13F-HR filed by AE Wealth Management LLC
AE Wealth Management LLC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-03, with 1,715 holding rows worth $12,499,057,000.
- Accession
- 0001697723-22-000004
- Filer
- CIK 1697723
- Filed
- 2022-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 1,787 entries on the cover page, a total value of $12,499,057,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,499,057,000 with VALUE read as thousands by filing date, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAN AMERN SILVER CORP | 697900108 | COM | 13,158 | $259,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 4,335 | $259,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,114 | $258,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 11,758 | $258,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 3,580 | $257,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y560 | ADVISORSHS ETF | 6,078 | $256,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,812 | $254,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 13,094 | $254,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,075 | $253,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,819 | $252,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 11,961 | $252,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 7,072 | $252,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,099 | $251,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,561 | $251,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,852 | $249,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,224 | $248,000 | thousands by filing date | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 2,578 | $247,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 11,766 | $247,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 7,769 | $246,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,659 | $246,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 6,902 | $246,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,494 | $244,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 15,051 | $244,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,162 | $244,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 867 | $243,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 20,968 | $243,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 12,587 | $243,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 751 | $240,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 7,959 | $239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 2,743 | $238,000 | thousands by filing date | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 4,941 | $237,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,814 | $237,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 3,525 | $236,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 12,882 | $235,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 594 | $234,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 9,832 | $234,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 26,807 | $233,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 8,651 | $233,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,258 | $232,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 21,980 | $231,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 9,172 | $231,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 18,900 | $231,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,196 | $230,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,901 | $230,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,150 | $230,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 23,508 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 9,522 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,479 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 10,183 | $229,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,525 | $227,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,042 | $227,000 | thousands by filing date | |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 9,423 | $227,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 10,080 | $226,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,767 | $225,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,335 | $224,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 6,290 | $224,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,001 | $223,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N301 | CMN | 8,398 | $223,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,007 | $222,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 48,045 | $221,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,617 | $221,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,323 | $221,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 22,188 | $220,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 7,301 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 4,995 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 5,781 | $220,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,517 | $219,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 2,176 | $218,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,813 | $217,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,508 | $217,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 9,718 | $217,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 9,769 | $215,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N400 | NASDAQ 100 CNVX | 9,459 | $215,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 982 | $214,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,342 | $214,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 7,380 | $212,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 22,965 | $211,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 6,197 | $211,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,190 | $209,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 371 | $209,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 8,042 | $208,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 160 | $207,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,133 | $207,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,249 | $207,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 2,956 | $207,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 17,051 | $207,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,518 | $206,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 7,955 | $206,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,823 | $205,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 11,262 | $205,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,573 | $204,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 6,324 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,291 | $203,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 8,575 | $203,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,344 | $202,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,025 | $201,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,916 | $201,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 79,313 | $201,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 6,247 | $201,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 6,227 | $200,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,248 | $200,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 16,769 | $196,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 25,653 | $194,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U760 | VEST BUFFERED | 10,314 | $191,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 16,421 | $189,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 14,913 | $187,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 22,300 | $186,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 17,401 | $184,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,000 | $179,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,201 | $173,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 12,575 | $169,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 23,197 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 13,545 | $165,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,065 | $163,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 20,128 | $162,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,575 | $156,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,220 | $156,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,360 | $154,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 26,384 | $154,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,308 | $151,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 47,803 | $146,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 16,434 | $146,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 11,264 | $144,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,353 | $144,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 10,641 | $140,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 16,401 | $137,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,599 | $130,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 33,778 | $129,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,260 | $128,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 79,787 | $123,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 42,130 | $120,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 15,902 | $118,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 56,029 | $118,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 39,950 | $114,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 70,106 | $112,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 37,820 | $110,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 16,119 | $109,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,048 | $108,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 151,325 | $107,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,763 | $105,000 | thousands by filing date | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 15,340 | $105,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 27,466 | $104,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 12,089 | $101,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 12,472 | $98,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,697 | $96,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 30,165 | $94,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 20,107 | $93,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,675 | $91,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 14,769 | $90,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 36,385 | $90,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,430 | $89,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 12,712 | $89,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 41,108 | $88,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 12,402 | $83,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 13,366 | $78,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 21,847 | $76,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 40,475 | $72,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,716 | $71,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 70,255 | $71,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,411 | $70,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 50,000 | $70,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 19,200 | $69,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,179 | $69,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,151 | $65,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 21,593 | $62,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 15,576 | $58,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 76,302 | $57,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 10,624 | $55,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,455 | $53,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,583 | $50,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 39,203 | $50,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 47,000 | $47,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 46,000 | $47,000 | thousands by filing date | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 12,075 | $45,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 17,179 | $45,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,641 | $44,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 12,286 | $44,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 14,937 | $44,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,675 | $42,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,672 | $42,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 40,000 | $42,000 | thousands by filing date | principal |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,000 | $41,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 30,720 | $41,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,672 | $39,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 15,959 | $36,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 15,793 | $36,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 25,632 | $34,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 29,804 | $33,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 17,365 | $33,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 24,015 | $33,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 34,150 | $32,000 | thousands by filing date | principal |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 13,750 | $31,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 37,065 | $28,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,675 | $27,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 18,700 | $27,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 19,658 | $24,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 25,000 | $24,000 | thousands by filing date | principal |
| CANOO INC | 13803R102 | COM CL A | 11,626 | $22,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,788 | $22,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,222 | $20,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,535 | $16,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 12,800 | $14,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 16,579 | $14,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 13,933 | $13,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 10,007 | $11,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 30,749 | $10,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 14,500 | $10,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 11,500 | $7,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 37,000 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 21,032 | $5,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 13,331 | $5,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 15,872 | $3,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 12,630 | $3,000 | thousands by filing date | |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 11,250 | $3,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 12,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697723-22-000004 | this filing | 2022-08-03 | acceptance time not in the bulk data set |