13F-HR filed by AE Wealth Management LLC
AE Wealth Management LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-01-31, with 1,812 holding rows worth $13,830,187,028.
- Accession
- 0001697723-23-000002
- Filer
- CIK 1697723
- Filed
- 2023-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 1,831 entries on the cover page, a total value of $13,830,187,028 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,830,187,322 with VALUE read as dollars as filed, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 10,844 | $298,593 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 7,783 | $298,338 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 3,978 | $297,037 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 20,753 | $296,979 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 29,019 | $295,699 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 9,841 | $294,617 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 6,363 | $294,416 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 449 | $294,204 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 9,410 | $293,599 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 42,569 | $292,450 | dollars as filed | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 3,394 | $292,325 | dollars as filed | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 9,528 | $292,128 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 5,761 | $291,276 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,586 | $290,432 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,662 | $288,115 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 11,823 | $287,065 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 24,406 | $287,012 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 22,658 | $286,618 | dollars as filed | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 10,986 | $286,405 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,021 | $286,227 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,809 | $285,989 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 24,317 | $283,995 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 44,589 | $283,587 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 29,751 | $283,528 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 7,616 | $282,385 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,874 | $282,026 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 15,093 | $281,778 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 10,260 | $281,432 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E731 | CABANA TARGET 5 | 13,146 | $281,063 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 5,813 | $280,750 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,375 | $280,493 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 8,209 | $279,516 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,584 | $279,157 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 14,028 | $278,736 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,178 | $277,258 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 30,032 | $276,895 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,526 | $275,968 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 8,670 | $275,112 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 4,633 | $274,783 | dollars as filed | |
| TANGER INC | 875465106 | COM | 15,304 | $274,554 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 26,255 | $272,791 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 14,607 | $272,713 | dollars as filed | |
| INSPERITY INC | 45778Q107 | COM | 2,396 | $272,186 | dollars as filed | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 20,551 | $271,144 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,060 | $270,779 | dollars as filed | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 14,491 | $269,239 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,556 | $269,031 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 12,158 | $268,806 | dollars as filed | |
| TIDAL ETF TR | 886364884 | SOFI WEEKLY INM | 2,893 | $268,355 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 13,675 | $267,073 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 18,688 | $266,680 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 904 | $266,129 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,052 | $266,041 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,958 | $266,034 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 62,424 | $265,924 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 8,935 | $265,431 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 8,079 | $265,153 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 11,426 | $265,090 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 11,111 | $264,097 | dollars as filed | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,482 | $264,029 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 6,129 | $263,599 | dollars as filed | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,323 | $260,614 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,130 | $260,569 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 9,825 | $259,858 | dollars as filed | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 11,224 | $258,601 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 78,064 | $258,392 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 2,150 | $258,152 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 4,975 | $258,140 | dollars as filed | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 5,517 | $255,161 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 1,721 | $254,622 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 12,868 | $254,014 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,859 | $253,841 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 494 | $253,118 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 8,016 | $250,821 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 826 | $249,872 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,787 | $249,428 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,330 | $249,014 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,640 | $248,244 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 9,808 | $248,052 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 28,809 | $247,753 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 13,577 | $247,244 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 171 | $247,172 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 38,647 | $246,954 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 11,596 | $246,183 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,196 | $246,106 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 10,982 | $245,887 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 12,274 | $244,744 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,929 | $244,676 | dollars as filed | |
| NORTHERN LIGHTS FD TR | 66538J720 | TOEWS AGILTY SHS | 9,522 | $244,525 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 7,974 | $244,395 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 2,116 | $244,119 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 12,475 | $243,640 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,326 | $243,055 | dollars as filed | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,714 | $242,884 | dollars as filed | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 3,860 | $241,597 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 52,064 | $241,577 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 2,760 | $241,057 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 7,827 | $240,842 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 8,438 | $239,902 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 15,150 | $238,916 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,426 | $238,560 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,929 | $238,554 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 11,999 | $238,415 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,497 | $236,948 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 854 | $236,490 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,978 | $236,456 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 25,164 | $236,290 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 3,033 | $235,262 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 7,063 | $235,257 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,543 | $234,621 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 46,273 | $234,604 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 70,885 | $233,920 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 5,139 | $233,649 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 3,416 | $232,973 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 16,164 | $232,762 | dollars as filed | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 7,773 | $231,944 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 5,058 | $231,350 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 15,923 | $230,399 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,507 | $229,412 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 14,609 | $228,923 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 8,809 | $228,157 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,337 | $228,096 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,219 | $227,771 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 19,274 | $227,431 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 1,123 | $227,307 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 7,839 | $227,168 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 27,778 | $226,944 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,365 | $226,430 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,073 | $226,147 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 4,756 | $225,899 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,529 | $223,410 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,341 | $218,980 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,590 | $217,547 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,696 | $217,546 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 26,537 | $217,341 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 10,213 | $217,128 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 6,151 | $216,280 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,018 | $215,280 | dollars as filed | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 5,353 | $215,247 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 11,667 | $215,029 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,200 | $214,985 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 13,156 | $214,969 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,738 | $214,867 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 7,053 | $214,768 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,394 | $214,754 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 7,292 | $214,741 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 766 | $214,735 | dollars as filed | |
| AVANGRID INC | 05351W103 | COM | 4,985 | $214,234 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 7,673 | $214,089 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 755 | $213,812 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 689 | $213,804 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 6,840 | $213,750 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,587 | $213,614 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,478 | $213,569 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 2,691 | $213,558 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 8,427 | $211,276 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 13,110 | $210,284 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 4,590 | $208,995 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,039 | $208,281 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 5,810 | $207,533 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 4,698 | $206,955 | dollars as filed | |
| AGILYSYS INC | 00847J105 | COM | 2,614 | $206,872 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,036 | $206,330 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,184 | $206,185 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 18,747 | $202,837 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,406 | $202,693 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 9,449 | $202,496 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 18,900 | $202,232 | dollars as filed | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 7,991 | $202,083 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 5,920 | $200,277 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,140 | $196,822 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 28,313 | $192,528 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 11,636 | $189,196 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,371 | $187,923 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 15,188 | $186,509 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 18,401 | $185,298 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,366 | $182,317 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,772 | $181,831 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 11,103 | $180,426 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 53,146 | $180,165 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,368 | $178,099 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 47,430 | $177,863 | dollars as filed | |
| F N B CORP | 302520101 | COM | 13,519 | $176,423 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,538 | $176,037 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,812 | $174,181 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 12,468 | $170,936 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 10,320 | $168,835 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 10,433 | $164,111 | dollars as filed | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 211,602 | $163,949 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 12,964 | $161,794 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 24,739 | $154,126 | dollars as filed | |
| NEW YORK CITY REIT INC | 649439205 | COM | 85,140 | $151,983 | dollars as filed | |
| NEOVOLTA INC | 640655106 | CMN | 53,965 | $150,562 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,639 | $147,993 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 18,614 | $147,423 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 11,774 | $146,469 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 12,990 | $144,061 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q642 | REGENTS PK HDGD | 17,123 | $144,004 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,161 | $143,473 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 12,690 | $142,893 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 21,929 | $136,180 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 10,766 | $133,391 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,409 | $133,291 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,664 | $131,918 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 12,504 | $130,416 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 14,683 | $129,651 | dollars as filed | |
| HEART TEST LABORATORIES INC | 42254E104 | COMMON | 154,204 | $129,516 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 14,278 | $124,935 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 17,233 | $117,701 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,170 | $116,960 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 10,254 | $116,793 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 29,905 | $108,554 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 14,001 | $105,008 | dollars as filed | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,891 | $104,846 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,675 | $104,202 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,271 | $102,399 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 38,374 | $100,925 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 17,888 | $98,386 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,308 | $97,246 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 14,088 | $96,223 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 15,260 | $95,833 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,149 | $95,432 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 75,252 | $94,065 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 24,429 | $93,563 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,519 | $91,940 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 38,267 | $88,399 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 12,796 | $87,909 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 14,185 | $82,839 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 12,677 | $82,527 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 26,898 | $81,501 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 18,799 | $80,836 | dollars as filed | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 150,000 | $79,290 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 14,260 | $79,285 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 20,385 | $79,094 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 18,914 | $77,358 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 28,725 | $77,271 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 11,874 | $76,944 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 11,260 | $76,682 | dollars as filed | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,632 | $70,173 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 17,955 | $69,665 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 11,175 | $69,509 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,627 | $69,196 | dollars as filed | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 35,947 | $64,705 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,151 | $63,342 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 10,066 | $61,503 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 21,004 | $59,861 | dollars as filed | |
| AXT INC | 00246W103 | COM | 13,606 | $59,596 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 10,102 | $56,369 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 12,472 | $53,006 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,704 | $52,773 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 50,748 | $46,714 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 17,987 | $44,248 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 12,803 | $43,785 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 15,216 | $42,300 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 12,893 | $42,289 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 11,452 | $40,769 | dollars as filed | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 13,329 | $39,454 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 88,753 | $39,051 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 22,710 | $38,381 | dollars as filed | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 34,150 | $36,329 | dollars as filed | principal |
| META MATERIALS INC | 59134N104 | COM | 30,427 | $36,208 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 24,619 | $35,944 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 14,889 | $35,734 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 13,758 | $34,945 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,141 | $34,760 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,352 | $34,737 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 15,866 | $34,271 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 70,113 | $34,194 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,058 | $34,004 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 29,515 | $32,762 | dollars as filed | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 44,170 | $32,182 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 11,364 | $32,046 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 24,608 | $30,268 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 11,983 | $30,077 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 134,131 | $29,509 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 21,301 | $29,182 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,000 | $28,600 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 17,478 | $26,567 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 28,036 | $25,866 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 41,786 | $23,709 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 21,600 | $23,544 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 13,864 | $23,292 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 22,247 | $22,914 | dollars as filed | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 50,100 | $22,445 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,075 | $21,494 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 21,951 | $21,093 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,788 | $20,747 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 15,797 | $17,851 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,541 | $17,561 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 12,800 | $14,720 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 13,078 | $13,209 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,308 | $12,473 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 14,000 | $12,181 | dollars as filed | principal |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,207 | $11,701 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 10,112 | $11,528 | dollars as filed | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 18,700 | $11,031 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 10,007 | $10,507 | dollars as filed | |
| AEYE INC | 008183105 | COM | 21,443 | $10,305 | dollars as filed | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 21,400 | $9,951 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 18,800 | $8,380 | dollars as filed | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 12,223 | $8,067 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 14,565 | $7,750 | dollars as filed | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 15,003 | $6,003 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 24,500 | $5,985 | dollars as filed | |
| Apple Inc | 037833100 | COM | 16,000 | $5,280 | dollars as filed | put |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 16,720 | $4,782 | dollars as filed | |
| HUMANIGEN INC | 444863203 | COM NEW | 39,450 | $4,734 | dollars as filed | |
| BOXLIGHT CORP | 103197109 | COM CL A | 14,500 | $4,507 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,032 | $4,423 | dollars as filed | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 24,381 | $1,831 | dollars as filed | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 11,250 | $1,378 | dollars as filed | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 11,500 | $1,240 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697723-23-000002 | this filing | 2023-01-31 | acceptance time not in the bulk data set |