13F-HR filed by AE Wealth Management LLC
AE Wealth Management LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-22, with 975 holding rows worth $3,328,962,000.
- Accession
- 0001697723-19-000003
- Filer
- CIK 1697723
- Filed
- 2019-07-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 975 entries on the cover page, a total value of $3,328,962,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,328,962,000 with VALUE read as thousands by filing date, 13F file number 028-17779. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,879 | $693,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 9,262 | $692,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 47,151 | $690,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 13,462 | $686,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 10,288 | $685,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 8,217 | $684,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 8,979 | $681,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 11,043 | $679,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 14,799 | $676,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,092 | $674,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,400 | $670,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 8,255 | $669,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 7,101 | $662,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,922 | $661,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 25,061 | $658,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 65,782 | $649,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 11,390 | $648,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 70,734 | $646,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,834 | $642,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,218 | $639,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 18,422 | $637,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,254 | $632,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 12,415 | $631,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,758 | $630,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 10,748 | $630,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,180 | $629,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 9,341 | $623,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 12,247 | $623,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 21,355 | $620,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 7,882 | $619,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 330 | $618,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 8,230 | $614,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 30,214 | $603,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 17,821 | $603,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 14,579 | $600,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 12,680 | $598,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 19,405 | $596,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,301 | $595,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 6,195 | $594,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,655 | $593,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 16,080 | $591,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 31,932 | $590,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,749 | $589,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 20,182 | $589,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 37,326 | $584,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 529 | $582,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 20,243 | $581,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 10,676 | $581,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 22,781 | $573,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 19,382 | $570,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,777 | $566,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 3,623 | $565,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,794 | $565,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 12,152 | $564,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 10,241 | $564,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,961 | $563,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 24,465 | $554,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 22,854 | $553,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 5,765 | $550,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 11,131 | $548,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 60,252 | $543,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 36,147 | $540,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,369 | $536,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,616 | $534,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 28,227 | $533,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 10,792 | $532,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,226 | $532,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 6,869 | $532,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 12,413 | $531,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,905 | $530,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 13,072 | $527,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 9,370 | $526,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 11,320 | $523,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,280 | $523,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 23,401 | $520,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 7,474 | $516,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,745 | $516,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 5,528 | $515,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,030 | $514,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,856 | $514,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 8,372 | $514,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 14,298 | $513,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,814 | $512,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 24,105 | $511,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 25,269 | $506,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 17,534 | $504,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 14,581 | $504,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,417 | $503,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,354 | $494,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 18,088 | $493,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 10,757 | $493,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 7,866 | $492,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,631 | $489,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 10,206 | $485,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,499 | $482,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4,484 | $482,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 19,483 | $482,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 41,627 | $481,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 14,296 | $480,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 48,329 | $476,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,317 | $475,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 8,871 | $471,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 20,444 | $470,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 9,418 | $470,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,503 | $469,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 11,547 | $466,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,667 | $465,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 3,984 | $465,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 58,506 | $463,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 15,752 | $462,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 20,099 | $458,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 10,186 | $456,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,076 | $452,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,060 | $452,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 6,903 | $451,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 24,791 | $450,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,499 | $449,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 21,258 | $443,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 13,496 | $442,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,159 | $440,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 13,309 | $437,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,335 | $435,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 28,390 | $433,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,021 | $432,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 128,511 | $432,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 15,751 | $428,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,868 | $426,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 4,935 | $426,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 9,457 | $425,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 4,140 | $424,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 8,250 | $423,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,162 | $422,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 9,320 | $422,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 9,765 | $421,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,955 | $420,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 15,128 | $420,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,738 | $419,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,910 | $415,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,022 | $414,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 10,636 | $412,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,817 | $410,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,991 | $410,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,039 | $408,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,521 | $406,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 19,240 | $406,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 11,466 | $405,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,963 | $404,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 12,839 | $399,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,079 | $398,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 7,648 | $398,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,147 | $397,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,667 | $394,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 24,372 | $393,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 26,210 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,047 | $391,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,288 | $391,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,039 | $388,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,085 | $388,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 33,266 | $388,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 18,891 | $387,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 12,727 | $387,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,123 | $386,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 18,000 | $385,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,234 | $383,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 14,265 | $383,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,742 | $381,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,866 | $380,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 16,575 | $380,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,700 | $377,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 62,193 | $377,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,306 | $373,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 9,887 | $372,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,324 | $371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 12,309 | $370,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 33,714 | $370,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 8,582 | $369,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,222 | $369,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 16,146 | $369,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q774 | LDRSHS ALPFACT | 14,915 | $369,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 6,144 | $368,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,345 | $367,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 11,202 | $366,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,237 | $366,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,218 | $364,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 4,216 | $361,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,231 | $360,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,541 | $360,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 16,948 | $359,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,903 | $357,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 8,667 | $356,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 12,608 | $355,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,250 | $354,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 4,926 | $354,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 45,223 | $354,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 7,210 | $353,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 30,043 | $353,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 7,011 | $351,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 16,402 | $349,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,977 | $345,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,017 | $344,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 48,473 | $344,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,414 | $343,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 24,857 | $343,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 6,878 | $342,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 9,891 | $342,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,293 | $341,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,729 | $341,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,901 | $339,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 8,003 | $337,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 14,471 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 13,440 | $335,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 11,278 | $334,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,731 | $334,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 17,649 | $334,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,586 | $332,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,133 | $331,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,296 | $331,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 4,301 | $330,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,342 | $330,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 11,957 | $328,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,381 | $327,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 12,226 | $326,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,318 | $326,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,139 | $323,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 13,126 | $321,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 7,122 | $320,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 21,390 | $319,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 3,557 | $317,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,700 | $316,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,756 | $315,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 22,839 | $314,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,907 | $313,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,627 | $312,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,909 | $311,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,125 | $310,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,940 | $310,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 6,228 | $310,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 50,010 | $309,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 10,184 | $309,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,136 | $309,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,254 | $308,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 6,804 | $308,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 6,195 | $307,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,595 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 7,559 | $306,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 5,072 | $305,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 7,617 | $305,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 25,864 | $304,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,435 | $301,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,090 | $299,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 18,259 | $299,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 9,484 | $297,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,240 | $297,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,293 | $296,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,444 | $295,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,466 | $295,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,203 | $295,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 11,790 | $294,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,551 | $294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,546 | $294,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,454 | $292,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,306 | $290,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,159 | $289,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 14,599 | $289,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,319 | $287,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,658 | $286,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,326 | $285,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,164 | $284,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,770 | $284,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 5,547 | $283,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,217 | $283,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 22,344 | $283,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 8,072 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,178 | $282,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 13,582 | $282,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,933 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,478 | $281,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,275 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 3,008 | $280,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,775 | $279,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,391 | $279,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 33,689 | $279,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,675 | $278,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 9,969 | $277,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,831 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,219 | $276,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 9,554 | $276,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,199 | $272,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,861 | $271,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 10,466 | $271,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,852 | $270,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 22,739 | $269,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,588 | $268,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 4,282 | $268,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,428 | $266,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 8,633 | $265,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,770 | $264,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,661 | $263,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,621 | $263,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,057 | $262,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,039 | $262,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 18,362 | $261,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 19,734 | $261,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 4,828 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 3,716 | $261,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 19,734 | $261,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,278 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,243 | $257,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 45,793 | $256,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,527 | $256,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 10,242 | $255,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 3,500 | $254,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 12,226 | $254,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 15,864 | $254,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,193 | $254,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 11,530 | $253,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,099 | $252,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 4,315 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 13,503 | $251,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,803 | $251,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,000 | $250,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 2,387 | $250,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 29,915 | $250,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 340 | $249,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 26,242 | $249,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,545 | $249,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,113 | $249,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,871 | $248,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 4,125 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 8,607 | $247,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 17,324 | $247,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,951 | $246,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,286 | $246,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 5,473 | $244,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,067 | $243,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 3,176 | $243,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,092 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,864 | $239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,337 | $239,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 4,325 | $239,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 70,082 | $239,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,363 | $238,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,669 | $237,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,479 | $237,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,667 | $236,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,029 | $236,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,626 | $235,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 4,981 | $233,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 5,054 | $233,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 7,350 | $233,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,738 | $232,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,580 | $232,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 11,175 | $232,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,439 | $229,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 6,587 | $229,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,119 | $228,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 3,019 | $227,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,762 | $227,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 32,139 | $227,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,191 | $226,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,453 | $226,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 8,681 | $223,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 9,006 | $222,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,075 | $221,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 705 | $221,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 6,785 | $221,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 9,058 | $221,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 7,197 | $221,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,710 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,801 | $220,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,903 | $219,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,997 | $218,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,157 | $217,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,296 | $216,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,491 | $215,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,231 | $214,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,126 | $214,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 8,411 | $213,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,979 | $213,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 939 | $213,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 16,000 | $213,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,788 | $212,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,243 | $212,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 11,900 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,071 | $212,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,256 | $211,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 193 | $210,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,677 | $210,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 2,378 | $210,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 9,308 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 7,743 | $208,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,880 | $207,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,311 | $207,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 9,721 | $207,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,680 | $205,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,483 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,954 | $203,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 4,656 | $203,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 3,825 | $203,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 5,507 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,448 | $202,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,307 | $201,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 16,864 | $201,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 39,857 | $197,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 25,946 | $194,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 17,008 | $194,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 16,109 | $190,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 34,395 | $177,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 28,058 | $176,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 14,999 | $176,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 10,880 | $171,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,583 | $169,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,633 | $165,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 10,793 | $162,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 14,238 | $161,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 21,866 | $153,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,028 | $150,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 12,773 | $147,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 178,960 | $132,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,329 | $128,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,070 | $124,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 12,432 | $122,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,687 | $116,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,794 | $115,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,076 | $111,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 16,162 | $106,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 18,766 | $104,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,567 | $102,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 65,615 | $102,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,150 | $99,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 22,768 | $98,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 29,650 | $98,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 12,232 | $93,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,677 | $89,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 16,826 | $87,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,145 | $70,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,019 | $70,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,000 | $67,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 12,431 | $62,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 24,584 | $61,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,062 | $60,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,293 | $58,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 21,683 | $55,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 20,825 | $51,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 41,000 | $42,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 40,000 | $41,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 41,000 | $41,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 40,000 | $40,000 | thousands by filing date | principal |
| NIO INC SPON ADS | 62914V106 | ADR | 15,300 | $39,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 43,799 | $27,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,002 | $20,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 19,950 | $17,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 12,673 | $16,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,649 | $15,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 10,000 | $15,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 82,642 | $15,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 10,782 | $14,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,000 | $14,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 25,400 | $13,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,785 | $13,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 15,000 | $13,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 16,833 | $10,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $6,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 400 | $5,000 | thousands by filing date | call |
| POLYMET MINING CORP | 731916102 | COM | 10,551 | $5,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 11,420 | $4,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 800 | $2,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 400 | $1,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 400 | $1,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 400 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 600 | $1,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 500 | $1,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001697723-19-000003 | this filing | 2019-07-22 | acceptance time not in the bulk data set |