13F-HR filed by SeaCrest Wealth Management, LLC
SeaCrest Wealth Management, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-11, with 705 holding rows worth $911,646,000.
- Accession
- 0001698478-22-000001
- Filer
- CIK 1728121
- Filed
- 2022-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 705 entries on the cover page, a total value of $911,646,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $911,646,000 with VALUE read as thousands by filing date, 13F file number 028-18252. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,373 | $313,000 | thousands by filing date | |
| AZEK CO INC | 05478C105 | CL A | 6,752 | $312,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,287 | $311,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 5,726 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,431 | $310,000 | thousands by filing date | |
| SCHWAB LONG-TERM U.S. TREASURY ETF | 808524680 | ETF | 6,040 | $309,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,351 | $308,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 427 | $307,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,135 | $306,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,091 | $305,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,833 | $304,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,886 | $303,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,452 | $300,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 18,567 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,784 | $299,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 20,900 | $299,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,651 | $296,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,902 | $296,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 20,510 | $296,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,550 | $294,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 33,890 | $293,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,400 | $293,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 594 | $292,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,154 | $291,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,319 | $290,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,186 | $288,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,292 | $287,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,971 | $286,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,563 | $283,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,671 | $283,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,882 | $283,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,058 | $282,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,036 | $282,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,790 | $281,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 25,135 | $281,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,099 | $280,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 8,342 | $279,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 7,777 | $278,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,838 | $277,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 922 | $277,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 27,522 | $277,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 796 | $276,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 13,118 | $275,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,965 | $275,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,868 | $271,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,150 | $270,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 12,361 | $270,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,072 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,243 | $268,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,672 | $267,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 5,183 | $266,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 990 | $265,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,323 | $265,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 966 | $264,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,050 | $262,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 412 | $262,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 890 | $261,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,430 | $260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,619 | $260,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 20,642 | $259,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,547 | $257,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,825 | $257,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,936 | $256,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 15,529 | $256,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,854 | $254,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 21,748 | $254,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,916 | $254,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,505 | $252,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,609 | $251,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,361 | $249,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,899 | $249,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 147,500 | $249,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 16,395 | $249,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 53,945 | $249,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,472 | $248,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,203 | $247,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 5,459 | $247,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,125 | $245,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,710 | $245,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 1,581 | $244,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 18,462 | $244,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 4,689 | $243,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,056 | $243,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 8,751 | $242,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,348 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,220 | $241,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 6,311 | $238,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,875 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,966 | $238,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 27,323 | $237,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,008 | $236,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 741 | $236,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 1,608 | $236,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,210 | $236,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,031 | $233,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,400 | $233,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,305 | $233,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 650 | $233,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 351 | $231,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,240 | $231,000 | thousands by filing date | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 8,628 | $230,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 4,526 | $230,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,600 | $230,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 13,075 | $227,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 8,742 | $227,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 23,671 | $227,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 850 | $226,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 510 | $225,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,273 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 2,754 | $223,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,066 | $222,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,600 | $222,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 8,540 | $221,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 4,000 | $220,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,869 | $218,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 3,967 | $218,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,078 | $218,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,000 | $218,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 2,492 | $217,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,525 | $217,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,285 | $216,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,975 | $213,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,140 | $213,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 679 | $213,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,151 | $213,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 4,040 | $213,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 580 | $212,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,435 | $212,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,304 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 4,884 | $212,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,470 | $211,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 11,679 | $211,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 528 | $210,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 6,032 | $210,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 810 | $210,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,615 | $210,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 10,095 | $210,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 6,907 | $208,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,072 | $208,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,580 | $208,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 14,078 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 3,024 | $206,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,683 | $205,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 842 | $205,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,115 | $205,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,740 | $205,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,548 | $204,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,645 | $204,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,543 | $203,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,563 | $203,000 | thousands by filing date | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 5,375 | $203,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 9,170 | $203,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 254 | $202,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 7,729 | $202,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 792 | $202,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 4,957 | $202,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 504 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,268 | $201,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 529 | $201,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 15,068 | $199,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,542 | $189,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 22,650 | $189,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 21,950 | $186,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 16,000 | $181,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 11,058 | $180,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 10,297 | $168,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,799 | $167,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 12,245 | $166,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 13,890 | $163,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14,298 | $143,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 20,600 | $140,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 26,882 | $140,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 16,254 | $138,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,459 | $137,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,223 | $134,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,749 | $130,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 19,480 | $130,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,953 | $128,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,208 | $127,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,064 | $125,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,881 | $116,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 70,300 | $105,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 10,888 | $105,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,950 | $104,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,397 | $95,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,892 | $94,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 10,031 | $94,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,349 | $94,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,500 | $88,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 35,490 | $88,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,423 | $87,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 15,306 | $82,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 22,030 | $82,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 10,350 | $82,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 13,500 | $74,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,500 | $70,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 17,622 | $66,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 12,000 | $63,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 18,821 | $52,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 14,398 | $49,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,225 | $44,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,000 | $41,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 38,563 | $35,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 12,400 | $15,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001698478-22-000001 | this filing | 2022-02-11 | acceptance time not in the bulk data set |