13F-HR filed by Moloney Securities Asset Management, LLC
Moloney Securities Asset Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-31, with 439 holding rows worth $554,968,807.
- Accession
- 0001697934-23-000004
- Filer
- CIK 1697934
- Filed
- 2023-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 439 entries on the cover page, a total value of $554,968,807 stated on the cover page (in dollars after the unit check, H1), rows summing to $554,968,807 with VALUE read as dollars as filed, 13F file number 028-17870. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 835,808 | $20,861,765 | dollars as filed | |
| Apple Inc | 037833100 | COM | 110,111 | $18,852,056 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 40,516 | $17,398,907 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 51,907 | $16,389,684 | dollars as filed | |
| RBB FD INC | 74933W452 | US TREAS 3 MNTH | 238,254 | $11,929,388 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 382,083 | $11,519,802 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 539,217 | $11,318,173 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 28,988 | $10,154,496 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 71,262 | $9,058,825 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 22,655 | $8,116,761 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 60,445 | $7,909,833 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 56,258 | $6,614,803 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 38,712 | $6,029,402 | dollars as filed | |
| VTI | 922908769 | COM | 26,476 | $5,623,729 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,376 | $5,231,524 | dollars as filed | |
| SPY | 78462F103 | SHS | 11,977 | $5,120,066 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 69,643 | $5,040,762 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 11,430 | $4,971,752 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 37,523 | $4,947,408 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 20,840 | $4,793,487 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 32,503 | $4,740,832 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 76,199 | $4,527,727 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 16,223 | $4,360,080 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,469 | $4,343,738 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 84,642 | $4,254,099 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 24,679 | $4,161,327 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 27,719 | $4,131,787 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 87,068 | $4,086,122 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 27,863 | $4,040,673 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 67,802 | $4,019,319 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 12,902 | $3,898,414 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 23,766 | $3,800,953 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 58,153 | $3,692,149 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 25,691 | $3,604,499 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 29,193 | $3,357,445 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 62,440 | $3,356,775 | dollars as filed | |
| OPEN TEXT CORP COM | 683715106 | Stock | 95,556 | $3,354,016 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 23,643 | $3,349,916 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 35,259 | $3,300,985 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 12,357 | $3,255,293 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 35,536 | $3,243,387 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 496,095 | $3,150,205 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 53,102 | $3,038,500 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 67,507 | $2,987,860 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 17,524 | $2,969,185 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 5,759 | $2,936,514 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 52,056 | $2,914,116 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 22,262 | $2,865,950 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 70,107 | $2,823,203 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 5,233 | $2,810,704 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 64,768 | $2,700,840 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 15,651 | $2,651,203 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 41,477 | $2,609,311 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 13,923 | $2,572,174 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 11,539 | $2,549,713 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 6,189 | $2,531,055 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 45,855 | $2,502,307 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 85,739 | $2,453,005 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 72,255 | $2,341,778 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 40,577 | $2,324,637 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 23,895 | $2,314,253 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 14,533 | $2,310,885 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 14,286 | $2,219,780 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 28,229 | $2,212,057 | dollars as filed | |
| IJH | 464287507 | COM | 8,839 | $2,203,926 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 19,555 | $2,083,390 | dollars as filed | |
| CHS Inc | 12542R803 | Preferred Stock | 80,327 | $2,033,890 | dollars as filed | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 55,906 | $1,913,207 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 111,411 | $1,906,242 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 31,501 | $1,900,799 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,720 | $1,894,574 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 41,117 | $1,881,082 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 8,943 | $1,820,985 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 17,552 | $1,735,692 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 19,623 | $1,731,919 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 23,068 | $1,721,334 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 16,836 | $1,694,880 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 112,574 | $1,690,855 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 42,388 | $1,625,437 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,544 | $1,618,539 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,855 | $1,616,680 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 101,217 | $1,602,258 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 21,337 | $1,571,034 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,962 | $1,540,377 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 3,868 | $1,531,485 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 2,985 | $1,525,156 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 15,953 | $1,513,802 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 44,700 | $1,477,790 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 25,903 | $1,477,766 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 43,725 | $1,473,095 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 19,570 | $1,466,576 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 18,358 | $1,463,316 | dollars as filed | |
| Intel Corp | 458140100 | COM | 40,961 | $1,456,163 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 20,753 | $1,448,974 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 11,802 | $1,448,932 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 11,616 | $1,405,785 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 30,555 | $1,397,600 | dollars as filed | |
| AIR LIQUIDE ADR | 009126202 | COM | 40,507 | $1,371,000 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 14,476 | $1,365,474 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,570 | $1,335,737 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 39,850 | $1,332,572 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 5,316 | $1,330,170 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,081 | $1,324,662 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,030 | $1,312,375 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 31,101 | $1,307,808 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 24,395 | $1,293,423 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 29,089 | $1,271,780 | dollars as filed | |
| American Express Company | 025816109 | COM | 8,503 | $1,268,627 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 18,898 | $1,258,985 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 24,775 | $1,257,081 | dollars as filed | |
| FISERV INC | 337738108 | COM | 10,730 | $1,212,061 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 25,501 | $1,206,707 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 17,250 | $1,192,650 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 17,068 | $1,174,449 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 12,662 | $1,165,284 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 11,014 | $1,155,555 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 25,739 | $1,149,761 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 8,708 | $1,141,236 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,239 | $1,133,444 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 21,581 | $1,132,790 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,235 | $1,122,442 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,527 | $1,113,160 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 12,164 | $1,106,194 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,036 | $1,073,484 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 7,644 | $1,064,809 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,817 | $1,059,374 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 8,458 | $1,044,817 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 9,030 | $1,041,429 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,994 | $1,027,671 | dollars as filed | |
| Boeing Company | 097023105 | COM | 5,271 | $1,010,415 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 110,235 | $982,190 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,719 | $968,856 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 1,975 | $961,013 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,700 | $960,355 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 12,642 | $950,300 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 11,711 | $949,168 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 5,418 | $948,638 | dollars as filed | |
| MYR GROUP INC | 55405W104 | COM | 6,993 | $942,377 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 2,162 | $941,481 | dollars as filed | |
| CORNING INC | 219350105 | COM | 30,816 | $938,956 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 6,784 | $935,653 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 10,105 | $935,513 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10,416 | $922,337 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 60,777 | $920,167 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 4,528 | $918,188 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 7,295 | $911,473 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 2,861 | $904,637 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,277 | $894,003 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 17,615 | $886,396 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 4,248 | $882,895 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 4,385 | $877,351 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,400 | $863,688 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 20,420 | $861,724 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,954 | $860,099 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,941 | $859,385 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 18,067 | $854,203 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,254 | $853,793 | dollars as filed | |
| Deere & Company | 244199105 | COM | 2,261 | $853,410 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,813 | $851,976 | dollars as filed | |
| INTEGRIS SECD CR FD II LLC LTD | 45791k103 | COM | 850 | $850,000 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 3,233 | $847,772 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 4,708 | $847,297 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,025 | $846,899 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,650 | $832,053 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 33,520 | $828,619 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 8,150 | $828,483 | dollars as filed | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,517 | $823,649 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 2,409 | $823,228 | dollars as filed | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,161 | $822,463 | dollars as filed | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 12,098 | $817,946 | dollars as filed | |
| SCHD | 808524797 | COM | 11,532 | $815,982 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 7,220 | $815,499 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 6,864 | $811,861 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 10,897 | $811,609 | dollars as filed | |
| FRONTDOOR INC COM | 35905A109 | Stock | 26,376 | $806,842 | dollars as filed | |
| PBF ENERGY INC | 69318G106 | CL A | 15,022 | $804,128 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 22,704 | $800,770 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,302 | $800,497 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,557 | $800,438 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,187 | $796,786 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 13,395 | $789,501 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 2,289 | $786,523 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 68,738 | $777,430 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 16,848 | $774,181 | dollars as filed | |
| WEX INC | 96208T104 | COM | 4,092 | $769,664 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 15,725 | $745,837 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 7,788 | $744,675 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 881 | $731,804 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,950 | $721,503 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,115 | $716,504 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,161 | $699,172 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,586 | $698,401 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,900 | $697,495 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,399 | $690,251 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 11,718 | $688,901 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 24,824 | $679,436 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 2,735 | $678,554 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 12,661 | $678,123 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 2,558 | $677,591 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 7,494 | $668,615 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 9,110 | $667,493 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 8,877 | $667,132 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 215 | $663,049 | dollars as filed | |
| Bayer AG Spons ADR | 072730302 | COM | 54,971 | $661,301 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 6,081 | $644,100 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 89,861 | $639,808 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 12,383 | $638,467 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 12,752 | $629,949 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 5,961 | $615,712 | dollars as filed | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 16,133 | $603,208 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 15,900 | $599,271 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 21,850 | $598,260 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 15,203 | $596,422 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 17,412 | $577,559 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y102 | CORE PLUS INCM | 26,511 | $569,983 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,545 | $568,742 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,419 | $566,820 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,063 | $566,171 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,005 | $562,248 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 12,299 | $558,726 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 42,161 | $550,198 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,832 | $543,541 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 1,745 | $535,907 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,311 | $530,523 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 6,898 | $529,422 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,666 | $528,315 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,447 | $523,269 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,587 | $506,028 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 4,652 | $498,432 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 174,601 | $492,375 | dollars as filed | |
| CHS INC. 8 PFD 8 PFDPFD | 12542R209 | PREFERRED STOCK | 16,088 | $492,286 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 35,024 | $491,380 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 19,955 | $488,903 | dollars as filed | |
| PROSPECT CAP CORP 5.5PFD CONV | 74348t441 | PFD | 19,300 | $482,500 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 13,033 | $480,913 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,679 | $479,912 | dollars as filed | |
| SIEMENS A G - ADR | 826197501 | COM | 6,639 | $476,780 | dollars as filed | |
| Southern Company | 842587107 | COM | 7,292 | $471,912 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 182 | $462,278 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 3,013 | $459,322 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 3,696 | $442,804 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 7,148 | $440,296 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,692 | $433,338 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,779 | $427,521 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 6,856 | $421,569 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 4,742 | $421,487 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 3,060 | $419,863 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6,466 | $419,383 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 6,120 | $416,348 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 13,517 | $415,641 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,370 | $414,589 | dollars as filed | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,281 | $414,456 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 226 | $412,125 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 136,247 | $410,102 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D879 | FT VEST RIS | 19,298 | $406,609 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,758 | $399,567 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 5,391 | $399,204 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,048 | $398,889 | dollars as filed | |
| CHEMED CORP NEW | 16359R103 | COM | 764 | $396,805 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 215 | $393,843 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 6,079 | $393,798 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 38,026 | $390,525 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 13,646 | $389,720 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,371 | $386,418 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,955 | $384,297 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,832 | $380,697 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 1,815 | $377,847 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,603 | $375,807 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 3,357 | $371,238 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 13,712 | $369,393 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 7,820 | $367,149 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,186 | $366,024 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 16,438 | $365,578 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 28,219 | $365,433 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 652 | $364,442 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 99,000 | $362,340 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 59,355 | $359,101 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,467 | $358,224 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 608 | $357,905 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,560 | $356,398 | dollars as filed | |
| Linde plc | G54950103 | COM | 955 | $355,594 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 21,345 | $353,903 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,290 | $352,561 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,489 | $352,005 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 9,700 | $351,140 | dollars as filed | |
| IMPINJ INC | 453204109 | COM | 6,300 | $346,689 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 58 | $345,871 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 13,063 | $345,778 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 6,480 | $344,930 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 7,100 | $344,350 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,019 | $341,459 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 7,965 | $339,548 | dollars as filed | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,740 | $338,982 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,064 | $334,024 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 2,302 | $333,744 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,996 | $331,567 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 11,089 | $328,567 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 40,000 | $327,200 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 4,313 | $326,337 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,737 | $323,985 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 2,327 | $322,119 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 31,160 | $321,258 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 18,427 | $320,998 | dollars as filed | |
| NW Biotherapeutics | 66737P600 | USD | 352,660 | $320,815 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,022 | $320,239 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,862 | $317,820 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,994 | $317,128 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 12,218 | $314,002 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,767 | $310,203 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 5,118 | $304,558 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 4,812 | $303,348 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 31,795 | $303,324 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 15,015 | $302,402 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 13,136 | $301,085 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,467 | $300,379 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,435 | $297,813 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,050 | $296,291 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 15,684 | $295,016 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 5,289 | $288,991 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 5,546 | $287,227 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 21,000 | $285,810 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 225 | $285,273 | dollars as filed | |
| VGT | 92204A702 | SHS | 675 | $280,058 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 11,151 | $279,989 | dollars as filed | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 10,295 | $278,475 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,018 | $277,916 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,333 | $277,667 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 830 | $273,498 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 10,721 | $272,324 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 21,923 | $272,289 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,700 | $270,358 | dollars as filed | |
| REDWOOD FINANCIAL INC | 757903109 | COM | 1,796 | $269,389 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,428 | $269,269 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,542 | $264,498 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,230 | $263,452 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,606 | $260,697 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,555 | $260,252 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,453 | $259,944 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 3,088 | $252,233 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G836 | MAIRS & PWR MINN | 12,100 | $251,317 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 4,250 | $250,283 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,843 | $250,053 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,230 | $247,286 | dollars as filed | |
| ETSY INC | 29786A106 | COM | 3,815 | $246,373 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,027 | $244,928 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,441 | $244,712 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 944 | $244,052 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 7,664 | $243,880 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 2,827 | $243,772 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,406 | $243,099 | dollars as filed | |
| FABRINET SHS | G3323L100 | Stock | 1,440 | $239,933 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,824 | $238,871 | dollars as filed | |
| SHELL PLC SPON ADS | 780259305 | ADR | 3,693 | $237,755 | dollars as filed | |
| MGC | 921910873 | COM | 1,556 | $236,310 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 11,541 | $234,744 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,468 | $234,307 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 949 | $234,251 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,750 | $233,669 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 8,029 | $231,958 | dollars as filed | |
| Highland Opps & Income Fund 5.375 pct. Sr A Pfd | 43010E503 | PFD | 12,599 | $228,420 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,526 | $228,006 | dollars as filed | |
| NEOS ETF TRUST | 78433H501 | NEOS ENH INC 1-3 | 4,495 | $224,256 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 2,070 | $222,791 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,270 | $221,683 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 2,057 | $220,346 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 641,500 | $218,944 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 2,890 | $216,261 | dollars as filed | |
| GLADSTONE LAND CORPORATION 6.0 | 376549408 | PFD | 11,909 | $215,196 | dollars as filed | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 20,515 | $214,997 | dollars as filed | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 11,425 | $211,092 | dollars as filed | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,035 | $210,571 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,282 | $210,266 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,785 | $209,523 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6,120 | $207,835 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 299 | $206,860 | dollars as filed | |
| VWO | 922042858 | SHS | 5,217 | $204,559 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,860 | $204,387 | dollars as filed | |
| PROSPECT CAP CORP PFD CONV SER | 74348t144 | PFD | 8,160 | $204,000 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,976 | $203,587 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 6,110 | $201,934 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,720 | $201,475 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 24,000 | $198,240 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 10,884 | $197,330 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATEGI | 76882g206 | PFD | 10,826 | $189,780 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 23,449 | $172,816 | dollars as filed | |
| AFFILIATED MANAGERS GROUP INC | 008252835 | PFD | 11,194 | $171,716 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,806 | $168,782 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 22,304 | $150,108 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 101,750 | $148,555 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 30,000 | $146,400 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,694 | $145,749 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 80,000 | $144,800 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,197 | $135,105 | dollars as filed | |
| GRAYSCALE COINDESK CRYPTO | G40705108 | USD SHS | 14,485 | $120,805 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 10,058 | $114,359 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,180 | $114,148 | dollars as filed | |
| FORTITUDE GOLD CORP COM | 34962k100 | COM | 19,000 | $113,620 | dollars as filed | |
| PROSHARES TR | 74347B714 | FUND | 10,173 | $110,784 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 180,105 | $107,271 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,363 | $103,970 | dollars as filed | |
| KBS Real Estate Investment Trust III Inc | 48668L105 | ETF | 10,730 | $96,569 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 12,066 | $95,439 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 25,000 | $72,500 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,875 | $70,170 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,821 | $66,764 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,038 | $65,347 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 24,500 | $62,353 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 169,573 | $56,213 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 40,003 | $46,403 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 10,375 | $38,388 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,330 | $34,557 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 11,608 | $32,154 | dollars as filed | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 11,000 | $9,163 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,200 | $7,971 | dollars as filed | |
| OSINO RESOURCES CORP F | 68828L100 | FOREIGN CANADIAN | 10,000 | $7,750 | dollars as filed | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 10,000 | $6,190 | dollars as filed | |
| INTEGRATED BIOPHARMA INC | 45811v105 | COM | 20,000 | $5,600 | dollars as filed | |
| CYTODYN INC | 23283M101 | Common Stock | 28,025 | $5,196 | dollars as filed | |
| RIO2 LIMITED NEW COM | 767217102 | COM | 20,000 | $3,258 | dollars as filed | |
| DRONE DELIVERY CDA CORP COM & | 26210W605 | CS | 16,470 | $3,040 | dollars as filed | |
| ARIZONA GOLD & SILVER INC C | 04051n109 | COM | 10,000 | $2,479 | dollars as filed | |
| NEVADA KING GOLD CORP COMMO | 641353107 | USD | 10,000 | $2,305 | dollars as filed | |
| MINERA ALAMOS INC | 60283L105 | COM | 10,000 | $2,173 | dollars as filed | |
| VOXTUR ANALYTICS CORP COM | 929082105 | COM | 10,000 | $1,100 | dollars as filed | |
| STATEHOUSE HOLDINGS INC COM | 85754g301 | COM | 17,500 | $973 | dollars as filed | |
| CANADIAN CRITICAL MINERALS | 13561d105 | COM | 10,000 | $189 | dollars as filed | |
| NET SAVINGS LINK INC | 64112L203 | COMMON STOCK | 50,000 | $60 | dollars as filed | |
| ATLANTIS GAMING CORPORATION CO | 04914u100 | COM | 69,000 | $14 | dollars as filed | |
| Applied Visual Scien | 038287108 | COM | 113,780 | $11 | dollars as filed | |
| GWG HLDGS INC 5.5XXXPEND POSSIBLE FUTURE DISTRIBUTIONS | 361ESC056 | ESCROW POSITION | 3,088,051 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Link Motion Inc | 53577L105 | COM | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Integral Technologies Inc | 45810j103 | COM | 521,800 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Esc Gwg Series C Wdt | 361ESC064 | COM | 278,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| DOW INC | 98158H106 | DOW | 700,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| HPIL HOLDING | 40432y109 | COM | 400,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GWG HLDGS INC XXX ESCROW PEND | 361esc080 | COM | 64,271 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| GWG SERIES D WDT ESCROW CUSIP | 361esc072 | COM | 1,605,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| JOUNCE THERAPEUTICS INC | 481CVR017 | Common Stock | 176,450 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| DOCUMENT CAPTURE TECHNOLOGIES | 256esc104 | COM | 60,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697934-23-000004 | this filing | 2023-10-31 | acceptance time not in the bulk data set |