13F-HR filed by Moloney Securities Asset Management, LLC
Moloney Securities Asset Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-27, with 439 holding rows worth $549,733,000.
- Accession
- 0001697934-21-000005
- Filer
- CIK 1697934
- Filed
- 2021-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 439 entries on the cover page, a total value of $549,733,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $549,735,000 with VALUE read as thousands by filing date, 13F file number 028-17870. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 124,249 | $17,581,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 59,113 | $16,665,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 53,907 | $8,706,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,162 | $8,454,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,548 | $8,370,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 24,276 | $6,626,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 18,391 | $6,583,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 101,867 | $6,522,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 18,254 | $6,195,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 44,067 | $6,161,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 45,111 | $6,001,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 28,444 | $5,892,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 13,413 | $5,756,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 25,566 | $5,695,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 53,675 | $5,496,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 22,855 | $5,482,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 53,137 | $5,381,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 38,671 | $5,373,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 235,981 | $5,251,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 13,243 | $5,097,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 132,522 | $4,706,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 27,696 | $4,534,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 25,576 | $4,487,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 20,110 | $4,399,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,218 | $4,383,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 39,714 | $4,381,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 375,125 | $4,329,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 57,942 | $4,259,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 72,277 | $4,251,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,588 | $4,132,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 25,356 | $4,107,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 17,502 | $4,044,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 40,841 | $4,022,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,484 | $3,955,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 25,648 | $3,858,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,634 | $3,628,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 43,243 | $3,570,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 23,792 | $3,565,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 54,329 | $3,424,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,862 | $3,387,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 33,347 | $3,357,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 28,411 | $3,340,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 6,097 | $3,289,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,826 | $3,282,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,596 | $3,278,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,288 | $3,251,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 11,737 | $3,239,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 25,559 | $3,204,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 59,054 | $3,190,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 26,647 | $3,148,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 53,168 | $3,128,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 39,697 | $3,117,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 47,492 | $2,968,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,591 | $2,901,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 61,827 | $2,833,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 22,183 | $2,824,000 | thousands by filing date | |
| IJH | 464287507 | COM | 10,560 | $2,778,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 19,889 | $2,772,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 52,526 | $2,756,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,762 | $2,666,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 44,086 | $2,586,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 46,377 | $2,524,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,797 | $2,436,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 51,993 | $2,367,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 290,626 | $2,357,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,078 | $2,330,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 63,024 | $2,300,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 9,320 | $2,291,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 11,904 | $2,288,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,700 | $2,264,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 37,964 | $2,257,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 11,497 | $2,254,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,336 | $2,187,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 394,814 | $2,152,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 34,547 | $2,133,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 53,740 | $2,107,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 282,250 | $2,097,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 15,978 | $2,078,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 11,811 | $2,047,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 69,425 | $2,028,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 44,073 | $2,027,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 35,150 | $2,008,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 19,455 | $2,005,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,386 | $1,985,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 26,387 | $1,974,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 32,917 | $1,948,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 50,166 | $1,934,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 132,984 | $1,895,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 15,133 | $1,885,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,925 | $1,878,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 17,300 | $1,809,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,690 | $1,746,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 32,555 | $1,735,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 17,655 | $1,723,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,254 | $1,685,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7,943 | $1,554,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 18,143 | $1,540,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 28,488 | $1,471,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,441 | $1,468,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 29,039 | $1,465,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 15,365 | $1,448,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,149 | $1,438,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,384 | $1,418,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,124 | $1,404,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 26,343 | $1,396,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19,807 | $1,383,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 18,531 | $1,353,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 12,831 | $1,350,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 25,800 | $1,347,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 18,931 | $1,342,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,969 | $1,335,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 26,249 | $1,325,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 60,972 | $1,318,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 17,373 | $1,314,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 25,877 | $1,295,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 23,695 | $1,289,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,842 | $1,285,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 13,989 | $1,279,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,485 | $1,259,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,653 | $1,250,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 45,269 | $1,223,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 17,261 | $1,188,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 19,422 | $1,188,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 29,139 | $1,179,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 20,373 | $1,174,000 | thousands by filing date | |
| GWG HLDGS INC SER 2 PFD 7 DTD | 36192a687 | PFD | 1,173 | $1,173,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 151,700 | $1,156,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,340 | $1,145,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 37,100 | $1,144,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 13,242 | $1,131,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,260 | $1,129,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 65,636 | $1,114,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,595 | $1,103,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 19,890 | $1,103,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 9,416 | $1,098,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 22,625 | $1,090,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,045 | $1,081,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 8,737 | $1,078,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 4,592 | $1,072,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 31,012 | $1,035,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,151 | $1,010,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,640 | $1,002,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,403 | $1,001,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 9,057 | $1,001,000 | thousands by filing date | |
| AIR LIQUIDE ADR | 009126202 | COM | 31,100 | $999,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,055 | $994,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,268 | $983,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,216 | $979,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,857 | $975,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 11,338 | $968,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,384 | $965,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,666 | $959,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,063 | $954,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 34,861 | $954,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,219 | $937,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,020 | $936,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 81,297 | $934,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,600 | $933,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,800 | $931,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,919 | $930,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,067 | $929,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,353 | $929,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,061 | $918,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,143 | $911,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,445 | $899,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 5,309 | $885,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,793 | $881,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,689 | $879,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,345 | $878,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10,972 | $877,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 14,390 | $876,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,693 | $874,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 17,750 | $871,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 5,874 | $866,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,950 | $859,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 10,691 | $856,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 13,581 | $850,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,503 | $839,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,026 | $837,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 6,738 | $836,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 7,116 | $828,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 19,435 | $825,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,039 | $821,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,930 | $816,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 3,653 | $804,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,240 | $779,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 60,896 | $776,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 13,381 | $770,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 15,334 | $760,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,911 | $757,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 89,358 | $752,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,662 | $737,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,269 | $731,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 10,385 | $724,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 13,120 | $717,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,474 | $711,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 70,990 | $710,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,101 | $709,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,275 | $705,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,852 | $705,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 50,815 | $692,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,371 | $691,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,748 | $685,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,252 | $675,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 12,824 | $674,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,775 | $671,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 91,777 | $668,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 39,781 | $652,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 2,057 | $651,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 5,750 | $639,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 10,146 | $637,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,261 | $636,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,257 | $635,000 | thousands by filing date | |
| ADYEN ADR | 00783v104 | COM | 22,300 | $624,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,070 | $622,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 148,549 | $602,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,877 | $600,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 14,750 | $600,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,510 | $595,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 9,916 | $594,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,582 | $590,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,735 | $590,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,761 | $586,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,810 | $586,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 20,009 | $586,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 26,905 | $582,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,071 | $578,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,726 | $570,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,438 | $561,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 17,000 | $561,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 9,564 | $538,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 9,450 | $532,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 142,700 | $532,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,838 | $527,000 | thousands by filing date | |
| GWG HLDGS INC PFD 7 DTD | 36192a836 | PFD | 525 | $525,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,400 | $524,000 | thousands by filing date | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 29,250 | $513,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 4,770 | $511,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,973 | $506,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 9,309 | $505,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,320 | $505,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,072 | $502,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 5,820 | $500,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,180 | $499,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,863 | $498,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,272 | $498,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,378 | $493,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 11,903 | $487,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,494 | $485,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,307 | $480,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,462 | $476,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 16,022 | $476,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,247 | $474,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,011 | $471,000 | thousands by filing date | |
| GWG HLDGS INC PFD 7 DTD | 36192a844 | PFD | 470 | $470,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,192 | $464,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 10,855 | $462,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,139 | $455,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,772 | $448,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 7,334 | $447,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,476 | $444,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 22,100 | $443,000 | thousands by filing date | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 12,311 | $443,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 16,394 | $436,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,795 | $431,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,260 | $424,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,381 | $420,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,727 | $417,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 7,608 | $416,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 4,633 | $414,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 10,382 | $405,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,950 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,648 | $389,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,324 | $388,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 27,259 | $386,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 318 | $385,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 622 | $380,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 12,853 | $378,000 | thousands by filing date | |
| AMERICAN HEALTH CARE REIT INC CLASS I | 398182204 | Equity | 40,622 | $375,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,641 | $372,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,825 | $364,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 4,500 | $364,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,599 | $363,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 9,746 | $361,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,898 | $360,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 9,371 | $358,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 14,776 | $355,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 764 | $355,000 | thousands by filing date | |
| FORTITUDE GOLD CORP COM | 34962k100 | COM | 52,200 | $353,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 1,545 | $351,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,250 | $348,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 26,093 | $347,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,573 | $346,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,170 | $345,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,635 | $342,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,558 | $339,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,444 | $339,000 | thousands by filing date | |
| REDWOOD FINANCIAL INC | 757903109 | COM | 2,250 | $338,000 | thousands by filing date | |
| LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST III, INC | 53227L109 | ETF | 42,050 | $338,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 703 | $337,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 5,567 | $336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,666 | $334,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 20,515 | $334,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 43,200 | $330,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 7,074 | $328,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,533 | $327,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,541 | $327,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,374 | $325,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,962 | $323,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,089 | $322,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 890 | $321,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,241 | $318,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,042 | $314,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,500 | $312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 7,505 | $311,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 64 | $307,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,771 | $305,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,267 | $301,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,252 | $300,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,436 | $299,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,007 | $297,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,827 | $296,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,536 | $295,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 6,030 | $294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,845 | $294,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,856 | $294,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,012 | $290,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 121 | $287,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L371 | RAFI DYN MULTI | 9,771 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,463 | $283,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,500 | $283,000 | thousands by filing date | |
| CHS INC. 8 PFD 8 PFDPFD | 12542R209 | PREFERRED STOCK | 9,168 | $283,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 976 | $281,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,559 | $279,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 4,980 | $278,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,368 | $277,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,929 | $277,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,926 | $276,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,202 | $275,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,173 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,569 | $271,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,482 | $270,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,831 | $270,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,267 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,710 | $265,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 10,136 | $259,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 8,000 | $259,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,690 | $258,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,467 | $254,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,470 | $254,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,028 | $253,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 2,097 | $253,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,116 | $251,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,563 | $250,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,166 | $250,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 56,612 | $248,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 6,328 | $247,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,855 | $246,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 14,369 | $246,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,771 | $245,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 950 | $243,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,067 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 7,517 | $240,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,338 | $238,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,880 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,185 | $234,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,453 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 523 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,093 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 5,105 | $226,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,368 | $226,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,853 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,836 | $224,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,286 | $223,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,815 | $223,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 7,957 | $223,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,692 | $222,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,626 | $220,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,590 | $220,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 830 | $219,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 913 | $216,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,555 | $216,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 168,265 | $215,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,385 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,783 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,273 | $211,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 10,027 | $209,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 4,736 | $207,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,008 | $206,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 730 | $205,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 4,450 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 3,762 | $205,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,822 | $204,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 7,618 | $202,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 499 | $202,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 612 | $202,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,150 | $201,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,564 | $200,000 | thousands by filing date | |
| Compagnie de Saint-Gobain SA | 204280309 | Equity | 14,500 | $196,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 13,965 | $193,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,159 | $191,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 11,540 | $185,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,237 | $183,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 10,270 | $183,000 | thousands by filing date | |
| SMARTSTOP SELF STORAG REIT INC CL A | 83192D105 | COMMON STOCK | 17,035 | $177,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 14,962 | $174,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,000 | $173,000 | thousands by filing date | |
| PRIORITY INCOME FUND INC COM C | 74272v305 | COM | 12,891 | $161,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,637 | $158,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,988 | $136,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 30,000 | $117,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,166 | $114,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 17,112 | $113,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,384 | $113,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 11,150 | $111,000 | thousands by filing date | |
| PACIFIC OAK STRATEGIC OPPORTUNITY REIT INC | 694701103 | REAL ESTATE INVESTME | 10,606 | $103,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,463 | $84,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 28,500 | $84,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,000 | $79,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 21,000 | $63,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 17,200 | $58,000 | thousands by filing date | |
| CYTODYN INC | 23283M101 | Common Stock | 27,025 | $54,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 30,000 | $33,000 | thousands by filing date | |
| DRONE DELIVERY CDA CORP COM | 26210w100 | COM | 25,070 | $19,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,000 | $18,000 | thousands by filing date | |
| BOMBARDIER INC FCLASS B | 097751200 | COM | 10,000 | $17,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 14,000 | $17,000 | thousands by filing date | |
| Energy Fuels | 33812R109 | COM | 14,000 | $9,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 10,000 | $8,000 | thousands by filing date | |
| HPIL HOLDING | 40432y109 | COM | 400,000 | $2,000 | thousands by filing date | |
| JACKPOT DIGITAL INC COM | 466391307 | COM | 10,000 | $2,000 | thousands by filing date | |
| LABOR SMART INC | 50541a108 | COM | 300,000 | $1,000 | thousands by filing date | |
| NET SAVINGS LINK INC | 64112L203 | COMMON STOCK | 50,000 | $1,000 | thousands by filing date | |
| Applied Visual Scien | 038287108 | COM | 113,780 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gulf United Energy Inc. Ordinary Shares | 402580104 | COM | 128,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFTERMASTER INC | 00831X102 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Integral Technologies Inc | 45810j103 | COM | 521,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOW INC | 98158H106 | DOW | 700,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIS GAMING CORPORATION CO | 04914u100 | COM | 69,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697934-21-000005 | this filing | 2021-10-27 | acceptance time not in the bulk data set |