13F-HR filed by Flaharty Asset Management, LLC
Flaharty Asset Management, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 93 holding rows worth $237,186,000.
- Accession
- 0001697882-18-000004
- Filer
- CIK 1697882
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 93 entries on the cover page, a total value of $237,186,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $237,186,000 with VALUE read as thousands by filing date, 13F file number 028-17966. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 149,363 | $19,835,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 163,897 | $19,228,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 958,851 | $18,688,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 291,276 | $13,850,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 125,942 | $11,250,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 162,899 | $10,403,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 194,649 | $10,001,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 80,508 | $9,438,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 581,255 | $9,207,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 85,417 | $8,859,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 207,677 | $8,745,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 166,666 | $8,430,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 67,152 | $8,015,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 273,038 | $7,394,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 450,778 | $7,055,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 46,106 | $6,955,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 251,066 | $6,769,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 77,622 | $6,644,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 33,171 | $6,154,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 29,648 | $3,221,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,358 | $1,893,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,703 | $1,213,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 54,670 | $1,137,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,655 | $1,029,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,727 | $1,014,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,125 | $984,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,480 | $948,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,269 | $898,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 35,102 | $858,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,522 | $830,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,058 | $786,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 6,655 | $747,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,343 | $726,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 8,440 | $695,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,264 | $666,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 32,186 | $662,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,826 | $658,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 439 | $602,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,131 | $600,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,735 | $599,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,976 | $577,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,031 | $569,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,192 | $568,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,900 | $561,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,105 | $542,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 11,115 | $541,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 20,090 | $509,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,515 | $507,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,493 | $495,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,337 | $494,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 7,938 | $492,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,137 | $490,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,288 | $485,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,495 | $482,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 15,479 | $475,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 11,647 | $460,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,489 | $431,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 23,946 | $427,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,324 | $414,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 18,262 | $410,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,612 | $405,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,724 | $401,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,901 | $400,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,183 | $394,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,990 | $383,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,794 | $381,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 10,528 | $377,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,331 | $371,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,206 | $366,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,544 | $358,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,031 | $345,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 17,790 | $329,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,984 | $327,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,374 | $326,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,028 | $310,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,932 | $307,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,584 | $293,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,765 | $291,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,939 | $288,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,276 | $281,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,757 | $278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,868 | $276,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,454 | $266,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,615 | $258,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,955 | $254,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 22,620 | $252,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,049 | $248,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,127 | $247,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 212 | $215,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 18,650 | $127,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 3,496 | $114,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 25,000 | $55,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 765 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697882-18-000004 | this filing | 2018-05-14 | acceptance time not in the bulk data set |