13F-HR filed by AE Wealth Management LLC
AE Wealth Management LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-04-18, with 1,659 holding rows worth $14,574,824,000.
- Accession
- 0001697723-22-000003
- Filer
- CIK 1697723
- Filed
- 2022-04-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 1,724 entries on the cover page, a total value of $14,574,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,574,824,000 with VALUE read as thousands by filing date, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,458 | $248,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 3,336 | $248,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 946 | $247,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,198 | $247,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,434 | $246,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 13,697 | $246,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,605 | $245,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 22,571 | $243,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 24,300 | $243,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,198 | $242,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 2,046 | $242,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,794 | $241,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 904 | $241,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,886 | $240,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,380 | $240,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,641 | $239,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 7,380 | $239,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 4,872 | $239,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,168 | $239,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 161 | $238,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 691 | $238,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,737 | $238,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,910 | $236,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,651 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,376 | $235,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,892 | $234,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 5,929 | $234,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,391 | $234,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 3,033 | $234,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,501 | $234,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 18,114 | $232,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,634 | $231,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 24,935 | $231,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,186 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 4,501 | $230,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,070 | $229,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,138 | $228,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,161 | $228,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,625 | $227,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F722 | FT VEST US EQT | 5,989 | $227,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 7,839 | $227,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,918 | $226,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,643 | $224,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 3,646 | $223,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 2,807 | $223,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,870 | $223,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 471 | $222,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 162 | $222,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,998 | $221,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 6,120 | $221,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 9,476 | $220,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,252 | $219,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 3,724 | $219,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 8,086 | $219,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,900 | $218,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,751 | $218,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,110 | $217,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,573 | $217,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 1,416 | $217,000 | thousands by filing date | |
| INNOVATOR TRIPLE STACKERETF | 45782C169 | UIE | 7,660 | $217,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,640 | $216,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 11,609 | $216,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F680 | FT VEST US EQT | 6,549 | $215,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,329 | $211,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 5,151 | $210,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,414 | $209,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,846 | $209,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 6,614 | $208,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 5,503 | $208,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 21,141 | $208,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,009 | $207,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 684 | $206,000 | thousands by filing date | |
| DBX ETF TR | 233051267 | XTRACKERS LOW | 4,283 | $206,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 9,311 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 4,757 | $203,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 17,401 | $202,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 45 | $201,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 13,864 | $201,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 21,345 | $195,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 18,942 | $192,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,151 | $189,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 25,074 | $189,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 24,863 | $188,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,529 | $187,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,143 | $180,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 70,024 | $179,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 19,208 | $177,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,447 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 18,957 | $174,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,481 | $169,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,775 | $168,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,510 | $167,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,277 | $164,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 42,030 | $160,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,202 | $159,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 10,483 | $158,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 70,231 | $158,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,192 | $152,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 12,852 | $147,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 23,571 | $143,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 12,472 | $133,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 60,168 | $133,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 25,963 | $123,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,301 | $122,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 39,975 | $120,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,284 | $119,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 18,940 | $117,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,091 | $116,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,937 | $114,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,675 | $109,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 18,355 | $108,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 26,928 | $107,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 31,437 | $107,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 25,998 | $104,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 16,706 | $96,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 13,430 | $95,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,455 | $88,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,366 | $86,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,680 | $85,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 15,793 | $82,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 16,033 | $81,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,151 | $72,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 45,155 | $71,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,874 | $70,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 18,700 | $70,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 24,963 | $69,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,897 | $68,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 16,149 | $63,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 24,321 | $63,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 18,593 | $60,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,000 | $58,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,524 | $53,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 45,000 | $51,000 | thousands by filing date | principal |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,658 | $49,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 46,000 | $49,000 | thousands by filing date | principal |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,671 | $45,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,986 | $44,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 15,910 | $44,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 41,000 | $41,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,738 | $38,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 39,000 | $38,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,335 | $37,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 16,579 | $37,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 10,007 | $35,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 34,150 | $34,000 | thousands by filing date | principal |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,775 | $32,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 13,381 | $31,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 15,003 | $31,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,788 | $26,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 12,800 | $20,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 37,000 | $19,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 13,540 | $19,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 14,500 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 109,500 | $16,000 | thousands by filing date | put |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 11,500 | $14,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 19,700 | $14,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 16,117 | $10,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 11,889 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,318 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697723-22-000003 | this filing | 2022-04-18 | acceptance time not in the bulk data set |