13F-HR filed by Moloney Securities Asset Management, LLC
Moloney Securities Asset Management, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-29, with 328 holding rows worth $299,715,000.
- Accession
- 0001697934-19-000003
- Filer
- CIK 1697934
- Filed
- 2019-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 328 entries on the cover page, a total value of $299,715,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $299,722,000 with VALUE read as thousands by filing date, 13F file number 028-17870. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 40,155 | $7,800,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 54,327 | $7,567,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 53,172 | $7,123,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 32,573 | $6,447,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 62,403 | $6,295,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 128,305 | $6,156,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 27,420 | $5,845,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 46,904 | $5,143,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 114,557 | $4,824,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 31,368 | $4,326,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 24,916 | $4,319,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 104,591 | $4,051,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 45,902 | $3,517,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 40,830 | $3,424,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 45,793 | $3,321,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 97,223 | $3,231,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 40,991 | $3,199,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10,743 | $3,166,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,805 | $3,037,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 23,867 | $2,970,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 34,255 | $2,881,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 47,859 | $2,734,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,185 | $2,691,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 79,409 | $2,661,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,906 | $2,661,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 24,009 | $2,588,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 13,048 | $2,437,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,647 | $2,420,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,894 | $2,411,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,250 | $2,367,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,601 | $2,318,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 48,556 | $2,299,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,714 | $2,234,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,443 | $2,172,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,794 | $2,145,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 10,918 | $2,012,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 62,982 | $1,970,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 35,728 | $1,955,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 51,910 | $1,954,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 220,642 | $1,946,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 17,575 | $1,942,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 71,227 | $1,938,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 18,242 | $1,884,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,760 | $1,822,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 49,211 | $1,733,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 20,948 | $1,708,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 29,604 | $1,629,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 151,892 | $1,625,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 20,040 | $1,606,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,364 | $1,586,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 46,404 | $1,536,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,431 | $1,450,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 25,888 | $1,415,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 17,937 | $1,404,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 14,779 | $1,397,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,411 | $1,365,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 14,935 | $1,314,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 217,784 | $1,298,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 25,410 | $1,294,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 16,208 | $1,273,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 26,539 | $1,270,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,223 | $1,257,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,532 | $1,252,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,443 | $1,243,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 28,608 | $1,239,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 167,747 | $1,228,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 18,509 | $1,217,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 9,249 | $1,206,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,997 | $1,203,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,183 | $1,199,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,206 | $1,193,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 22,978 | $1,189,000 | thousands by filing date | |
| GWG HLDGS INC SER 2 PFD 7 DTD | 36192a687 | PFD | 1,173 | $1,173,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9,297 | $1,169,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,350 | $1,154,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 66,976 | $1,143,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,135 | $1,140,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,927 | $1,110,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,563 | $1,101,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,869 | $1,081,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 19,066 | $1,080,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,749 | $1,062,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 18,039 | $1,042,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 62,344 | $1,034,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 13,639 | $1,029,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 945 | $1,021,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 24,360 | $1,017,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 11,036 | $1,011,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 16,368 | $1,010,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 22,109 | $1,006,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,167 | $1,002,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,757 | $988,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,486 | $958,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,671 | $957,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14,311 | $955,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 6,776 | $954,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 21,976 | $917,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 19,044 | $916,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 24,504 | $909,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,313 | $898,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 15,537 | $890,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,159 | $888,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,998 | $880,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,657 | $875,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,128 | $863,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 16,444 | $862,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,775 | $855,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 14,219 | $846,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,273 | $842,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,994 | $841,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,258 | $837,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 14,180 | $832,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 8,398 | $832,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,500 | $824,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,908 | $806,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 55,075 | $806,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,905 | $768,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 42,248 | $733,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 70,588 | $722,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,844 | $720,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 13,074 | $717,000 | thousands by filing date | |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 15,263 | $713,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,485 | $712,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 65,608 | $689,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 10,834 | $687,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 42,820 | $683,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,741 | $659,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,359 | $656,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 8,476 | $637,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,921 | $637,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 23,002 | $635,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,476 | $631,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 21,975 | $629,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,179 | $613,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,523 | $606,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 11,748 | $600,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,828 | $593,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 39,041 | $590,000 | thousands by filing date | |
| GWG HLDGS INC PFD 7 DTD | 36192a836 | PFD | 567 | $567,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,120 | $563,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,105 | $556,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,343 | $554,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 120,900 | $554,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 12,260 | $545,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,269 | $537,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 9,593 | $536,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 13,698 | $526,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,667 | $516,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 12,516 | $506,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 11,856 | $504,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,544 | $503,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 55,027 | $502,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 33,837 | $499,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,871 | $485,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,054 | $485,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,096 | $483,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,320 | $481,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 14,087 | $480,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 9,702 | $477,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 8,000 | $476,000 | thousands by filing date | |
| GWG HLDGS INC PFD 7 DTD | 36192a844 | PFD | 470 | $470,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 13,680 | $462,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,853 | $458,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,971 | $457,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,128 | $449,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,655 | $445,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 15,186 | $443,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,198 | $442,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,448 | $439,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,683 | $438,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 233 | $437,000 | thousands by filing date | |
| AMERICAN HEALTH CARE REIT INC CLASS I | 398182204 | Equity | 45,803 | $437,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,100 | $435,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,556 | $433,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,038 | $433,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,242 | $432,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,353 | $425,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,103 | $424,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,178 | $423,000 | thousands by filing date | |
| LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST III, INC | 53227L109 | ETF | 42,050 | $420,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,144 | $418,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,307 | $411,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 6,019 | $410,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,000 | $408,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 11,025 | $405,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 13,118 | $404,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,604 | $403,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,602 | $399,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 62,385 | $399,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,151 | $397,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,372 | $393,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,297 | $391,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,852 | $381,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,507 | $378,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,574 | $368,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,200 | $368,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,927 | $349,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,874 | $348,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,996 | $343,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,667 | $341,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 3,278 | $340,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,045 | $338,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 18,985 | $334,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,957 | $332,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,572 | $326,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 6,352 | $326,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 6,407 | $323,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 19,266 | $322,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,440 | $321,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 15,937 | $320,000 | thousands by filing date | |
| GWG HLDGS INC SER 2 PFD 7 DTD | 36192a778 | PFD | 319 | $319,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,175 | $317,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 288 | $317,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,407 | $314,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,150 | $312,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,505 | $311,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 22,001 | $310,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,552 | $308,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,041 | $304,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,406 | $301,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,562 | $299,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,170 | $297,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,710 | $293,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 6,401 | $290,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 29,385 | $290,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 8,846 | $288,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 770 | $283,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,946 | $281,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,374 | $277,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 762 | $275,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,559 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,378 | $272,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,379 | $270,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 341 | $269,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,675 | $265,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,115 | $263,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 50,087 | $263,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,477 | $259,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,555 | $257,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 7,116 | $255,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,447 | $253,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 55,242 | $253,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 7,231 | $250,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,119 | $249,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,117 | $249,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,684 | $248,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,820 | $246,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,632 | $246,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 663 | $245,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 923 | $244,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 72 | $243,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,900 | $242,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,753 | $241,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,033 | $241,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,107 | $240,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 4,530 | $240,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,303 | $239,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 8,915 | $230,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 5,382 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,452 | $230,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,807 | $230,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,363 | $228,000 | thousands by filing date | |
| REKOR SYSTEMS INC PREFERRED ST | 759419203 | PFD | 24,000 | $228,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 3,563 | $227,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,692 | $226,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 5,829 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,565 | $225,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,584 | $224,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,530 | $223,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,414 | $223,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,073 | $220,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,489 | $218,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 8,590 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,989 | $217,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,669 | $217,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,924 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,540 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,156 | $213,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,685 | $212,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,880 | $211,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 4,918 | $210,000 | thousands by filing date | |
| REDWOOD FINANCIAL INC | 757903109 | COM | 2,200 | $210,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,368 | $208,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 7,102 | $207,000 | thousands by filing date | |
| GWG HLDGS INC PFD 7 DTD | 36192a810 | PFD | 207 | $207,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,819 | $206,000 | thousands by filing date | |
| CHS INC. 8 PFD 8 PFDPFD | 12542R209 | PREFERRED STOCK | 7,400 | $205,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,930 | $204,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 9,008 | $202,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,100 | $201,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,203 | $199,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,899 | $188,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,445 | $174,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,413 | $171,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 17,000 | $162,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,240 | $158,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 14,000 | $154,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,825 | $140,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,404 | $140,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,944 | $138,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 18,830 | $134,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 19,509 | $129,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,969 | $124,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 19,757 | $110,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,000 | $95,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 12,000 | $92,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,000 | $89,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 10,197 | $89,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,770 | $84,000 | thousands by filing date | |
| ALLEGIANCY LLC 6 UNIT MEMBERS | 01748m106 | PFD | 71,747 | $72,000 | thousands by filing date | |
| SPRING HILLS HLDGS LLC 7 PFD | 849675103 | PFD | 63,000 | $63,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 11,205 | $60,000 | thousands by filing date | |
| SPROTT INC COM NEW | 852066109 | Stock | 21,033 | $54,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 12,055 | $53,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 13,000 | $43,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,620 | $39,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,500 | $34,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,500 | $27,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 11,440 | $13,000 | thousands by filing date | |
| Integral Technologies Inc | 45810j103 | COM | 342,500 | $8,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 17,820 | $7,000 | thousands by filing date | |
| Applied Visual Scien | 038287108 | COM | 761,000 | $1,000 | thousands by filing date | |
| PETROSHARE CORP COM | 71677l106 | COM | 11,200 | $1,000 | thousands by filing date | |
| OILSANDS QUEST INC COM | 678046103 | COM | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOW INC | 98158H106 | DOW | 700,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIS GAMING CORPORATION CO | 04914u100 | COM | 69,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPO NETWORKS INC | 78471B101 | Common Stock | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWLIFE INC COM | 39985X104 | Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697934-19-000003 | this filing | 2019-07-29 | acceptance time not in the bulk data set |