,000 | $258,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 5,996 | $233,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 8,250 | $224,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 4,675 | $206,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 8,000 | $201,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,600 | $198,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 8,500 | $196,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 12,500 | $187,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $180,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 8,000 | $180,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 7,230 | $174,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 2,105 | $170,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,495 | $168,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 4,655 | $162,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 5,675 | $161,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,662 | $155,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 553 | $151,000 | thousands by filing date | |
| UIPATH INC | 90364P105 | CL A | 2,790 | $147,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,700 | $146,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 500 | $141,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,090 | $138,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,005 | $134,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 7,000 | $130,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,950 | $126,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,256 | $123,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,190 | $114,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,300 | $112,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 1,000 | $111,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,345 | $94,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 250 | $78,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 5,000 | $57,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001698926-21-000004 | this filing | 2021-11-16 | acceptance time not in the bulk data set |