13F-HR filed by Moloney Securities Asset Management, LLC
Moloney Securities Asset Management, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 292 holding rows worth $244,474,000.
- Accession
- 0001697934-19-000001
- Filer
- CIK 1697934
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 292 entries on the cover page, a total value of $244,474,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $244,476,000 with VALUE read as thousands by filing date, 13F file number 028-17870. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 54,382 | $7,018,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IJH | 464287507 | COM | 42,038 | $6,981,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 27,734 | $5,663,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 52,717 | $5,354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 122,601 | $5,228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 31,878 | $5,028,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 22,662 | $4,318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 110,118 | $4,206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 45,075 | $4,035,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 38,729 | $3,560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 14,116 | $3,528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 41,796 | $3,194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC CL A | 852234103 | Stock | 54,796 | $3,074,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,723 | $2,845,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 41,577 | $2,835,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 95,146 | $2,715,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 37,236 | $2,693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 88,622 | $2,677,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10,543 | $2,653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 46,615 | $2,621,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 22,924 | $2,606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 28,189 | $2,599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 22,321 | $2,428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 8,901 | $2,218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 23,562 | $2,154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 42,427 | $2,095,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,545 | $2,037,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 18,034 | $1,977,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 10,007 | $1,948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TR | 46090E103 | COM | 12,613 | $1,946,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 19,679 | $1,919,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 13,863 | $1,829,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,441 | $1,800,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,596 | $1,782,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 2U INC | 90214J101 | COM | 35,829 | $1,781,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 27,230 | $1,688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 1,083 | $1,627,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLTOWER INC COM | 95040Q104 | REIT | 22,539 | $1,564,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 32,886 | $1,534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHS Inc | 12542R803 | Preferred Stock | 59,679 | $1,507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 21,738 | $1,485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 4,521 | $1,458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 32,371 | $1,403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 186,924 | $1,383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 44,678 | $1,379,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 7,642 | $1,357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 28,235 | $1,337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 15,136 | $1,306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 26,885 | $1,262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635107 | COM | 239,214 | $1,239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 17,769 | $1,232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 28,012 | $1,223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 158,285 | $1,214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 74,661 | $1,213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 21,477 | $1,204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 125,125 | $1,191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 12,655 | $1,179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC SER 2 PFD 7 DTD | 36192a687 | PFD | 1,173 | $1,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 13,668 | $1,153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 22,061 | $1,147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DNOW INC | 67011P100 | COMMON STOCK | 97,082 | $1,130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 15,031 | $1,123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 28,567 | $1,092,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKE,Inc. Class B | 654106103 | COM | 14,569 | $1,080,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 15,896 | $1,061,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 15,577 | $1,020,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 11,135 | $1,018,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 9,500 | $1,012,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 16,550 | $1,011,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,324 | $1,006,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 40,643 | $1,001,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 29,773 | $968,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 35,627 | $968,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 5,601 | $962,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSS STORES INC COM | 778296103 | Stock | 11,497 | $957,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 3,587 | $939,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 19,027 | $934,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 15,391 | $923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 20,472 | $912,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORTONWORKS INC | 440894103 | COM | 62,857 | $906,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 874 | $905,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 18,583 | $901,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J874 | EXCHANGE TRADED | 38,550 | $895,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 8,062 | $891,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 6,995 | $889,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,531 | $885,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 5,083 | $883,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,676 | $874,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 8,025 | $872,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 8,679 | $847,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 22,778 | $845,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 6,765 | $840,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F834 | COM | 15,895 | $835,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,922 | $827,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 19,693 | $810,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 8,878 | $790,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medtronic Plc | G5960L103 | COM | 8,507 | $774,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 19,468 | $770,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Corp. Plc | G29183103 | COM | 11,163 | $766,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,983 | $763,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 11,665 | $762,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,673 | $757,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 9,025 | $753,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 19,005 | $740,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 5,337 | $738,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 13,258 | $719,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,141 | $703,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 7,250 | $691,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,905 | $678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 88,760 | $672,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 12,536 | $660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 24,168 | $646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOWDUPONT INC | 26078J100 | COM | 11,991 | $641,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,844 | $639,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 12,184 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 16,509 | $629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 37,964 | $629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFLAC INC COM | 001055102 | Stock | 13,738 | $626,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 10,708 | $609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 12,748 | $587,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 4,482 | $583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 12,738 | $582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 11,057 | $579,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 75,620 | $578,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC PFD 7 DTD | 36192a836 | PFD | 567 | $567,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 2,979 | $562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCELENERGY INC | 98389B100 | COM | 11,302 | $557,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,526 | $551,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 86,340 | $548,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,823 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 54,760 | $538,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,554 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,406 | $524,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,914 | $519,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 21,515 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,199 | $509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 5,375 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| US ECOLOGY INC COM | 91732J102 | COM | 8,000 | $504,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 6,028 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERICYCLE INC | 858912108 | COM | 13,517 | $496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC PFD 7 DTD | 36192a844 | PFD | 485 | $485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 2,987 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 9,499 | $478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,533 | $478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,978 | $475,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,902 | $473,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 125,900 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 6,180 | $461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 5,112 | $457,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 3,871 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 7,111 | $443,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 8,587 | $443,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 10,975 | $441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 8,829 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 33,315 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,170 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOODYS CORP COM | 615369105 | Stock | 3,034 | $425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST III, INC | 53227L109 | ETF | 42,050 | $420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,669 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 14,025 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 8,339 | $415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGIANCY LLC 6 UNIT MEMBERS | 01748m106 | PFD | 66,240 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 12,456 | $413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 9,997 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 4,709 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 3,020 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,397 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 9,059 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 6,953 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSX Corporation | 126408103 | COM | 6,415 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,849 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,712 | $394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 29,031 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 59,147 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,779 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| F5 INC COM | 315616102 | Stock | 2,330 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 13,174 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,376 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3,708 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Danaher Corporation | 235851102 | COM | 3,599 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,650 | $367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,643 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,873 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,252 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 7,122 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUCOR CORP COM | 670346105 | Stock | 6,330 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 10,877 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC SER 2 PFD 7 DTD | 36192a778 | PFD | 319 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 17,154 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 12,732 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 2,212 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,925 | $310,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 2,072 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FASTENAL CO COM | 311900104 | Stock | 5,755 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 30,432 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,641 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 4,693 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 16,334 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,945 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,208 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,551 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXAS | 882610108 | COMMON STOCK | 525 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,542 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 6,309 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,605 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 1,312 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEREN CORP COM | 023608102 | Stock | 4,041 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RINGCENTRAL INC | 76680R206 | CL A | 3,200 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,843 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,293 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,584 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,438 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 1,926 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBEMARLE CORP | 012653101 | COM | 3,301 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288687 | COM | 7,405 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,031 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 6,401 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE REAL ESTATE INCOME | 09259k401 | LP | 23,024 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 3,867 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO EQUITY SER | 72202L363 | CMN | 9,747 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,731 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,022 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 11,541 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 7,706 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 3,550 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Booking Holdings Inc. | 09857L108 | COM | 136 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 9,123 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,337 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,946 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHS INC. 8 PFD 8 PFDPFD | 12542R209 | PREFERRED STOCK | 8,500 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 5,007 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,695 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,514 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,030 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,841 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,171 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,097 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 6,466 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVUME SOLUTIONS INC PFD CUM C | 67012d205 | PFD | 23,000 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,304 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 632 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOZONE INC COM | 053332102 | Stock | 260 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,373 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NESTLE SA ADR | 641069406 | COM | 2,669 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMED CORP NEW | 16359R103 | COM | 760 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,047 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,531 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,743 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 24,313 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,489 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC PFD 7 DTD | 36192a810 | PFD | 207 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 5,483 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMMINS INC COM | 231021106 | Stock | 1,512 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,531 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,006 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,825 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 23,972 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,415 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HEALTH CARE REIT INC CLASS I | 398182204 | Equity | 15,130 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANESBRANDS INC | 410345102 | COM | 10,617 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Blackrock 2022 Global In | 09258P104 | ETF | 15,833 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC | 36192A109 | COM | 14,830 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,505 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,344 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,969 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 14,033 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 19,053 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROCACCIANTI HOTEL REIT INC CL | 74274j201 | COM | 10,000 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,000 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT ELM CAP CORP | 390320109 | COM | 10,197 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 15,285 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,000 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,820 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEXO CORP | 428304109 | COM | 12,680 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT INC COM NEW | 852066109 | Stock | 21,033 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 14,675 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 50,000 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROWGENERATION CORP | 39986L109 | COM | 12,500 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,500 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Integral Technologies Inc | 45810j103 | COM | 341,000 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAVMED INC | 70387R106 | COM | 11,940 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446100 | COM | 12,750 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Invictus MD Strategies Corp | 46183X802 | COM | 12,500 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 10,650 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROSHARE CORP COM | 71677l106 | COM | 11,200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Visual Scien | 038287108 | COM | 1,325,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN DEFENSE SYSTEMS INC | 025351107 | COM | 32,200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OILSANDS QUEST INC COM | 678046103 | COM | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PHARMACYTE BIOTECH INC | 71715X104 | COMMON STOCK | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DOW INC | 98158H106 | DOW | 700,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIS GAMING CORPORATION CO | 04914u100 | COM | 69,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PODA TECHNOLOGIES LTD CL A | 73044h107 | COM | 12,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697934-19-000001 | this filing | 2019-02-11 | acceptance time not in the bulk data set |