13F-HR filed by Moloney Securities Asset Management, LLC
Moloney Securities Asset Management, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-18, with 277 holding rows worth $224,530,000.
- Accession
- 0001697934-17-000006
- Filer
- CIK 1697934
- Filed
- 2017-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 277 entries on the cover page, a total value of $224,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $224,526,000 with VALUE read as thousands by filing date, 13F file number 028-17870. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 50,678 | $6,589,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 36,168 | $5,574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IJH | 464287507 | COM | 30,167 | $5,397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 23,328 | $4,276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 43,193 | $3,930,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 46,490 | $3,811,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC CL A | 852234103 | Stock | 130,950 | $3,773,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 80,637 | $3,704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 151,463 | $3,662,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 48,388 | $3,604,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 82,860 | $3,246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,333 | $3,245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 105,060 | $3,143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 26,564 | $3,121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 35,088 | $3,118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 25,105 | $3,015,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 72,703 | $2,982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 43,903 | $2,784,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 38,373 | $2,446,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 11,509 | $2,416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 37,427 | $2,396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 46,594 | $2,306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 23,005 | $2,198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,659 | $2,190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 38,724 | $2,066,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 24,254 | $1,982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 10,481 | $1,954,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 17,593 | $1,953,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 13,123 | $1,904,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,839 | $1,754,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 6,847 | $1,720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 37,280 | $1,707,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 17,745 | $1,621,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 8,243 | $1,614,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 16,277 | $1,604,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 33,968 | $1,529,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 42,161 | $1,505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 20,249 | $1,503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F834 | COM | 24,324 | $1,483,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 18,573 | $1,434,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOWDUPONT INC | 26078J100 | COM | 20,413 | $1,413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHS INC. 8 PFD 8 PFDPFD | 12542R209 | PREFERRED STOCK | 46,577 | $1,382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLTOWER INC COM | 95040Q104 | REIT | 19,343 | $1,359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 12,610 | $1,327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,698 | $1,315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 7,859 | $1,231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,232 | $1,197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 14,237 | $1,195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 18,753 | $1,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC SER 2 PFD 7 DTD | 36192a687 | PFD | 1,173 | $1,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 3,741 | $1,161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 23,470 | $1,160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 34,159 | $1,149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 11,966 | $1,145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 9,561 | $1,131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 26,909 | $1,093,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELGENE CORP | 151020104 | COM | 7,485 | $1,091,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 30,344 | $1,033,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,410 | $1,020,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 14,395 | $1,011,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 29,905 | $998,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 7,955 | $992,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,001 | $979,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 11,073 | $952,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 10,419 | $943,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 78,744 | $943,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 37,133 | $937,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 63,900 | $932,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 24,400 | $929,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Corp. Plc | G29183103 | COM | 12,021 | $923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 957 | $918,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 10,289 | $906,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 8,114 | $904,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 18,550 | $904,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 18,598 | $895,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 11,764 | $891,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKE,Inc. Class B | 654106103 | COM | 16,584 | $860,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 16,188 | $847,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSS STORES INC COM | 778296103 | Stock | 13,038 | $842,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 10,707 | $837,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 3,285 | $835,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 72,758 | $816,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 10,337 | $809,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 41,602 | $795,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 37,650 | $794,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIREEYE INC | 31816Q101 | COM | 46,800 | $785,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 33,712 | $781,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 16,646 | $780,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 4,762 | $779,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 13,294 | $771,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 5,238 | $768,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,528 | $768,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,998 | $741,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 23,779 | $729,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,920 | $723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFLAC INC COM | 001055102 | Stock | 8,769 | $714,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 728 | $700,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,805 | $698,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 16,187 | $678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medtronic Plc | G5960L103 | COM | 8,656 | $673,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 12,726 | $660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,018 | $658,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 20,358 | $650,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,459 | $648,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,001 | $644,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 61,912 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 24,485 | $621,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,820 | $619,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 10,983 | $606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,615 | $606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 11,283 | $605,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 5,147 | $597,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 9,650 | $578,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 38,625 | $577,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,940 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,967 | $575,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC PFD 7 DTD | 36192a836 | PFD | 567 | $567,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERICYCLE INC | 858912108 | COM | 7,900 | $566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,016 | $553,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,702 | $547,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 9,593 | $540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 12,357 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,369 | $531,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 6,292 | $523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lowes Companies,Inc. | 548661107 | COM | 6,484 | $518,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGIANCY LLC 6 UNIT MEMBERS | 01748m106 | PFD | 82,800 | $517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 5,403 | $516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MBS ETF | 464288588 | SHS | 4,750 | $509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCELENERGY INC | 98389B100 | COM | 10,762 | $509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,420 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSANTO CO NEW | 61166W101 | COM | 4,232 | $507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 7,865 | $505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 20,567 | $505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,058 | $493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Materials ETF | 92204A801 | SHS | 3,798 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,197 | $481,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC PFD 7 DTD | 36192a844 | PFD | 480 | $480,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 6,679 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE INC COM | 29250N105 | Stock | 11,126 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 3,225 | $455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,248 | $455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 17,886 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,134 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288620 | SHS | 3,914 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOLAB INC COM | 278865100 | Stock | 3,379 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 38,978 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,652 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 8,300 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 2,470 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,812 | $399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 7,933 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 4,244 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 12,160 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 2,790 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,751 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,071 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,088 | $391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 7,500 | $385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,548 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 4,057 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,907 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 14,550 | $367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 7,452 | $366,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,260 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 8,280 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 9,521 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE LISTED FDS TR | 30151E707 | TACTILE ANALYTCS | 19,714 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,054 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,453 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 6,392 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,298 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,822 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 4,227 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSX Corporation | 126408103 | COM | 6,241 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 18,223 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,635 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC SER 2 PFD 7 DTD | 36192a778 | PFD | 329 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,417 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Comcast Corp | 20030N101 | COM | 8,462 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,176 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDITAS MEDICINE INC | 28106W103 | COM | 13,285 | $319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,969 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 47,279 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,331 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 31,320 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 2,306 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 12,296 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 41,912 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D106 | COM | 24,368 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 87,000 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 5,960 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 4,847 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 3,081 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,240 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,608 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,892 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,467 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,888 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,054 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,825 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWILIO INC CL A | 90138F102 | Stock | 9,000 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 21,966 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVR INC COM | 62944T105 | Stock | 93 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 9,000 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXAS | 882610108 | COMMON STOCK | 636 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 7,542 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEREN CORP COM | 023608102 | Stock | 4,378 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDEX CORP COM | 31428X106 | Stock | 1,116 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,153 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,382 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVUME SOLUTIONS INC PFD CUM C | 67012d205 | PFD | 26,500 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 6,000 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORTONWORKS INC | 440894103 | COM | 14,750 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| F5 INC COM | 315616102 | Stock | 2,068 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,999 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,876 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 852 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,870 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,379 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,418 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 8,091 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 13,161 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOGEN INC COM | 09062X103 | Stock | 744 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,376 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,020 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 1,285 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 11,318 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,933 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,151 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBS CORP NEW | 124857202 | CL B | 3,945 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 5,205 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,466 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,455 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,111 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUDERA INC | 18914U100 | COM | 13,150 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 8,090 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,810 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,312 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 7,472 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,396 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,351 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 2,451 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,467 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 3,900 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,743 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,800 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,677 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,452 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 13,271 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,850 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 14,369 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 21,006 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Advanced Micro Devices,Inc. | 007903107 | COM | 14,500 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 13,699 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 12,056 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,744 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 25,500 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 16,950 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 13,043 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 22,979 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT ELM CAP CORP | 390320109 | COM | 10,559 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 16,079 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,000 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAVMED INC | 70387R106 | COM | 14,755 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,350 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,000 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,524 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,200 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 24,525 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,500 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PETROSHARE CORP COM | 71677l106 | COM | 13,200 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSAR INC | 925297103 | COM | 51,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 20,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Visual Scien | 038287108 | COM | 1,325,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHARMACYTE BIOTECH INC | 71715X104 | COMMON STOCK | 10,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED RES HLDGS GRP | 91137r105 | COM | 108,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOW INC | 98158H106 | DOW | 700,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697934-17-000006 | this filing | 2017-10-18 | acceptance time not in the bulk data set |