13F-HR filed by Flaharty Asset Management, LLC
Flaharty Asset Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-15, with 73 holding rows worth $264,080,000.
- Accession
- 0001697882-19-000007
- Filer
- CIK 1697882
- Filed
- 2019-10-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 74 entries on the cover page, a total value of $264,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $264,080,000 with VALUE read as thousands by filing date, 13F file number 028-17966. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 161,357 | $25,757,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 175,245 | $22,477,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,015,007 | $20,026,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 300,247 | $15,610,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 97,590 | $15,605,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 140,255 | $14,390,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 289,090 | $13,944,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 107,924 | $13,758,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 234,835 | $12,317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 258,498 | $12,255,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 276,781 | $11,661,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 78,502 | $10,570,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 85,133 | $9,095,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 71,472 | $8,534,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 259,107 | $7,255,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 35,941 | $6,927,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 62,338 | $6,792,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 27,113 | $2,655,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 50,412 | $1,892,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 36,825 | $1,891,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 16,060 | $1,832,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 71,725 | $1,527,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 70,335 | $1,507,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 66,670 | $1,417,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 64,965 | $1,396,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,204 | $1,141,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,692 | $1,051,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 6,372 | $1,048,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,855 | $1,037,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 41,187 | $1,004,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,739 | $849,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,638 | $783,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 11,879 | $774,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,917 | $729,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,482 | $714,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 26,520 | $691,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,792 | $659,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 368 | $639,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 11,179 | $603,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,035 | $594,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 6,692 | $585,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 27,035 | $585,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 20,090 | $518,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,735 | $509,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,348 | $507,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,437 | $503,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,688 | $486,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,491 | $434,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,382 | $398,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,415 | $397,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,759 | $383,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,012 | $380,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 9,364 | $368,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,904 | $341,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 17,616 | $306,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,804 | $305,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,739 | $302,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,078 | $295,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,793 | $286,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,644 | $275,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 218 | $266,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,900 | $246,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 13,025 | $245,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,300 | $231,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2,415 | $223,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 830 | $221,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,605 | $218,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,002 | $215,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,641 | $203,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,900 | $171,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 16,950 | $166,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,150 | $93,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 25,000 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697882-19-000007 | this filing | 2019-10-15 | acceptance time not in the bulk data set |