13F-HR filed by Moloney Securities Asset Management, LLC
Moloney Securities Asset Management, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-31, with 311 holding rows worth $343,751,000.
- Accession
- 0001697934-20-000003
- Filer
- CIK 1697934
- Filed
- 2020-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 311 entries on the cover page, a total value of $343,751,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $343,746,000 with VALUE read as thousands by filing date, 13F file number 028-17870. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 61,084 | $12,431,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 33,085 | $12,070,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 60,461 | $8,503,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,102 | $5,799,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 43,617 | $5,215,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 31,488 | $4,912,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 18,398 | $4,555,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 25,487 | $4,550,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 49,644 | $4,528,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 23,146 | $4,471,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 96,230 | $4,303,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,174 | $4,302,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 18,377 | $4,173,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,930 | $4,155,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,876 | $4,093,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 38,316 | $4,021,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 32,699 | $3,949,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 15,319 | $3,613,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 44,930 | $3,474,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 60,932 | $3,434,000 | thousands by filing date | |
| IJH | 464287507 | COM | 19,108 | $3,398,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,962 | $3,334,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 30,125 | $3,226,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 57,774 | $3,185,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 34,792 | $3,181,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,021 | $3,177,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 34,944 | $3,118,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 68,797 | $2,980,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 48,985 | $2,970,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,475 | $2,922,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 94,262 | $2,850,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,441 | $2,769,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 61,731 | $2,758,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 29,277 | $2,670,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 54,942 | $2,562,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 55,384 | $2,488,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,275 | $2,468,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 33,394 | $2,457,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 65,288 | $2,452,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 26,535 | $2,433,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 61,510 | $2,414,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 23,177 | $2,358,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 31,956 | $2,341,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 71,510 | $2,338,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 18,171 | $2,307,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,447 | $2,306,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 22,575 | $2,259,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 60,143 | $2,214,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 35,909 | $2,214,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 18,270 | $2,188,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,470 | $2,171,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 82,911 | $2,137,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,413 | $2,133,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 13,837 | $2,068,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 143,700 | $1,999,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 58,831 | $1,992,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,321 | $1,942,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 45,446 | $1,926,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,486 | $1,897,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 38,538 | $1,861,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 19,700 | $1,804,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,073 | $1,780,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 267,230 | $1,780,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 29,438 | $1,761,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 21,698 | $1,761,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,228 | $1,736,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 52,242 | $1,720,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 18,338 | $1,678,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10,026 | $1,678,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,212 | $1,676,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,561 | $1,655,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 20,523 | $1,640,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 25,227 | $1,639,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 21,216 | $1,632,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 44,444 | $1,565,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 124,752 | $1,519,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 27,674 | $1,504,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,551 | $1,499,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,374 | $1,492,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 35,124 | $1,467,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 54,429 | $1,410,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 39,900 | $1,352,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 27,110 | $1,347,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 138,692 | $1,340,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 20,410 | $1,311,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 156,525 | $1,304,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,757 | $1,251,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 11,233 | $1,249,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 122,634 | $1,193,000 | thousands by filing date | |
| GWG HLDGS INC SER 2 PFD 7 DTD | 36192a687 | PFD | 1,173 | $1,173,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 25,209 | $1,155,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,758 | $1,110,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,697 | $1,094,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 13,464 | $1,093,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,368 | $1,080,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,920 | $1,058,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,524 | $1,013,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,725 | $976,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 15,593 | $975,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 18,463 | $964,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,462 | $962,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 31,674 | $960,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,284 | $927,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,222 | $903,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,522 | $903,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 28,775 | $894,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,689 | $873,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,100 | $866,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,697 | $866,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 22,192 | $861,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 82,785 | $830,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,170 | $824,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 21,560 | $818,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 184,345 | $811,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 13,393 | $803,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,125 | $778,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 55,696 | $762,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 59,587 | $758,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 24,210 | $744,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 14,246 | $736,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 10,940 | $716,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 12,833 | $704,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,121 | $690,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,015 | $685,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,520 | $685,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 16,748 | $683,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,212 | $683,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 24,651 | $683,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,307 | $682,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,727 | $681,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,385 | $680,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 17,725 | $680,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,953 | $679,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 9,425 | $646,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,308 | $639,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 34,565 | $639,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,305 | $622,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 10,339 | $615,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 12,269 | $608,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,733 | $589,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 3,433 | $582,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 6,689 | $570,000 | thousands by filing date | |
| GWG HLDGS INC PFD 7 DTD | 36192a836 | PFD | 567 | $567,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 8,860 | $563,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,046 | $562,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,499 | $548,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 13,950 | $544,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 7,081 | $535,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 154,700 | $532,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 21,960 | $522,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,570 | $521,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,037 | $513,000 | thousands by filing date | |
| AIR LIQUIDE ADR | 009126202 | COM | 17,600 | $508,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,186 | $504,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 365,000 | $504,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 53,850 | $501,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 21,450 | $496,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,458 | $485,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,471 | $482,000 | thousands by filing date | |
| GWG HLDGS INC PFD 7 DTD | 36192a844 | PFD | 470 | $470,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,676 | $466,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,327 | $460,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,688 | $459,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 12,642 | $458,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,102 | $451,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,583 | $449,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,698 | $447,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 15,404 | $441,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,936 | $440,000 | thousands by filing date | |
| AMERICAN HEALTH CARE REIT INC CLASS I | 398182204 | Equity | 45,803 | $437,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 15,500 | $426,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,754 | $420,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,363 | $418,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,563 | $418,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,275 | $418,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 61,888 | $406,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 14,503 | $404,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 6,946 | $394,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,787 | $394,000 | thousands by filing date | |
| LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST III, INC | 53227L109 | ETF | 42,050 | $391,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,003 | $389,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,430 | $388,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,629 | $388,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 18,622 | $382,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 5,186 | $380,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,382 | $375,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,064 | $369,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 2,534 | $369,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,160 | $368,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 9,506 | $365,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,113 | $364,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 31,707 | $364,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,215 | $363,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,239 | $360,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,357 | $359,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 11,807 | $359,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 21,128 | $357,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 4,200 | $356,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,483 | $351,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,697 | $351,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,281 | $351,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,082 | $347,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,535 | $345,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,875 | $345,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,664 | $343,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,857 | $343,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,084 | $342,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 756 | $341,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,503 | $340,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,140 | $336,000 | thousands by filing date | |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 5,775 | $334,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,568 | $333,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 6,666 | $330,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 18,128 | $329,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,030 | $328,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,000 | $324,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,137 | $322,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 706 | $321,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,052 | $319,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 10,399 | $317,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 6,100 | $316,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 14,806 | $316,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,667 | $310,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 89,500 | $309,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,817 | $302,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,590 | $297,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 186 | $296,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,593 | $294,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,207 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 3,804 | $291,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 8,058 | $290,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 2,628 | $290,000 | thousands by filing date | |
| CHS INC. 8 PFD 8 PFDPFD | 12542R209 | PREFERRED STOCK | 10,319 | $285,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,236 | $281,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 909 | $279,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,041 | $276,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,876 | $273,000 | thousands by filing date | |
| REDWOOD FINANCIAL INC | 757903109 | COM | 2,250 | $273,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,144 | $271,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 8,000 | $271,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,291 | $264,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,994 | $263,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 8,474 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,851 | $253,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 574 | $250,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 88,127 | $247,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,383 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,244 | $242,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,785 | $240,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,498 | $236,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,929 | $235,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 550 | $232,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 8,750 | $232,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 11,000 | $231,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 860 | $226,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,374 | $226,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,330 | $225,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,125 | $224,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 68 | $222,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,500 | $219,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 6,979 | $215,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 27,800 | $213,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,396 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,372 | $212,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,750 | $211,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 900 | $211,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 354 | $211,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,079 | $208,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,100 | $208,000 | thousands by filing date | |
| GWG HLDGS INC PFD 7 DTD | 36192a810 | PFD | 207 | $207,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,546 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,614 | $204,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,513 | $203,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,186 | $201,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,303 | $201,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,792 | $201,000 | thousands by filing date | |
| REKOR SYSTEMS INC PREFERRED ST | 759419203 | PFD | 19,500 | $195,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,531 | $188,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 21,450 | $186,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,351 | $185,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 23,000 | $185,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 23,129 | $171,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 13,620 | $168,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 17,653 | $164,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 22,447 | $160,000 | thousands by filing date | |
| PRIORITY INCOME FUND INC COM C | 74272v305 | COM | 12,400 | $157,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 20,426 | $141,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 13,930 | $134,000 | thousands by filing date | |
| PACIFIC OAK STRATEGIC OPPORTUNITY REIT INC | 694701103 | REAL ESTATE INVESTME | 11,480 | $122,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 22,000 | $105,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,944 | $98,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 16,344 | $93,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 22,659 | $91,000 | thousands by filing date | |
| CYTODYN INC | 23283M101 | Common Stock | 14,125 | $80,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,000 | $70,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,437 | $65,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,958 | $63,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 11,562 | $63,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 17,605 | $60,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,359 | $44,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 14,226 | $26,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 10,000 | $22,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 16,200 | $20,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 32,000 | $11,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 23,750 | $3,000 | thousands by filing date | |
| Energy Fuels | 33812R109 | COM | 19,000 | $3,000 | thousands by filing date | |
| Applied Visual Scien | 038287108 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gulf United Energy Inc. Ordinary Shares | 402580104 | COM | 128,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFTERMASTER INC | 00831X102 | COM | 150,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOW INC | 98158H106 | DOW | 700,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIS GAMING CORPORATION CO | 04914u100 | COM | 69,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697934-20-000003 | this filing | 2020-07-31 | acceptance time not in the bulk data set |