13F-HR filed by AE Wealth Management LLC
AE Wealth Management LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-14, with 1,867 holding rows worth $15,538,659,651.
- Accession
- 0001697723-23-000003
- Filer
- CIK 1697723
- Filed
- 2023-04-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 1,891 entries on the cover page, a total value of $15,538,659,651 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,538,659,651 with VALUE read as dollars as filed, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROBLOX CORP CL A | 771049103 | Stock | 7,418 | $333,639 | dollars as filed | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,147 | $333,560 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 13,375 | $333,435 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 7,442 | $332,955 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,289 | $332,625 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,624 | $330,945 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 31,603 | $330,881 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 28,893 | $330,536 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9,701 | $327,591 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 3,391 | $326,452 | dollars as filed | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 5,799 | $326,451 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 6,225 | $326,211 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,872 | $325,910 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 8,901 | $325,431 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 14,971 | $325,170 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 21,955 | $324,708 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,518 | $324,013 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,031 | $322,593 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 24,593 | $321,917 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 6,747 | $321,834 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 5,834 | $321,827 | dollars as filed | |
| FIRST TR IV EIP CARBON IMP | 33738d705 | INDX FD | 12,681 | $321,107 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 4,915 | $320,704 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,068 | $320,327 | dollars as filed | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 15,236 | $319,499 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,418 | $318,749 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 10,695 | $318,163 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 5,875 | $317,836 | dollars as filed | |
| TANGER INC | 875465106 | COM | 16,132 | $316,680 | dollars as filed | |
| SYNCHRONYFINL | 87165B103 | STOK | 10,889 | $316,663 | dollars as filed | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6,727 | $314,969 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 12,086 | $314,839 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 3,569 | $314,649 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 25,198 | $314,218 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 60,033 | $313,973 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,659 | $313,231 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 2,664 | $313,047 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 50,458 | $312,838 | dollars as filed | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 6,142 | $312,335 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 12,029 | $311,551 | dollars as filed | |
| BUNGE LTD | G16962105 | COM | 3,244 | $309,829 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 7,792 | $308,407 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 2,742 | $307,817 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 6,101 | $307,654 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 31,890 | $306,781 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 10,498 | $306,655 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,268 | $306,598 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 50,335 | $305,533 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 13,793 | $305,519 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,734 | $304,270 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,631 | $303,992 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 36,740 | $303,472 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,794 | $303,420 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,652 | $303,292 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 7,495 | $302,865 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 11,026 | $300,667 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,411 | $300,613 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 5,120 | $300,544 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 7,974 | $298,052 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 9,056 | $297,276 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,771 | $297,250 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 16,642 | $295,894 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 1,595 | $295,606 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 8,076 | $295,420 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 20,400 | $294,173 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 9,388 | $293,193 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 853 | $291,978 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 2,394 | $290,991 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 2,701 | $290,413 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 9,243 | $289,029 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 9,405 | $289,016 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,641 | $288,873 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,187 | $288,666 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,528 | $287,198 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 17,527 | $286,742 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 30,559 | $286,645 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 8,998 | $286,066 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 16,326 | $285,542 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,457 | $285,345 | dollars as filed | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 5,678 | $285,046 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,552 | $282,985 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 886 | $282,599 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 5,905 | $282,497 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 14,187 | $282,038 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 28,185 | $281,850 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 5,811 | $281,254 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 525 | $280,978 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 6,166 | $280,719 | dollars as filed | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 10,277 | $280,079 | dollars as filed | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 4,632 | $279,495 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,485 | $279,204 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 7,933 | $278,515 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,766 | $277,495 | dollars as filed | |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 8,149 | $277,066 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 9,352 | $276,452 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 74,267 | $276,272 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 2,770 | $273,726 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 4,846 | $272,897 | dollars as filed | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 160 | $272,485 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,087 | $270,979 | dollars as filed | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 17,559 | $270,409 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 12,025 | $270,318 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,554 | $270,083 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 11,995 | $269,413 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 16,618 | $268,708 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 13,677 | $267,802 | dollars as filed | |
| GRIFFON CORP | 398433102 | COM | 8,352 | $267,352 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 2,983 | $265,977 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,995 | $265,926 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,595 | $265,629 | dollars as filed | |
| UMB FINL CORP | 902788108 | COM | 4,602 | $265,627 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,276 | $265,536 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 19,724 | $265,091 | dollars as filed | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,815 | $264,871 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,417 | $263,474 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,811 | $263,305 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 9,533 | $260,828 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 20,908 | $260,719 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 6,822 | $260,532 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 24,913 | $259,094 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 25,054 | $258,807 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 169 | $258,605 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,821 | $258,074 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,990 | $257,757 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 7,267 | $257,475 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 10,882 | $256,053 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 13,087 | $254,019 | dollars as filed | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 19,287 | $252,591 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 4,742 | $252,076 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,948 | $251,883 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 7,858 | $250,670 | dollars as filed | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 5,729 | $250,357 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,018 | $249,856 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 5,304 | $249,288 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 261,402 | $248,985 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 50,611 | $248,500 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 16,626 | $247,894 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 25,096 | $247,196 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,816 | $246,907 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,192 | $246,700 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 5,088 | $246,171 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,998 | $245,878 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,893 | $245,085 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 2,211 | $244,630 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 7,837 | $243,431 | dollars as filed | |
| CNO FINL GROUP INC | 12621E103 | COM | 10,942 | $242,805 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 5,672 | $241,420 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 6,131 | $241,377 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,893 | $240,648 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 6,277 | $240,158 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,475 | $240,102 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 43 | $239,604 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 21,482 | $239,527 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 7,987 | $239,118 | dollars as filed | |
| TERRENO RLTY CORP | 88146M101 | COM | 3,694 | $238,652 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,877 | $238,414 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 8,527 | $237,399 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,441 | $237,255 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 2,709 | $237,037 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 6,390 | $236,287 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 5,684 | $235,830 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,791 | $235,369 | dollars as filed | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 879 | $235,124 | dollars as filed | |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,471 | $234,816 | dollars as filed | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,345 | $234,671 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 9,837 | $234,511 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 318 | $234,488 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 333 | $233,996 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 15,474 | $233,967 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 15,836 | $232,949 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,422 | $231,627 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 1,648 | $231,511 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 8,040 | $229,951 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 6,428 | $229,803 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 9,338 | $229,060 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,286 | $228,336 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 2,959 | $226,778 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 8,106 | $225,338 | dollars as filed | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 5,244 | $225,169 | dollars as filed | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 6,421 | $224,928 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,955 | $224,332 | dollars as filed | |
| WEBSTER FINL CORP | 947890109 | COM | 5,684 | $224,063 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,661 | $223,995 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 4,291 | $223,482 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 729 | $223,213 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,919 | $222,570 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 732 | $222,535 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 19,333 | $222,330 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 13,419 | $222,219 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,066 | $221,877 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 5,995 | $221,815 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,176 | $221,347 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U737 | FT VEST US EQT | 7,481 | $221,293 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 7,140 | $220,697 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 9,225 | $220,016 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,955 | $219,626 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,936 | $218,330 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 6,046 | $218,027 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 19,175 | $218,019 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,862 | $217,625 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 22,905 | $217,368 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 61,694 | $217,161 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,929 | $216,432 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 26,976 | $215,805 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,146 | $215,411 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,976 | $215,157 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 40,841 | $214,822 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 14,229 | $214,431 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,627 | $214,275 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 7,700 | $213,213 | dollars as filed | |
| CARMAX INC COM | 143130102 | Stock | 3,316 | $213,152 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 8,058 | $212,087 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 812 | $212,012 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 6,468 | $211,252 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F482 | FT VEST U.S EQT | 6,934 | $210,636 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 6,894 | $210,066 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 906 | $209,920 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 20,418 | $209,897 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 9,803 | $209,583 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 7,871 | $209,369 | dollars as filed | |
| AGILYSYS INC | 00847J105 | COM | 2,520 | $207,925 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,371 | $207,907 | dollars as filed | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 9,317 | $207,774 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,896 | $207,468 | dollars as filed | |
| SPDR SERIES TRUST | 78468R523 | ST STR BL 12 ETF | 2,082 | $207,388 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 4,941 | $207,318 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 4,103 | $207,078 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,569 | $206,656 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 4,358 | $206,526 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 1,589 | $206,059 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 6,514 | $206,050 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 5,022 | $205,199 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 77,720 | $205,181 | dollars as filed | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,232 | $204,973 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,313 | $204,933 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,012 | $204,908 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,685 | $204,699 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,653 | $204,060 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 5,239 | $204,007 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,953 | $201,339 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,757 | $201,241 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,470 | $200,360 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 202,397 | $199,928 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 18,530 | $193,639 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 30,146 | $190,824 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 20,996 | $189,801 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 14,895 | $188,124 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,848 | $187,937 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,625 | $184,759 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,521 | $182,750 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,731 | $182,427 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 11,542 | $178,673 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 11,737 | $168,778 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,540 | $167,852 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,442 | $166,138 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,768 | $165,453 | dollars as filed | |
| NEOVOLTA INC | 640655106 | CMN | 63,289 | $162,020 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 18,005 | $157,001 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 12,820 | $155,889 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 12,837 | $153,786 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,641 | $152,275 | dollars as filed | |
| HEART TEST LABORATORIES INC | 42254E104 | COMMON | 149,490 | $147,547 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 24,540 | $144,784 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 16,158 | $141,870 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,250 | $141,700 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,250 | $141,450 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 10,279 | $132,295 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 20,185 | $130,396 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,822 | $129,003 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 21,343 | $128,485 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,161 | $128,435 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 11,943 | $126,592 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 10,101 | $125,651 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 15,603 | $125,447 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 17,452 | $124,784 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 20,119 | $124,335 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 21,551 | $123,706 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 20,855 | $117,623 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 18,531 | $117,301 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 21,876 | $117,253 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q642 | REGENTS PK HDGD | 13,536 | $113,973 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,761 | $112,237 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 115,268 | $111,810 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 14,001 | $111,308 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 76,002 | $110,963 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,927 | $110,208 | dollars as filed | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,152 | $109,538 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 30,512 | $108,623 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,391 | $107,588 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 10,416 | $105,514 | dollars as filed | |
| AMERICAN STRATEGIC INVEST CO | 649439304 | COM CL A | 12,205 | $103,989 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,736 | $102,423 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,416 | $100,572 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,218 | $95,685 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 15,260 | $93,544 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 15,498 | $90,666 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 33,839 | $90,011 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 17,032 | $89,418 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,675 | $88,903 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 12,806 | $81,574 | dollars as filed | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 150,000 | $76,500 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,157 | $74,177 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,841 | $73,825 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 29,061 | $73,523 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,257 | $71,595 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 13,277 | $71,297 | dollars as filed | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 150,100 | $69,797 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 35,920 | $67,889 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 38,637 | $67,615 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,151 | $67,403 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 11,446 | $58,833 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 11,598 | $57,991 | dollars as filed | |
| AXT INC | 00246W103 | COM | 13,409 | $53,369 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 12,472 | $53,006 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10,193 | $52,494 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,860 | $51,365 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 10,742 | $50,487 | dollars as filed | |
| HIVE BLOCKCHAIN TECHNLGIES L | 43366H704 | COM NEW | 15,210 | $50,041 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,313 | $49,125 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,000 | $48,600 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 19,670 | $45,438 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 15,110 | $43,063 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 23,138 | $42,805 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,488 | $41,725 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 49,823 | $38,314 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,087 | $37,226 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 15,822 | $34,334 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,741 | $33,942 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 17,726 | $33,325 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 53,048 | $32,890 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,541 | $32,636 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 15,843 | $32,161 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 70,156 | $31,276 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 11,579 | $31,263 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,383 | $29,695 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 45,357 | $29,600 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 26,619 | $29,548 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 21,215 | $28,216 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 13,321 | $25,843 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 17,202 | $23,223 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 17,242 | $22,932 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,788 | $22,279 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 11,995 | $21,951 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 26,331 | $18,361 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 14,864 | $18,283 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 13,087 | $17,537 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 21,000 | $17,220 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 22,096 | $16,720 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,235 | $15,353 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,155 | $13,600 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 12,800 | $13,568 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 100,192 | $13,235 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 14,000 | $13,202 | dollars as filed | principal |
| EDGIO INC | 53261M104 | COM | 15,647 | $12,378 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 10,007 | $12,008 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 10,001 | $9,101 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 12,931 | $7,918 | dollars as filed | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 15,003 | $6,601 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 14,565 | $6,298 | dollars as filed | |
| AEYE INC | 008183105 | COM | 18,608 | $5,858 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 39,450 | $5,661 | dollars as filed | |
| BOXLIGHT CORP | 103197109 | COM CL A | 14,500 | $5,546 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 26,500 | $5,035 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,032 | $4,784 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 26,225 | $3,443 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 11,458 | $2,426 | dollars as filed | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 11,250 | $1,176 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697723-23-000003 | this filing | 2023-04-14 | acceptance time not in the bulk data set |