13F-HR/A filed by Summit Trail Advisors, LLC
Summit Trail Advisors, LLC filed this 13F-HR/A for the quarter ended 2020-09-30, filed 2020-11-16, with 212 holding rows worth $517,082,000.
- Accession
- 0001698478-20-000006
- Filer
- CIK 1698478
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, amendment of type restatement, 212 entries on the cover page, a total value of $517,082,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $517,082,000 with VALUE read as thousands by filing date, 13F file number 028-18552. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 126,305 | $44,778,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,870,371 | $33,461,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 362,713 | $31,835,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 615,555 | $28,648,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 66,475 | $24,609,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 185,231 | $22,081,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 61,746 | $21,809,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 64,720 | $20,676,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 346,469 | $17,809,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 347,677 | $15,075,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 120,237 | $14,745,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 123,964 | $14,581,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 205,045 | $13,658,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,101 | $12,754,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 145,285 | $12,550,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,542 | $11,448,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 42,925 | $9,248,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 133,916 | $8,763,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 242,188 | $8,157,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,576 | $7,974,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 41,520 | $7,058,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 113,049 | $5,245,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 18,330 | $4,111,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 407,984 | $3,125,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 75,869 | $3,064,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,846 | $2,887,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 42,516 | $2,564,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,883 | $2,562,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,353 | $2,343,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 21,514 | $2,306,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 31,845 | $2,245,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,335 | $2,210,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,101 | $2,129,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,534 | $2,109,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,516 | $1,914,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,929 | $1,843,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 26,848 | $1,778,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 115,721 | $1,775,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 109,957 | $1,762,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,327 | $1,749,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 48,260 | $1,725,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 124,707 | $1,724,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 89,570 | $1,550,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 22,856 | $1,497,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 10,921 | $1,364,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 30,645 | $1,338,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,837 | $1,312,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 1,000,000 | $1,300,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 84,482 | $1,239,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,228 | $1,230,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 87,762 | $1,213,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 13,235 | $1,189,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,107 | $1,155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 16,521 | $1,095,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 12,853 | $1,091,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 12,139 | $1,043,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,711 | $1,032,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 7,505 | $1,030,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 14,729 | $1,006,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 35,432 | $946,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,380 | $943,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 64,981 | $940,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 71,674 | $932,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,197 | $919,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,205 | $905,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,813 | $897,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 67,851 | $890,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,566 | $868,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,712 | $833,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,041 | $804,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,143 | $799,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 45,000 | $791,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 27,318 | $783,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,203 | $781,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 9,268 | $771,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,976 | $746,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,956 | $731,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,092 | $726,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,491 | $725,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 16,781 | $719,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 60,376 | $705,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 40,000 | $696,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,617 | $686,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,959 | $685,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 12,257 | $680,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,397 | $662,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 47,684 | $658,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 25,724 | $651,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,014 | $647,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,805 | $645,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,584 | $615,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,481 | $610,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 51,197 | $594,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,399 | $593,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,606 | $591,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 76,219 | $580,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,385 | $556,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 37,270 | $543,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 62,578 | $528,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 22,183 | $520,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,373 | $508,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,663 | $508,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 6,310 | $503,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,804 | $501,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 34,335 | $492,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,175 | $488,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,484 | $479,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,472 | $476,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 6,354 | $471,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 14,000 | $471,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,678 | $469,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 58,513 | $468,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 618 | $458,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,350 | $455,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 7,700 | $453,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,911 | $431,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,291 | $423,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,006 | $421,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,971 | $419,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,109 | $418,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,981 | $417,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,604 | $411,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,223 | $408,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,711 | $406,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,837 | $406,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 13,909 | $404,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,971 | $392,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 18,699 | $379,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 570 | $376,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 498 | $369,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,298 | $362,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,584 | $354,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,134 | $352,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,527 | $342,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 910 | $342,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,215 | $340,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 49,919 | $340,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,449 | $338,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $337,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,885 | $336,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 4,000 | $335,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 5,497 | $330,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,867 | $329,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,725 | $329,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,959 | $328,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,027 | $324,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,598 | $321,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,798 | $314,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 6,750 | $313,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,575 | $310,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,440 | $307,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,885 | $301,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 30,000 | $300,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 28,149 | $298,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 217,052 | $297,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,214 | $293,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,752 | $288,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,410 | $287,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 15,000 | $279,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,874 | $278,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,565 | $277,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 14,397 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,762 | $273,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,400 | $271,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 27,897 | $270,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,009 | $269,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 22,502 | $268,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 19,810 | $268,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,332 | $267,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,118 | $266,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,775 | $263,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,775 | $260,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 405 | $258,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 131 | $257,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,086 | $256,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,323 | $253,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 7,115 | $253,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,302 | $247,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,469 | $245,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,110 | $242,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 4,400 | $235,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,432 | $229,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,208 | $226,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,000 | $225,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,929 | $225,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,357 | $224,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,641 | $222,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,928 | $222,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,929 | $220,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,270 | $218,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,100 | $217,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,218 | $217,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,271 | $216,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 810 | $216,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,303 | $216,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,631 | $211,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 4,000 | $209,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,192 | $203,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2,047 | $201,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 31,191 | $185,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 30,484 | $166,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 43,705 | $163,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,958 | $163,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 11,012 | $144,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 52,953 | $142,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 15,079 | $132,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,202 | $116,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,903 | $57,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,471 | $40,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 17,730 | $27,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 10,000 | $7,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 15,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001698478-20-000005 | superseded | 2020-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001698478-20-000006 | this filing | 2020-11-16 | acceptance time not in the bulk data set |