Skip to content

13F-HR filed by AE Wealth Management LLC

AE Wealth Management LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-20, with 1,688 holding rows worth $14,341,032,000.

Accession
0001697723-22-000002
Filed
2022-01-20
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2021

A holdings report, 1,688 entries on the cover page, a total value of $14,341,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,341,032,000 with VALUE read as thousands by filing date, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
FIRST TR EXCHANGE-TRADED ALP33737M409SML CAP VAL ALPH4,944$263,000thousands by filing date
FASTLY INC31188V100CL A7,420$263,000thousands by filing date
FIRST MAJESTIC SILVER CORP32076V103COM23,215$258,000thousands by filing date
OLLIES BARGAIN OUTLET HLDGS681116109COM5,012$257,000thousands by filing date
HA SUSTAINABLE INFRA CAP INC41068X100COM4,834$257,000thousands by filing date
SIGNATURE BANK82669G104COM796$257,000thousands by filing date
Dimensional US Small Cap ETF25434V500COM4,270$256,000thousands by filing date
BRIGHTSPIRE CAPITAL INC COM CL A10949T109REIT24,931$256,000thousands by filing date
ORGANON & CO COMMON STOCK68622V106Stock8,389$255,000thousands by filing date
FATHOM HOLDINGS31189V109COM12,472$255,000thousands by filing date
NUVEEN AMT FREE MUN CR INC F67071L106COM14,191$254,000thousands by filing date
GLOBAL X FDS37954Y889S&P 500 CATHOLIC4,310$254,000thousands by filing date
YAMANA GOLD INC98462Y100COM60,296$254,000thousands by filing date
ISHARES U S ETF TR46431W598BLOOMBERG ROLL5,105$253,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V639AI AND NEXT GEN1,976$252,000thousands by filing date
VANGUARD WHITEHALL FDS921946885COM3,232$251,000thousands by filing date
CELANESE CORP DEL COM150870103Stock1,493$251,000thousands by filing date
CSW INDUSTRIALS INC126402106COM2,073$251,000thousands by filing date
FIRST TR EXCH TRADED FD III33740J104ULTRA SHT DUR MU12,440$251,000thousands by filing date
CALLON PETROLEUM CORP13123X508COMMON STOCK5,310$251,000thousands by filing date
RATTLER MIDSTREAM LP75419T103CMN21,914$249,000thousands by filing date
ISHARES TR46435G433MSCI USA SMCP MN6,332$248,000thousands by filing date
GUGGENHEIM TAXABLE MUNICP BO401664107COM10,440$248,000thousands by filing date
INSULET CORP COM45784P101Stock919$245,000thousands by filing date
CIRRUS LOGIC INC COM172755100Stock2,648$244,000thousands by filing date
TILLYS INC886885102CL A15,171$244,000thousands by filing date
FIRST TR BICK INDEX FD33733H107COM SHS7,733$244,000thousands by filing date
FLEETCOR TECHNOLOGIES INC339041105COM1,084$243,000thousands by filing date
United States Brent Oil Fund L91167Q100COM11,611$243,000thousands by filing date
ISHARES MORNINGSTAR GROWTH ETF464287119ETF3,361$241,000thousands by filing date
BLACKROCK ENHANCED EQUITY DI09251A104COM23,867$241,000thousands by filing date
IPATH GSCI TOTAL RETURN INDEX ETF (GSP)06738C794ETF14,336$240,000thousands by filing date
HANOVER INS GROUP INC COM410867105Stock1,824$239,000thousands by filing date
SKECHERS U S A INC830566105CL A5,494$238,000thousands by filing date
LIVE NATION ENTERTAINMENT INC COM538034109Stock1,981$237,000thousands by filing date
GLOBAL X FDS37954Y848GLOBAL X SILVER6,428$236,000thousands by filing date
MSA SAFETY INC COM553498106Stock1,554$235,000thousands by filing date
VECTOR GROUP LTD92240M108COM20,491$235,000thousands by filing date
CANOPY GROWTH CORP138035100COM26,959$235,000thousands by filing date
ALCON AG ORD SHSH01301128Stock2,690$234,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V746LARGE CAP GROWTH2,902$234,000thousands by filing date
ADVANSIX INC00773T101COM4,962$234,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock994$233,000thousands by filing date
FOX CORP CL A COM35137L105Stock6,288$232,000thousands by filing date
HALLIBURTON CO COM406216101Stock10,156$232,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock3,357$232,000thousands by filing date
WISDOMTREE TR97717W315EMER MKT HIGH FD5,351$232,000thousands by filing date
MGE ENERGY INC55277P104COM2,818$232,000thousands by filing date
AMERICAN CENTY ETF TR025072810FOCUSED DYNAMIC2,862$231,000thousands by filing date
DOUBLELINE INCOME SOLUTIONS258622109COM14,279$230,000thousands by filing date
CHARLES RIV LABS INTL INC159864107COM611$230,000thousands by filing date
MATTEL INC577081102COM10,650$230,000thousands by filing date
INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE45782C755ETF6,675$230,000thousands by filing date
XPO INC COM983793100Stock2,955$229,000thousands by filing date
ASSOCIATED BANC-CORP045487105COM10,122$229,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V241S&P500 QUALITY4,303$229,000thousands by filing date
HANESBRANDS INC410345102COM13,667$229,000thousands by filing date
FIRST TR EXCHNG TRADED FD VI33740F680FT VEST US EQT6,904$229,000thousands by filing date
ROYAL BK CDA COM780087102Stock2,150$228,000thousands by filing date
UNUM GROUP COM91529Y106Stock9,248$227,000thousands by filing date
DUKE REALTY CORP264411505COM NEW3,459$227,000thousands by filing date
FIRST TR EXCHNG TRADED FD VI33740U109SECUR PLUS ETF8,832$227,000thousands by filing date
VANGUARD INTL EQUITY INDEX F922042676COM4,169$225,000thousands by filing date
AMERICAN EQUITY INVT LIFE025676206COMMON STOCK5,769$225,000thousands by filing date
ASANA INC04342Y104CL A3,011$224,000thousands by filing date
NUVEEN QUALITY MUNCP INCOME67066V101COM13,919$224,000thousands by filing date
AECOM COM00766T100Stock2,887$223,000thousands by filing date
BLACKSTONE MORTGAGE TRUST INC COM CL A09257W100REIT7,249$222,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R688S&P INTL DIVID12,481$221,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33738D101NO AMER ENERGY8,812$220,000thousands by filing date
COHEN & STEERS INFRASTRUCTUR19248A109COM7,636$218,000thousands by filing date
WYNN RESORTS LTD983134107COM2,565$218,000thousands by filing date
CONTEXTLOGIC INC21077C107COMMON STOCK70,181$218,000thousands by filing date
MOLSON COORS BEVERAGE CO CL B60871R209Stock4,665$216,000thousands by filing date
INVESCO DB MULTI-SECTOR COMM46140H106AGRICULTURE FD10,937$216,000thousands by filing date
SOUTH JERSEY INDUSTRIES INC838518108COM8,253$216,000thousands by filing date
Phillips 66 Partners LP718549207COM UNIT REP INT5,997$216,000thousands by filing date
SCHWAB STRATEGIC TR808524839US AGGREGATE B3,998$215,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138G649COM1,309$214,000thousands by filing date
TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10294821608ADR19,654$214,000thousands by filing date
BRINKS CO109696104COM3,265$214,000thousands by filing date
NEW YORK LIFE INVESTMENTS ET45409B461CMN5,144$214,000thousands by filing date
STMICROELECTRONICS N V NY REGISTRY861012102ADR4,338$212,000thousands by filing date
ATMOS ENERGY CORP COM049560105Stock2,025$212,000thousands by filing date
Goldman Sachs Equal Weight U.S. Large Cap Equity ETF381430438SHS2,948$211,000thousands by filing date
FIRST FINL BANKSHARES INC COM32020R109Stock4,153$211,000thousands by filing date
CHEMOURS CO COM163851108Stock6,253$210,000thousands by filing date
REPLIGEN CORP COM759916109Stock788$209,000thousands by filing date
PARSONS CORP DEL COM70202L102Stock6,197$209,000thousands by filing date
UGI CORP NEW COM902681105Stock4,532$208,000thousands by filing date
CARMAX INC COM143130102Stock1,598$208,000thousands by filing date
ZYNGA INC.98986T108CL A32,432$208,000thousands by filing date
NUVEEN PREFERRED & INCOME67075A106EXCHANGE TRADED8,030$208,000thousands by filing date
Vanguard ESG U.S. Stock ETF921910733SHS2,360$207,000thousands by filing date
MATCH GROUP INC NEW57667L107COM1,554$206,000thousands by filing date
AMERICAN CAMPUS COMMUNITIES024835100COM3,587$205,000thousands by filing date
THE CAMPBELLS COMPANY COM134429109Stock4,683$204,000thousands by filing date
STONEX GROUP INC861896108COM3,336$204,000thousands by filing date
FIRST TR EXCHNG TRADED FD VI33740F789ACTIVE FACTOR LA7,496$204,000thousands by filing date
HANMI FINANCIAL CORPORATION410495204COMMON STOCK8,595$204,000thousands by filing date
Schwab Fundamental Emerging Markets Equity ETF808524730SHS6,543$203,000thousands by filing date
WISDOMTREE TR97717W406US AI ENHANCED2,007$203,000thousands by filing date
SASOL LTD803866300SPONSORED ADR12,360$203,000thousands by filing date
UBS AG LONDON BRANCH902677780NT LKD 24234$203,000thousands by filing date
DIREXION SHARES ETF TRUST25459Y207NASDAQ 100 EQ WT2,361$201,000thousands by filing date
TIDAL TRUST I886364793SOUND EQUIT ETF7,734$201,000thousands by filing date
OLD REP INTL CORP COM680223104Stock8,139$200,000thousands by filing date
TILRAY INC88688T100COM CL 226,830$189,000thousands by filing date
MARTEN TRANSPORT LTD573075108COM10,514$180,000thousands by filing date
FRANKLIN LTD DURATION INCOME35472T101COM19,386$176,000thousands by filing date
XERIS BIOPHARMA HOLDINGS INC98422E103COM59,666$175,000thousands by filing date
BLACKROCK MUNIASSETS FD INC09254J102COM11,607$172,000thousands by filing date
ING GROEP N.V. SPONSORED ADR456837103ADR11,855$165,000thousands by filing date
MAMAS CREATIONS INC COM56146T103Stock81,634$164,000thousands by filing date
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN17,445$163,000thousands by filing date
EATON VANCE TAX-MANAGED DIVE27828N102COM10,744$162,000thousands by filing date
VALLEY NATL BANCORP919794107COM11,604$160,000thousands by filing date
ABERDEEN ASIA-PACIFIC INCOME F003009107COM41,960$160,000thousands by filing date
BNY MELLON STRATEGIC MUN BD09662E109COM18,390$154,000thousands by filing date
HUMANIGEN INC444863203COM NEW39,975$149,000thousands by filing date
AMERICA FIRST MULTIFAMILY IN02364V107BEN UNIT CTF22,952$148,000thousands by filing date
OLD SECOND BANCORP INC680277100COMMON STOCK11,245$142,000thousands by filing date
PIMCO INCOME STRATEGY FD72201H108COM12,550$138,000thousands by filing date
PIMCO HIGH INCOME FD722014107COM SHS22,269$137,000thousands by filing date
AURORA CANNABIS INC-NEW05156X884COM25,195$136,000thousands by filing date
EATON VANCE RISK-MANAGED DIVSF27829G106COM12,301$131,000thousands by filing date
CLOUGH GLOBAL OPPORTUNITIES18914E106SH BEN INT12,253$130,000thousands by filing date
EATON VANCE TAX-MANAGED GLOB27829c105COM11,586$130,000thousands by filing date
RETRACTABLE TECHNOLOGIES INC76129W105COM18,546$129,000thousands by filing date
PUTNAM PREMIER INCOME TR746853100SH BEN INT28,124$120,000thousands by filing date
EVELO BIOSCIENCES INC299734103COM19,528$119,000thousands by filing date
NUVEEN CR STRATEGIES INCOME67073D102COM SHS18,184$118,000thousands by filing date
PUTNAM MANAGED MUN INCOME TR746823103COM13,430$118,000thousands by filing date
CLEAN ENERGY FUELS CORP184499101COMMON STOCK18,762$115,000thousands by filing date
KINROSS GOLD CORP496902404COM19,059$111,000thousands by filing date
GLOBAL X FDS37950E127REIT ETF11,609$111,000thousands by filing date
NEW AMERICA HIGH INCOME FUND I641876800COM NEW11,821$110,000thousands by filing date
INVESCO SR INCOME TR46131H107COM23,520$102,000thousands by filing date
AEGON N V007924103NY REGISTRY SHS20,675$102,000thousands by filing date
VAXART INC NEW92243A200COM16,203$102,000thousands by filing date
CBRE GBL REAL ESTATE INC FD COM12504G100CEF10,317$101,000thousands by filing date
ANTERO MIDSTREAM CORP COM03676B102Stock10,246$99,000thousands by filing date
GABELLI EQUITY TR INC COM362397101CEF12,725$91,000thousands by filing date
LIBERTY ALL STAR GROWTH FUND I529900102COM10,021$90,000thousands by filing date
BLACK DIAMOND THERAPEUTICS I09203E105COM16,135$86,000thousands by filing date
INVESCO MUNI INCOME OPP TRST46132X101COM10,626$85,000thousands by filing date
FUELCELL ENERGY INC35952H601COM15,031$78,000thousands by filing date
PIMCO STRATEGIC INCOME FD72200X104COM11,500$78,000thousands by filing date
SKILLZ INC83067L109COM10,344$77,000thousands by filing date
BIONANO GENOMICS INC09075F107COM25,561$76,000thousands by filing date
HECLA MNG CO422704106COM13,455$70,000thousands by filing date
CRONOS GROUP INC22717L101COM16,888$66,000thousands by filing date
Enzo Biochem Inc294100102Common Stock20,000$64,000thousands by filing date
SIENTRA INC82621J105COM16,579$61,000thousands by filing date
Bakkt Inc W Exp 10/25/20205759B115SPAC Combination23,807$58,000thousands by filing date
SORRENTO THERAPEUTICS INC83587F202COMMON STOCK12,556$58,000thousands by filing date
CLOVER HEALTH INVESTMENTS CO18914F103COMMON STOCK14,548$54,000thousands by filing date
EDGIO INC53261M104COM15,643$54,000thousands by filing date
PROSPECT CAP CORP74348TAT9BOND46,000$50,000thousands by filing dateprincipal
OXFORD SQUARE CAP CORP69181V107COM11,245$46,000thousands by filing date
ARES CAPITAL CORP04010LAW3NOTE 4.625% 3/040,000$46,000thousands by filing dateprincipal
WORKHORSE GROUP INC98138J206COM NEW10,500$46,000thousands by filing date
BLUEKNIGHT ENERGY PARTNERS LP09625U109PREFERRED14,000$46,000thousands by filing date
BNY MELLON HIGH YIELD STRATE09660L105SH BEN INT14,666$45,000thousands by filing date
CLEAR CHANNEL OUTDOOR HLDGS18453H106COM13,307$44,000thousands by filing date
NORDIC AMERICAN TANKERS LIMIG65773106COM25,156$43,000thousands by filing date
PROSPECT CAP CORP74348TAR3NOTE 4.950% 7/141,000$41,000thousands by filing dateprincipal
Hive Blockchain Technologies L43366H100COM15,651$41,000thousands by filing date
GAMCO GLOBAL GOLD NAT RES &36465A109COM SH BEN INT10,576$40,000thousands by filing date
AMARIN CORP PLC023111206SPONS ADR NEW11,435$39,000thousands by filing date
INVESCO MORTGAGE CAPITAL INC46131B100COM12,654$35,000thousands by filing date
WESTERN DIGITAL CORP.958102AP0NOTE 1.500% 2/032,000$32,000thousands by filing dateprincipal
CREDIT SUISSE HIGH YIELD CRE22544F103SH BEN INT12,674$31,000thousands by filing date
FORUM ENERGY TECHNOLOGIES IN34984VAC4NOTE 9.000% 8/034,150$30,000thousands by filing dateprincipal
Sigma Additive Solutions, Inc.826598500common15,003$28,000thousands by filing date
GROM SOCIAL ENTERPRISES INC39878L308COM NEW13,331$24,000thousands by filing date
AKEBIA THERAPEUTICS INC00972D105COMMON STOCK10,300$23,000thousands by filing date
COLONY FINL INC19624RAA4NOTE 5.000% 4/120,000$21,000thousands by filing dateprincipal
REDWOOD TRUST INC758075AD7BOND20,000$20,000thousands by filing dateprincipal
BLACKSTONE MTG TR INC09257WAC4NOTE 4.750% 3/120,000$20,000thousands by filing dateprincipal
TTOO89853L104Stock35,000$18,000thousands by filing date
BOXLIGHT CORP103197109COM CL A12,006$17,000thousands by filing date
UR-ENERGY INC91688R108COM12,800$16,000thousands by filing date
VYANT BIO INC92942V109COM10,833$15,000thousands by filing date
HEXO CORP428304307COM NEW20,535$14,000thousands by filing date
MATINAS BIOPHARMA HLDGS INC576810105COM11,889$12,000thousands by filing date
SUNDIAL GROWERS INC86730L109COM15,600$9,000thousands by filing date
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock11,718$4,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001697723-22-000002this filing2022-01-20acceptance time not in the bulk data set