13F-HR filed by AE Wealth Management LLC
AE Wealth Management LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-27, with 1,477 holding rows worth $9,905,452,000.
- Accession
- 0001697723-21-000002
- Filer
- CIK 1697723
- Filed
- 2021-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,557 entries on the cover page, a total value of $9,905,452,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,905,452,000 with VALUE read as thousands by filing date, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IPG PHOTONICS CORP | 44980X109 | COM | 2,522 | $532,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 3,728 | $531,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 28,919 | $530,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 10,964 | $529,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 31,554 | $529,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 6,626 | $528,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 7,250 | $527,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 14,073 | $526,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 13,614 | $525,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 5,100 | $524,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,218 | $524,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,146 | $523,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 8,699 | $522,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,707 | $521,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 25,780 | $518,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 9,050 | $517,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,484 | $516,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 44,109 | $515,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 15,009 | $511,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 8,579 | $510,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 15,084 | $509,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 22,180 | $508,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 7,306 | $506,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 34,103 | $505,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 17,600 | $505,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,477 | $504,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 15,214 | $503,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,507 | $503,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,155 | $502,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 5,562 | $501,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,788 | $501,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 10,839 | $500,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 19,808 | $499,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,336 | $498,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 12,280 | $498,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,676 | $496,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 15,871 | $495,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 6,705 | $494,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 2,609 | $490,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 15,091 | $490,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 8,232 | $489,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 19,395 | $486,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,437 | $485,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 9,736 | $485,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,554 | $483,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 11,846 | $482,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 8,425 | $482,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 6,198 | $480,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 19,221 | $477,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,468 | $476,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,044 | $475,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,294 | $475,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,696 | $475,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,970 | $470,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 21,112 | $470,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 18,251 | $470,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 19,660 | $465,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 8,426 | $465,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 9,355 | $463,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,370 | $460,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,030 | $460,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 9,272 | $460,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 9,527 | $458,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,305 | $458,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 17,680 | $457,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 7,653 | $456,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 18,669 | $456,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,495 | $455,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 12,402 | $454,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,493 | $452,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 10,293 | $451,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 9,550 | $451,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 12,630 | $450,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 12,234 | $450,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,999 | $450,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,058 | $448,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,023 | $447,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,654 | $447,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 3,428 | $446,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 13,484 | $446,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 4,748 | $445,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 12,457 | $443,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 6,743 | $441,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 12,194 | $436,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,130 | $435,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 6,068 | $435,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 5,541 | $434,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 23,502 | $432,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 7,438 | $432,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 9,924 | $431,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 53,763 | $431,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 12,168 | $430,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 16,464 | $428,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 7,386 | $427,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 7,334 | $426,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 5,656 | $426,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 3,177 | $425,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 8,136 | $425,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 4,992 | $425,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 15,826 | $421,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,256 | $421,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 22,000 | $420,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 8,554 | $419,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 9,858 | $418,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 6,252 | $417,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 19,175 | $417,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 14,083 | $416,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,768 | $415,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 43,718 | $415,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 11,328 | $415,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,702 | $411,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,099 | $411,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,786 | $411,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,420 | $409,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,665 | $408,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 23,620 | $407,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 19,265 | $407,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,764 | $406,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,820 | $404,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,064 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,722 | $404,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 56,140 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 6,212 | $402,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 8,808 | $401,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 6,780 | $401,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,197 | $401,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 7,605 | $401,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 12,153 | $400,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 9,888 | $398,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,972 | $397,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,418 | $397,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 7,659 | $396,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 11,858 | $395,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 71,986 | $395,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 19,494 | $394,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 20,369 | $394,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 8,223 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 4,884 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 38,695 | $392,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 16,417 | $391,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 12,990 | $391,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 13,527 | $390,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 9,296 | $389,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 16,117 | $389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 14,639 | $389,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 8,903 | $389,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 5,619 | $388,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 10,897 | $388,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,603 | $387,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 36,228 | $387,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 50,381 | $386,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,572 | $385,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 5,614 | $384,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 9,344 | $384,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 7,333 | $383,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 28,817 | $382,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 7,267 | $382,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 37,395 | $382,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,381 | $381,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 18,992 | $381,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 5,134 | $380,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 15,308 | $379,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 21,105 | $379,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,059 | $378,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 26,201 | $378,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 29,402 | $377,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 31,547 | $375,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 6,610 | $375,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 35,740 | $375,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,215 | $374,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 13,232 | $373,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,963 | $372,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 23,862 | $371,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 8,888 | $370,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,082 | $370,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,148 | $370,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 32,765 | $369,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 22,221 | $369,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 6,127 | $368,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,553 | $367,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 7,255 | $367,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 9,259 | $366,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,601 | $365,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,014 | $364,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,839 | $364,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,530 | $363,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 25,973 | $363,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,499 | $362,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,092 | $362,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,643 | $360,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 7,218 | $359,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 11,780 | $359,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,800 | $359,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 4,603 | $358,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 7,669 | $356,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,143 | $350,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 7,912 | $349,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 3,742 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 6,412 | $346,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 4,609 | $345,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 7,728 | $345,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,062 | $345,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 25,632 | $345,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,406 | $343,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,432 | $342,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 8,868 | $340,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 35,016 | $340,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 10,683 | $339,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 14,845 | $338,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 8,958 | $337,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 2,035 | $335,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 600 | $335,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 28,215 | $334,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 33,855 | $334,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,697 | $333,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 17,079 | $333,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 3,055 | $332,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 13,484 | $329,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 9,324 | $328,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 23,580 | $328,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,632 | $326,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 6,306 | $325,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,441 | $323,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,528 | $322,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,676 | $322,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 801 | $321,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,114 | $321,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 8,206 | $321,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 3,831 | $321,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,474 | $320,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,277 | $317,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,330 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,043 | $314,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 15,167 | $314,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,536 | $313,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,450 | $312,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,436 | $312,000 | thousands by filing date | |
| INSPIRE INTERNATIONAL ETF | 66538H419 | ETF | 9,438 | $308,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 255 | $308,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 1,925 | $306,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 3,278 | $306,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,326 | $306,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,480 | $305,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 8,476 | $305,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 517 | $304,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 3,645 | $303,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,749 | $303,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 21,333 | $302,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,740 | $302,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 43,855 | $299,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 69,478 | $299,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,553 | $297,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 9,331 | $297,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 27,972 | $297,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 21,518 | $296,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 17,208 | $295,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 1,614 | $295,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 6,783 | $295,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 13,777 | $293,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,264 | $293,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,279 | $291,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,925 | $291,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,347 | $291,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,032 | $290,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,179 | $290,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,298 | $289,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 12,458 | $289,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,160 | $288,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 6,150 | $287,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 12,141 | $287,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,327 | $286,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 18,232 | $286,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,784 | $285,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,945 | $284,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 11,093 | $283,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,099 | $283,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,463 | $282,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 18,213 | $281,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 5,396 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,851 | $280,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,521 | $279,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,210 | $278,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 6,846 | $278,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,999 | $278,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 9,894 | $277,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 63,906 | $277,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,081 | $276,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 53,863 | $275,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,470 | $275,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,828 | $274,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,919 | $274,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 7,196 | $273,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 6,656 | $272,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,947 | $271,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 637 | $270,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,199 | $270,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 16,828 | $270,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,661 | $270,000 | thousands by filing date | |
| INNOVATOR TRIPLE STACKERETF | 45782C169 | UIE | 10,007 | $270,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,472 | $269,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,019 | $268,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 962 | $267,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,014 | $267,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 11,465 | $267,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 8,341 | $266,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 14,853 | $265,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 18,597 | $262,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 7,330 | $261,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,104 | $261,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 8,426 | $260,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 9,576 | $260,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 895 | $257,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 6,469 | $256,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,362 | $254,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,868 | $252,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 6,700 | $252,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,223 | $252,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 7,506 | $252,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,152 | $252,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,642 | $250,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,684 | $250,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 7,945 | $250,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,376 | $249,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,713 | $249,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,915 | $248,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 5,055 | $248,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 480 | $247,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,549 | $247,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,820 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 2,049 | $244,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 8,754 | $244,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 25,530 | $242,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 3,787 | $242,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,816 | $242,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,615 | $241,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,997 | $241,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,080 | $241,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,637 | $239,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 3,884 | $238,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 386 | $238,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,602 | $238,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,848 | $238,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,515 | $236,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 4,814 | $236,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 434 | $235,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 14,217 | $235,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 15,061 | $234,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 16,929 | $233,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,385 | $232,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 11,349 | $231,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,903 | $231,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,867 | $231,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 6,040 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 3,158 | $231,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,719 | $230,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 3,549 | $230,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,141 | $230,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 10,000 | $230,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 692 | $229,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 4,074 | $229,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 8,553 | $228,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 818 | $227,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,758 | $226,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,661 | $226,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,781 | $226,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,271 | $224,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,523 | $224,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 453 | $224,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,379 | $223,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 6,183 | $222,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,253 | $221,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 6,753 | $219,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,849 | $219,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 3,581 | $219,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 6,925 | $218,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,010 | $217,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 2,599 | $217,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,319 | $217,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,565 | $217,000 | thousands by filing date | |
| TIDAL ETF TR | 886364884 | SOFI WEEKLY INM | 2,064 | $217,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,239 | $215,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,740 | $215,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,675 | $214,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 946 | $214,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 6,877 | $214,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,566 | $213,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,395 | $213,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,586 | $213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,107 | $213,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,649 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,199 | $212,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 645 | $211,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,205 | $208,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 5,731 | $207,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 7,521 | $207,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,142 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 4,413 | $207,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,112 | $206,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,308 | $206,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,790 | $206,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,486 | $203,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 13,900 | $203,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 8,660 | $203,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,537 | $201,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 6,275 | $201,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,025 | $201,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 14,342 | $197,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 27,190 | $190,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 12,500 | $190,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 29,800 | $185,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 10,076 | $185,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 13,268 | $184,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 22,724 | $184,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 10,437 | $181,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 21,208 | $181,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 12,446 | $180,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,385 | $179,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 19,666 | $178,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,398 | $178,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 100,000 | $176,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,615 | $174,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 12,392 | $171,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 10,350 | $166,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10,677 | $162,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 24,403 | $159,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 22,722 | $153,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 17,639 | $149,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,144 | $147,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,386 | $145,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 34,101 | $143,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,000 | $140,000 | thousands by filing date | put |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 10,333 | $134,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,528 | $128,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 15,230 | $124,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,555 | $119,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 12,951 | $115,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,894 | $107,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 25,739 | $102,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,392 | $96,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 10,043 | $86,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 21,926 | $86,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,575 | $85,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 25,982 | $83,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,103 | $82,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,920 | $79,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,989 | $74,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,000 | $69,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,651 | $68,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 20,000 | $65,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 46,000 | $50,000 | thousands by filing date | principal |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,520 | $49,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 12,564 | $44,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 40,000 | $43,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 41,000 | $42,000 | thousands by filing date | principal |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 20,000 | $36,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,000 | $34,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 34,150 | $32,000 | thousands by filing date | principal |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,674 | $31,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 25,000 | $26,000 | thousands by filing date | principal |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 14,000 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 24,500 | $23,000 | thousands by filing date | put |
| SUNDIAL GROWERS INC | 86730L109 | COM | 12,790 | $14,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 17,200 | $11,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 700 | $8,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 700 | $7,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 10,000 | $7,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 500 | $2,000 | thousands by filing date | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 2,700 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287457 | COM | 5,200 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $1,000 | thousands by filing date | call |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| United States Oil Fund LP | 91232N207 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697723-21-000002 | this filing | 2021-04-27 | acceptance time not in the bulk data set |